{"id":"court_sdny_208_7","court":"SDNY","case_no":"23-cr-00118","doc_number":208,"sub_number":7,"doc_type":"UNKNOWN","filed_date":null,"title":"Business Account Application Business Legal Name","summary_zh":"交易所附属公司银行开户申请材料（Exhibit E6.5，FV Bank Business Account Application）—— 美国诉 Ho Wan Kwok（郭文贵 / Guo Wengui / Miles Guo）案，SDNY 1:23-cr-00118 ECF #208 附件。系 Himalaya International Reserves Ltd（英属维尔京群岛注册）向 FV Bank International 提交的商业账户申请，将 Himalaya Dollar（HDO）描述为与 ERC-20 兼容的以太坊 ERC-1404 稳定币，由美元及等价资产储备支持；申请列明 Kin Ming Je（\"William Je\"）为总裁及控制人，董事为 Jesse Brown 与 Hee-Seup Shin，股东为 Major Leaad International Limited，由 Georgette Adonis-Roberts 于2021年11月17日签署提交。","summary_en":"Exchange-affiliate bank account application (Exhibit E6.5, FV Bank Business Account Application) — United States v. Ho Wan Kwok (Miles Guo / Guo Wengui), SDNY 1:23-cr-00118 ECF #208 exhibit. A business account application submitted to FV Bank International by Himalaya International Reserves Ltd (registered in the British Virgin Islands), describing the Himalaya Dollar (HDO) as an Ethereum-based ERC-1404 token backward-compatible with ERC-20, backed by a reserve of USD and cash-equivalent assets. The application lists Kin Ming Je (\"William Je\") as President/controller, Jesse Brown and Hee-Seup Shin as directors, and Major Leaad International Limited as the shareholder; it was signed and submitted by Georgette Adonis-Roberts on November 17, 2021.","body_en":"# **Business Account Application**\n\n### **Business Legal Name**\n\nHimalaya International Reserves Ltd\n\n**Authorized person completing this application** Georgette Adonis-Roberts\n\n**As the person completing this application, I am a** Employee/Executive\n\n**Please upload the Corporate Resolution of the company authorizing you to open and manage an account for the entity.**\n\n**Business Address** Commerce House, Cay 1, Tortola, Tortola VG1110, Virgin Islands (British)\n\n| <b>Email of the authorized person completing the application</b><br>Georgette.Adonis-Roberts@Hamilton-CH.com | <b>Phone</b><br>07464803316                                         |\n|--------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|\n| <b>Business Registration Number</b><br>2047670                                                               | <b>Business Tax ID (EIN for USA Entity)</b><br>n/a                  |\n| <b>Date Company registered</b><br>11/9/2020                                                                  | <b>Country of business registration</b><br>Virgin Islands (British) |\n\n# **About your business**\n\n#### **Please describe your business and who your customers are.**\n\nThe Himalaya Dollar (HDO) is an Ethereum-based ERC-1404 token that has backward compatibility to the ERC-20. Our stable coin fixed to the United States Dollar (USD) with the backing of a Reserve consisting of USD and cash-equivalent assets.\n\n#### **What is the purpose of opening a bank account with FV Bank? Please describe how you will use the account.**\n\nTo hold the proceeds of the sale of our Himalaya Dollar.\n\n**Has the Applicant, its owners or principals, been subject to any regulatory investigation, penalty or enforcement in the last 5 years?