{"id":"court_sdny_209_6","court":"SDNY","case_no":"23-cr-00118","doc_number":209,"sub_number":6,"doc_type":"UNKNOWN","filed_date":null,"title":"In the matter of United States v Kwok, et al 23 CR 118 (SDNY) with respect to 41(g) Customer Action for the return of th","summary_zh":"附录 —— 美国诉Kwok等人案，SDNY 1:23-cr-00118，涉及第41(g)条客户诉讼申请返还Himalaya Exchange资金事项。本文件为Mazars LLP进行的独立取证审查的附录6.1，检验了关于相关客户入职信息及财务数据的内容。","summary_en":"Appendix 6.1 — United States v. Kwok, et al., SDNY 1:23-cr-00118, concerning a Rule 41(g) customer action for return of Himalaya Exchange funds. This document is Appendix 6.1 of an independent forensic review by Mazars LLP, documenting testing undertaken on customer onboarding information and financial data for relevant customers.","body_en":"In the matter of United States v Kwok, et al 23 CR 118 (SDNY) with respect to 41(g) Customer Action for the return of their Himalaya Exchange Funds\n\n**Independent forensic review of Mazars LLP Appendix 6.1**\n\nzars\n\nPrivate and Confidential\n\n## **Appendix 6.1**\n\n**The testing undertaken on the customer onboarding information and the financial data in respect of a sample of the Relevant Customers**\n\n| Information per the Customer Action Schedule | | | | | | Customer / KYC information p | | | | | | | | |\n|----------------------------------------------|--------------------|------------------------|------------------------|------------------------------|-----------------------|-----------------------------------------|----------------------------|---------------------------|----------------------|------------------|-----------------------------------|-------------------|-------------------------------|-------------------------|\n| | | | | | | Customer's personal information | | | | | | | | |\n| Mazars sample
number | HID | Current HCN
balance | Current HDO
balance | Deposit
balance | Redemption
balance | Is there a
corresponding
account? | Is the account
enabled? | Customer Tier Personal or | corporate
account | Customer
name | Name in Chinese
characters [1] | Customer
email | Citizenship | Country of
Residency |\n| 1 | Y6DXEKN | 6,710.94 | | 5.97 39,775.00 | - | Yes | Yes | Tier 1 | Personal | | No | | South Korea | South Korea |\n| 2 | 25E7HEK | - | - | - | | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 3 | VRUHRBX | - | - | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 4 | EJB6N37 | 24.94 | 23.00 | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 5 | PK2GKGB | - | - | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 6 | QKGAABC | 2,460.00 | | 114.66 3,200.00 | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 7 | NKV5KWI | 2,026.00 | - | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 8 | HEYI0NX | 217.76 | 0.02 | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 9 | 68L64X5 | 701.73 | | 83.81 5,880.00 | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 10 | C923ESO | 1,580.38 | | 735.48 90,169.64 | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 11 | VA5MP35 | 12.00 | - | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 12 | LMC8YPB | 79.96 | | 0.36 3,455.00 | - | Yes | Yes | Tier 1 | Personal | | No | | Taiwan | Taiwan |\n| 13 | 0QS281S | 101.59 | 2,786.88 | 156,450.98 | - | Yes | Yes | Tier 1 | Personal | | No | | UK | New Zealand |\n| 14 | VK4ANPU | 7.00 | - | - | - | Yes | Yes | Tier 1 | Personal | | No | | South Korea | China |\n| 15 | I4LKIWY | - | | 2,855.84 2,975.00 | - | Yes | Yes | Tier 1 | Personal | | No | | Singapore | Singapore |\n| 16 | SJ2BS73 | 579.01 | 3.01 | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 17 | 5S89KBQ | 528.16 | | 45.08 11,950.00 | 71,100.00 | Yes | Yes | Tier 1 | Personal | | No | | Taiwan | Taiwan |\n| 18 | 34DUM6K | 297.27 | 35.63 | 900.00 | 18,788.00 | Yes | Yes | Tier 1 | Personal | | No | | China | Singapore |\n| 19 | A4UZ1UA | 76,313.99 | | 229,733.22 10,000.00 | 120,090.00 | Yes | Yes | Tier 1 | Personal | | No | | United Kingdom United Kingdom | |\n| 20 | J8AWCBB | 1,062.34 | | 1.67 12,245.00 | 1,270.00 | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 21 | V9W73H5 | - | - | 9,944.00 | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 22 | 3ONHED9 | - | - | - | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 23 | SA3MI8E | - | - | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 24 | UNS06NV | 3,716.28 | - | 18,641.15 | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 25 | IQZZTFG | 233.00 | 5,312.09 | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 26 | KIL2BXW | 10.19 | 1.14 | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 27 | 63JS0ZQ | 484.89 | | 542.68 20,375.00 | - | Yes | Yes | Tier 1 | Personal | | No | | China | United Arab Emirate |\n| 28 | EL7ZBNL | 282.00 | 2.18 | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 29
30 | MMIUQTN
C85O85D | 4,060.89
229.21 | 0.01 | 154,316.52
13.18 9,912.89 | -
9,527.39 | Yes
Yes | Yes
Yes | Tier 1
Tier 1 | Personal
Personal | | No
No | | Singapore
China | Singapore
Singapore |\n| 31 | K64HVBN | 534.92 | 31.75 | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 32 | CNF1PAS | 100.76 | | 0.01 17,100.00 | 29,880.00 | Yes | Yes | Tier 1 | Personal | | No | | United Kingdom United Kingdom | |\n| 33 | C7HE41U | 1,083.74 | 0.01 | - | - | Yes | Yes | Tier 1 | Personal | | No | | Hong Kong | Hong Kong |\n| 34 | PI46C1D | 107.00 | - | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 35 | UJZ8G2I | 220.83 | 0.16 | 275.00 | 12,650.00 | Yes | Yes | Tier 1 | Personal | | No | | China | Cambodia |\n| 36 | 3Y5TR49 | 1,158.14 | 50,532.09 | - | - | Yes | Yes | Tier 1 | Personal | | Yes | | China | China |\n| 37 | 5FQXFF3 | 853.55 | 132.23 | - | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 38 | BR55A1J | 1,562.77 | | 195.29 7,159.09 | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 39 | 3P7ICAV | 883.58 | | 38.57 41,900.00 | - | Yes | Yes | Tier 1 | Personal | | No | | Singapore | Singapore |\n| 40 | WGMU4QO | 15,941.54 | 818.73 | - | - | Yes | Yes | Tier 1 | Personal | | No | | China | Germany |\n| 41 | IWRSAY8 | 4,731.75 | 335,465.96 | - | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 42 | PH1JBZ0 | 5,367.14 | | 571.46 85,337.67 | - | Yes | Yes | Tier 1 | Personal | | No | | Australia | Australia |\n| 43 | 7FKCSAF | 5,849.58 | | 0.01 33,356.00 | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 44 | KY08VGL | 667.18 | | 37.00 22,292.69 | 11,480.00 | Yes | Yes | Tier 1 | Personal | | No | | China | Australia |\n| 45 | 7M1PNFX | 5,026.95 | | 1.87 9,332.49 | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 46 | 5GZG9NL | 474.46 | | 0.40 19,950.00 | - | Yes | Yes | Tier 1 | Personal | | No | | China | South Korea |\n| 47 | MZDB63I | 100.00 | - | - | - | Yes | Yes | Tier 1 | Personal | | No | | Hong Kong | China |\n| 48 | OXDEZ2P | 3,353.63 | | 7.83 56,936.65 | - | Yes | Yes | Tier 1 | Personal | | No | | Australia | Australia |\n| 49 | SKAZFRE | - | - | - | - | Yes | Yes | Tier 1 | Personal | | No | | China | China |\n| 50 | LQ7DLLW | 100.75 | | 0.15 4,191.50 | - | Yes | Yes | Tier 1 | Personal | | No | | Australia | Australia |\n\n## **Notes**\n\n[1] Where the name of the individual was in Chinese characters on the HEX Customer Database, we sought to compare the characters to identify any differences. However, given the Mazars team do not read Chinese, we also compared the ID document number for these customers (i) per their ID documents on Jumio; with (ii) the ID document number on the customer's profile on the HEX Database. We did not identify any differences in this regard.