**\n\nNo\n\n**Is your business involved in any of the following (check all that apply)**\n\n**Does your business have a written business plan?** No\n\n## **Expected Account Activity**\n\n| Expected amount of initial deposit                     | \\$300,000,000.00          | Expected average balance                                      | \\$500,000,000.00 |\n|--------------------------------------------------------|---------------------------|---------------------------------------------------------------|------------------|\n| Expected number of monthly ACH deposits                | 0                         | Expected amount of monthly ACH deposits                       | \\$0.00           |\n| Expected number of monthly ACH payments                | 0                         | Expected amount of monthly ACH payments                       | \\$0.00           |\n| Expected number of monthly Domestic Wire deposits      | 0                         | Expected amount of monthly Domestic Wire deposits             | \\$0.00           |\n| Expected number of monthly Domestic Wire payments      | 3                         | Expected amount of monthly Domestic Wire payments             | \\$100,000,000.00 |\n| Expected number of monthly International Wire deposits | 3                         | Expected amount of monthly Interntional Wire deposits         | \\$1,000,000.00   |\n| Expected number of monthly International Wire payments | 3                         | Expected amount of monthly International Wire payments        | \\$20,000,000.00  |\n| Entity Type                                            | Limited Liability Company |                                                               |                  |\n| Website                                                |                           | Please provide any \"Doing Business As\" names you also operate |                  |\n\n**Website** http **Please provide any \"Doing Business As \" names you also operate under if any.** Himalaya Dollar\n\nPlease provide the name and valid identification (passport) for an individual in your organization who has significant responsibility to control, manage or direct the company? This may include an executive officer or senior manager such as a Chief Executive Officer, Chief Financial Officer, Chief Operating Officer, President, or any other individual who regularly performs similar functions.\n\n**Name** Kin Ming Je\n\n**Role** President\n\n#### **Controller Identity Document** WJ passport.pdf\n\nHow many other officers are in your organization, not including the above, such as Chief Executive Officer, Chief Financial Officer and/or Chief Operating Officer that exert control over the business? If so, please list their names. below.\n\n**Number of additional Officers**\n\n1\n\n**Name** Ehsan Masud **Role** President **Who are your shareholders or members who control 25% or more of the entity?** Entities\n\n**How many entity shareholders with 25% or more ownership?** 1\n\n**Name of entity shareholder #1** Major Leaad International Limited **Please list all shareholders who own 25% or more of the entity**\n\n**Percentage of ownership of entity #1** 100.00%\n\n**How many directors does your company have?** 2\n\n**Director #1** Jesse Brown\n\n**Please upload a valid govenment issued photo ID of the Director #1** Jesse-Passport.pdf\n\n**Director #2** Hee-Seup Shin\n\n**Please upload a valid govenment issued photo ID of the Director #2** Hee-Seup Shin Passport (1).pdf\n\n**Please upload your certificate of incorporation or equivalent** Cert of Incorporation - HIR.pdf\n\n**Please upload your articles of association or operating agreement.** HIR M&A 908995 - 09 Nov 2020(1).pdf\n\n**Please upload a register of shareholders, members or partners.** HIR Members Register REG 908997 - 18 Nov 2020.pdf\n\n**Please upload a proof of address for the business. (Utility bill, rental contract, bank statement or similiar)**\n\n**Please upload a source of funds, like a bank statement, trading account, invoice or contract.**\n\n**Does Your Company deal in crypto currency?** Yes\n\n**Is your company a Money Servcies Business or Money Transmitter?** No\n\n**Do you require a license to operate your business model in your jurisdiction of registration?** No\n\n**What type of crypto currency does your organization work with?** Other\n\n**Please list other cryptocurrencies offered since you selected \"Other\" above.** HDO and HCN\n\n**What is your business model in the crypto/blockchain industry?** Other\n\n**Please explain your crypto business model if you selected \"Other\" above.**\n\nThe Himalaya Dollar (HDO) is an Ethereum-based ERC-1404 token that has backward compatibility to the ERC-20. Our stable coin fixed to the United States Dollar (USD) with the backing of a Reserve consisting of USD and cash-equivalent assets.\n\n**Who are your primary business partners involved in the crypto currency transactions (liquidity providers, OTC, Exchanges etc.)?** Himalaya Exchange\n\n**Does your organization have an AML/CFT Program (Policies and Procedures)?** Yes\n\n**Please upload your AML/CFT Program (policies and procedures).** AML Policy\\_V3.0.pdf\n\n**Has your organization AML/CFT Compliance Program been reviewed by an independent third party?**\n\nNo\n\n**Does your organization have a Complaints policy?** No\n\n**Please upload your complaints policy.**\n\n**Does your organization have a business agreement or terms and conditions with your customer?** Yes\n\n**Please upload your buiness agreement or terms and conditions.** Himalaya Exchange Terms & Conditions (16) New- 17.11.2021.pdf\n\n**Do your customers have direct access to their wallet or account with your service?** No\n\n#### **IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING AN ACCOUNT:**\n\nTo help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. What this means for you: When you open an account, we will ask for your company formation documents, business licenses, business address, tax identification number, and other information that will allow us to identify your business. We may ask to see your other identifying or ownership documents.