\n\nIn the matter of United States v Kwok, et al 23 CR 118 (SDNY) with respect to 41(g) Customer Action for the return of their Himalaya Exchange Funds **Independent forensic review of Mazars LLP**\n\n## **Appendix 6.1**\n\n**The testing undertaken on the customer onboarding information and the financial data in respect of a sample of the Relevant Customers**\n\n| | difference | |\n|---------|----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| | | |\n| | -
5.97 | HDO 5.97 was sent from this individual's via Hpay on 15 November 2023. We viewed this transaction on Hpay via the HEX
Customer Database. |\n| C923ESO | -
599.60 | This difference relates to two transactions: (i) HDO 20,349.6 was sent by this individual via Hpay on 21 November 2023; and (ii)
HCN 1,400 was used to purchase HDO 19,750 (see the HCN reconciliation above) . We viewed these transactions either on the
HEX Customer Database or on Hpay via the HEX Customer Database. |\n| J8AWCBB | 25.71 | This difference relates to two transactions: (i) HDO 5,000 was sent by this individual via Hpay on 15 December 2023; and (ii) HCN
355 was used to purchase HDO 5,025 (see the HCN reconciliation above) . We viewed these transactions either on the HEX
Customer Database or on Hpay via the HEX Database. |\n| C85O85D | 8,458.00 | HDO 8,458 was received by this individual's via Hpay on 29 November 2023. We viewed this transaction on Hpay via the HEX
Customer Database. |\n| 3Y5TR49 | -
46,271.67 | This difference relates to three transactions: (i) HDO 13,441 was received by this individual account via Hpay on 11 December
2023; (ii) HDO 12,571.78 is \"held for orders\" on this individual's account (whereby the HDO is being held for future trades); and (iii)
HDO 47,140.88 was used to purchase HCN 3,388.81 (see the HCN reconciliation above) . We viewed these transactions either on
the HEX Customer Database or on Hpay via the HEX Customer Database. |\n| WGMU4QO | 2.00 | This difference relates to three transactions: (i) HDO 5 was sent from this individual's account via Hpay on 26 November 2023; (ii)
HDO 3 was sent from this individual's account via Hpay on 26 November 2023; and (iii) HDO 10 was received by this individual via
Hpay on 5 December 2023. We viewed these transactions on Hpay via the HEX Customer Database. |\n| PH1JBZ0 | -
571.45 | This difference relates to four transactions: (i) HDO 107.99 is \"held for orders\" on this individual's account (whereby the HDO is
being held for future trades); (ii) HDO 108 was received by this individual via Hpay on 9 December 2023; (iii) HDO 540 was
received by this individual via Hpay on 12 November 2023; and (iv) HDO 1,111.46 was used to purchase HCN 79.98 (see the HCN
reconciliation above) . We viewed these transactions either the HEX Customer Database or on Hpay via the HEX Customer
Database |\n| | Y6DXEKN | |\n\n| Mazars sample
number | HID | HCN
difference | Reason(s) for reconciling items |\n|-------------------------|---------|-------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| 10 | C923ESO | -
1,400.00 | HCN 1,400 was used to purchase HDO 19,750 between 16 and 18 November 2023 (see the HDO reconciliation below). We
viewed this transaction on the HEX Customer Database. |\n| 19 | A4UZ1UA | 1,000.00 | HCN 1,000 was received by this individual via Hpay on 16 November 2023. We viewed this transaction on Hpay via the HEX
Customer Database. |\n| 20 | J8AWCBB | -
355.00 | HCN 355 was used to purchase HDO 5,025 (see the HDO reconciliation below). We viewed this transaction on the HEX
Customer Database. |\n| 36 | 3Y5TR49 | 3,388.81 | HDO 47,140.88 was used to purchase HCN 3,388.81 (see the HDO reconciliation below). We viewed this transaction on the HEX
Customer Database. |\n| 38 | BR55A1J | 578.75 | HCN 578.75 was received by this individual via Hpay on 25 November 2023. We viewed this transaction on Hpay via the HEX
Customer Database. |\n| 41 | IWRSAY8 | 500.00 | HCN 500 was received by this individual via Hpay on 15 November 2023. We viewed this transaction on Hpay via the HEX
Customer Database. |\n| 42 | PH1JBZ0 | 79.98 | HDO 1,111.46 was used to purchase HCN 79.98 (see the HDO reconciliation below). We viewed this transaction on the HEX
Customer Database. |\n| 46 | 5GZG9NL | -
474.46 | HCN 474.46 is \"held for orders\" on this individual's account (whereby the HCN is being held for future trades). We viewed this
amount on the HEX Customer Database. |\n| 48 | OXDEZ2P | -
1,250.00 | HCN 1,250 is \"held for orders\" on this individual's account (whereby the HCN is being held for future trades). We viewed this
amount on the HEX Customer Database. |\n\n[3] As explained in our report, during our sample testing we identified a number of differences between the HDO balance in HEX Customer Database compared with the amounts noted in the Customer Action Schedule. Upon further enquiry with the Exchange, we understand that this relates to ongoing trading activity of HDO balances between the date the customer provided information in respect of the Customer Action (of 10 November 2023) and the date of our work (15 December 2023). We set out below the reconciling items, which relate to trades effected by customers between these dates.\n\nWe observed these reconciling items on the trading data available on the HEX Customer Database and Hpay (the Exchange's payment application)\n\n[2] As explained in our report, during our sample testing we identified a number of differences between the HCN balances in HEX Customer Database compared with the amounts noted in the Customer Action Schedule. Upon further enquiry with the Exchange, we understand that this relates to ongoing trading activity of HCN balances between the date the customer provided information in respect of the Customer Action (of 10 November 2023) and the date of our work (of 15 December 2023). We set out below the reconciling items, which relate to trades effected by customers between these dates.\n\nWe observed these differences on the trading data available on the HEX Customer Database and Hpay (the Exchange's payment application)\n\nIn the matter of United States v Kwok, et al 23 CR 118 (SDNY) with respect to 41(g) Customer Action for the return of their Himalaya Exchange Funds **Independent forensic review of Mazars LLP**\n\n## **Appendix 6.1**\n\n**The testing undertaken on the customer onboarding information and the financial data in respect of a sample of the Relevant Customers**\n\n| 43 | 7FKCSAF | 13,393.48 This difference relates to four transactions: (i) HDO 13,394 is \"held for orders\" on this individual's account (whereby the HCN is
being held for future trades); (ii) HDO 10,000 is \"held for orders\" on this individual's account (whereby the HCN is being held for
future trades); (iii) HDO 12,262.50 is \"held for orders\" on this individual's account (whereby the HCN is being held for future trades);
and (iv) HDO 49,050 was received by this individual via Hpay on 15 December 2023. The total of these transactions equates to a