\n\n#### **Acknowledgement of Receipt**\n\nI hereby acknowledge receipt of this Business Customer Identification Program Notice and further acknowledge that I understand its contents.\n\n#### **Acknowledgement and Agreement**\n\nI hereby acknowledge the information provided in this application is true and accurate as of the date set forth opposite my signature below. I consent to the use of information contained herein for the sole purpose of verifying the identity of my business and preventing fraud and understand that this information will not be used or shared for any other purpose with any other party. I further represent that I am an authorized representative of the business.\n\n#### **Regulation GG – Unlawful Internet Gambling Disclosure**\n\nI hereby acknowledge receipt of FV Bank International Inc's Regulation GG Unlawful Internet Gambling Disclosure. By signing below, I certify that I am not now engaged in, and during the life of the Account, shall not engage in any activity or business that is unlawful under the Unlawful Internet Gambling Enforcement Act of 2006, 31 USG 5361, et seq., (the \"UIGEA\"). I understand that I may not use this Account or any other service to receive any funds, transfer, credit, instrument, or proceeds that arise from a business that is unlawful under the UIGEA. I agree that if I am asked to process a transaction that I believe is restricted under the UIGEA, I am block the transaction and take any other action deemed to be reasonable under the UIGEA.\n\n#### **Marijuana Related Business Disclosure**\n\nI hereby acknowledge receipt of FV Bank International Inc's Marijuana Related Business Disclosure.\n\nBy signing below, I certify that I am not now engage in, and during the life of the Account, will not conduct any marijuana related business activity, as outlined in the Marijuana Related Business Disclosure. Failing to alert FV Bank International Inc. that a Beneficial Owner(s) own or directly control a marijuana related business or are utilizing FV Bank International, Inc. to receive, accept, hold or maintain funds derived from a directly marijuana-related business are grounds for immediate termination of all banking services.\n\n**Signature**\n\nIllegible signature.\n\n**Signature Name of Signer** Georgette Adonis-Roberts\n\n**Date of Application** 11/17/2021","body_zh":"企业账户申请表\n\n企业法定名称\n\nHimalaya International Reserves Ltd（喜马拉雅国际储备有限公司）\n\n填写本申请表的授权人员 Georgette Adonis-Roberts\n\n作为填写本申请表的人员，我的身份是 雇员/高级管理人员\n\n请上传授权您代表该实体开立并管理账户的公司决议。\n\n企业地址 Commerce House, Cay 1, Tortola, Tortola VG1110, Virgin Islands (British)（英属维尔京群岛）\n\n填写申请表的授权人员电子邮件\nGeorgette.Adonis-Roberts@Hamilton-CH.com\n电话\n07464803316\n企业注册编号\n2047670\n企业纳税人识别号（美国实体填写EIN）\n不适用\n公司注册日期\n11/9/2020\n企业注册国家/地区\nVirgin Islands (British)（英属维尔京群岛）\n\n关于您的企业\n\n请描述您的业务以及您的客户群体。\n\nHimalaya Dollar（喜马拉雅美元，HDO）是一种基于以太坊的 ERC-1404 代币，向下兼容 ERC-20。我们的稳定币锚定 United States Dollar（美元，USD），由包含美元及现金等价物资产的储备金提供支持。\n\n在 FV Bank（FV银行）开立银行账户的目的是什么？请描述您将如何使用该账户。\n\n用于存放出售我们喜马拉雅美元所得的收益。\n\n申请人、其所有者或主要负责人，在过去 5 年内是否曾受到过任何监管调查、处罚或执法行动？\n\n否\n\n您的企业是否涉及以下任何情况（勾选所有适用项）\n\n您的企业是否有书面商业计划书？ 否\n\n预计账户活动\n\n预计初始存入金额\n$300,000,000.00\n预计平均余额\n$500,000,000.00\n预计每月 ACH 存入次数\n0\n预计每月 ACH 存入金额\n$0.00\n预计每月 ACH 支付次数\n0\n预计每月 ACH 支付金额\n$0.00\n预计每月国内电汇存入次数\n0\n预计每月国内电汇存入金额\n$0.00\n预计每月国内电汇支付次数\n3\n预计每月国内电汇支付金额\n$100,000,000.00\n预计每月国际电汇存入次数\n3\n预计每月国际电汇存入金额\n$1,000,000.00\n预计每月国际电汇支付次数\n3\n预计每月国际电汇支付金额\n$20,000,000.00\n实体类型\nLimited Liability Company（有限责任公司）\n网站\n请提供您运营所使用的任何“商号（DBA）”名称\n\n网站 http 请提供您运营所使用的任何“商号（DBA）”名称（如有）。 Himalaya Dollar（喜马拉雅美元）\n\n请提供您机构中对控制、管理或指导公司负有重大责任的人员姓名及有效身份证明（护照）？这可能包括高管或高级管理人员，如首席执行官、首席财务官、首席运营官、总裁，或定期履行类似职能的任何其他个人。\n\n姓名 Kin Ming Je（余建明）\n\n职务 总裁\n\n控制人身份证明文件 WJ passport.pdf\n\n除上述人员外，您的机构中还有多少名对业务行使控制权的其他高管，例如首席执行官、首席财务官和/或首席运营官？如有，请在下方列出其姓名。\n\n额外高管人数\n姓名 Ehsan Masud 职务 总裁 谁是控制该实体 25% 或以上股份的股东或成员？ 实体\n\n拥有 25% 或以上所有权的实体股东有几个？ 1\n\n第 1 号实体股东名称 Major Leaad International Limited（领先国际有限公司） 请列出所有持有该实体 25% 或以上股份的股东\n\n第 1 号实体的持股比例 100.00%\n\n您的公司有几名董事？ 2\n\n第 1 号董事 Jesse Brown\n\n请上传第 1 号董事的政府签发的有效带照片身份证件 Jesse-Passport.pdf\n\n第 2 号董事 Hee-Seup Shin\n\n请上传第 2 号董事的政府签发的有效带照片身份证件 Hee-Seup Shin Passport (1).pdf\n\n请上传您的公司注册证书或等同文件 Cert of Incorporation - HIR.pdf\n\n请上传您的公司章程或运营协议。 HIR M&A 908995 - 09 Nov 2020(1).pdf\n\n请上传股东、成员或合伙人名册。 HIR Members Register REG 908997 - 18 Nov 2020.pdf\n\n请上传企业地址证明。（公用事业账单、租赁合同、银行对账单或类似文件）\n\n请上传资金来源证明，如银行对账单、交易账户、发票或合同。\n\n贵公司是否从事加密货币交易？ 是\n\n贵公司是否为货币服务企业（MSB）或货币转账机构？ 否\n\n在您注册所在的司法管辖区开展您的业务模式是否需要获得许可？ 否\n\n您的机构使用何种类型的加密货币？ 其他\n\n鉴于您在上方选择了“其他”，请列出所提供的其他加密货币。 HDO 与 HCN\n\n您在加密货币/区块链行业中的业务模式是什么？ 其他\n\n鉴于您在上方选择了“其他”，请解释您的加密业务模式。\n\nHimalaya Dollar（喜马拉雅美元，HDO）是一种基于以太坊的 ERC-1404 代币，向下兼容 ERC-20。我们的稳定币锚定 United States Dollar（美元，USD），由包含美元及现金等价物资产的储备金提供支持。\n\n谁是您参与加密货币交易的主要业务合作伙伴（流动性提供商、场外交易 OTC、交易所等）？ Himalaya Exchange（喜马拉雅交易所）\n\n您的机构是否制定了反洗钱/反恐怖融资（AML/CFT）计划（政策和程序）？ 是\n\n请上传您的反洗钱/反恐怖融资（AML/CFT）计划（政策和程序）。 AML Policy_V3.0.pdf\n\n您机构的反洗钱/反恐怖融资（AML/CFT）合规计划是否经过独立第三方的审查？\n\n否\n\n您的机构是否有投诉政策？ 否\n\n请上传您的投诉政策。\n\n您的机构是否与客户订立了业务协议或条款及条件？ 是\n\n请上传您的业务协议或条款及条件。 Himalaya Exchange Terms & Conditions (16) New- 17.11.2021.pdf\n\n您的客户是否可以直接访问其在贵方服务中的钱包或账户？ 否\n\n关于开户程序的重要信息：\n\n为协助政府打击资助恐怖主义及洗钱活动，联邦法律要求所有金融机构获取、核实并记录用于识别每位开户人员身份的信息。这对您的意义：当您开立账户时，我们将索取您的公司成立文件、营业执照、营业地址、纳税人识别号以及其他使我们能够识别您企业身份的信息。我们可能会要求查阅您的其他身份证明文件或所有权文件。\n\n确认收到\n\n我特此确认收到本《企业客户身份识别程序须知》，并进一步确认我理解其内容。\n\n确认与同意\n\n我特此确认，截至本申请表下方我的签名旁所注明的日期，本申请表中提供的信息均真实且准确。我同意将此处包含的信息仅用于核实我的企业身份和防范欺诈的目的，并理解该等信息不会用于任何其他目的，亦不会与任何其他方共享。我进一步声明，我是该企业的授权代表。\n\nGG 条例——非法互联网赌博披露\n\n我特此确认收到 FV Bank International Inc（FV国际银行股份有限公司）的《GG 条例非法互联网赌博披露》。在下方签名即表示，我证明我目前未从事、且在账户存续期间亦不得从事根据《2006年非法互联网赌博执法法》（Unlawful Internet Gambling Enforcement Act of 2006，31 U.S.C. § 5361 等，以下简称“UIGEA”）属于非法的任何活动或业务。我理解，我不得使用本账户或任何其他服务来接收源自依据 UIGEA 属于非法的业务的任何资金、转账、信用、票据或收益。我同意，如果我被要求处理我认为依据 UIGEA 受限的交易，我将阻止该交易并采取依据 UIGEA 视为合理的任何其他行动。\n\n大麻相关业务披露\n\n我特此确认收到 FV Bank International Inc（FV国际银行股份有限公司）的《大麻相关业务披露》。\n\n在下方签名即表示，我证明我目前未从事、且在账户存续期间亦不会开展《大麻相关业务披露》中所述的任何大麻相关业务活动。未能告知 FV Bank International Inc 实益拥有人拥有或直接控制大麻相关业务，或正在利用 FV Bank International, Inc. 接收、接受、持有或维持源自直接与大麻相关业务的资金，将构成立即终止所有银行服务的理由。\n\n签名\n\n签名模糊不可辨认。\n\n签名人签名姓名 Georgette Adonis-Roberts\n\n申请日期 11/17/2021","key_entities":["Himalaya","Je","Himalaya Exchange","Kin Ming Je","CIPA"],"ecf_references":[],"word_count":1381,"status":"published","published_at":null,"created_at":null,"updated_at":"2026-08-23 07:27:15"}