inflow of HDO 13,393.48 to this individual's account. We viewed these transactions on Hpay via the HEX Customer Database. |\n|----|---------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n|----|---------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n\n| per HEX database | Customer financial information per HEX database | | | | | | | | | | |\n|------------------------------------------------------------------------------------------------------|-------------------------------------------------------|------------|-------------|------------------------------------------------|----------------------------|------------|------------------------------------------------|----------------------------|------------|-----------------------------------------|------------|\n| | KYC questionnaire per database | | | | HCN | | | HDO | | Deposit | |\n| Source of income/funds | Source of wealth | Risk Score | Risk Rating | Current HCN
per HEX
Customer
Database | Reconciling
item(s) [2] | Difference | Current HDO
per HEX
Customer
Database | Reconciling
item(s) [3] | Difference | Deposit per
HEX Customer
Database | Difference |\n| Salary / business income, Loan / Credit | Employment income, Business profits | 35 | Medium | 6,710.94 | - | - | -
- | 5.97 | - | 39,775.00 | - |\n| Salary / business income | Employment income | 51 | Medium | - | - | - | - | - | - | - | - |\n| Salary / business income, Savings | Employment income | 50 | Medium | - | - | - | - | - | - | - | - |\n| Salary / business income, Savings | Employment income, Business profits | 35 | Medium | 24.94 | - | - | 23.00 | - | - | - | - |\n| Salary / business income, Savings | Inheritance, Employment income | 45 | Medium | - | - | - | - | - | - | - | - |\n| Salary / business income | Employment income | 41 | Medium | 2,460.00 | - | - | 114.66 | - | - | 3,200.00 | - |\n| Salary / business income | Employment income | 50 | Medium | 2,026.00 | - | - | - | - | - | - | - |\n| Salary / business income, Investment, Cryptocurrency trading | Employment income | 50 | Medium | 217.76 | - | - | 0.02 | - | - | - | - |\n| Salary / business income, Savings, Loan / Credit | Property sale, Employment income | 56 | Medium | 701.73 | - | - | 83.81 | - | - | 5,880.00 | - |\n| Salary / business income | Employment income | 55 | Medium | 180.38 - | 1,400.00 | - | 135.88 - | 599.60 | - | 90,169.64 | - |\n| Inheritance | Inheritance | 50 | Medium | 12.00 | - | - | - | - | - | - | - |\n| Salary / business income | Inheritance, Employment income | 30 | Low | 79.96 | - | - | 0.36 | - | - | 3,455.00 | - |\n| Pension / Social benefits, Investments, Savings | Property sale, Employment income, Business profits 60 | | Medium | 101.59 | - | - | 2,786.88 | - | - | 156,450.98 | - |\n| Savings | Employment income | 30 | Low | 7.00 | - | - | - | - | - | - | - |\n| Salary / business income | Employment income | 30 | Low | - | - | - | 2,855.84 | - | - | 2,975.00 | - |\n| Salary / business income, Loan / Credit | Crypto Trading, long term investment | 46 | Medium | 579.01 | - | - | 3.01 | - | - | - | - |\n| Pension / Social benefits | Inheritance | 50 | Medium | 528.16 | - | - | 45.08 | - | - | 11,950.00 | - |\n| Salary / business income, Savings | Employment income | 36 | Medium | 297.27 | - | - | 35.63 | - | - | 900.00 | - |\n| Salary / business income | Employment income | 10 | Low | 77,313.99 | 1,000.00 | - | 229,733.22 | - | - | 10,000.00 | - |\n| Salary / business income | Employment income | 51 | Medium | 707.34 - | 355.00 | - | 27.38 | 25.71 | - | 12,245.00 | - |\n| Savings | Employment income | 40 | Medium | - | - | - | - | - | - | 9,944.00 | - |\n| Savings | Employment income | 80 | High | - | - | - | - | - | - | - | - |\n| Pension / Social benefits | Inheritance, Employment income | 85 | High | - | - | - | - | - | - | - | - |\n| Salary / business income | Employment income | 30 | Low | 3,716.28 | - | - | - | - | - | 18,641.15 | - |\n| Salary / business income, Savings | Employment income, Business profits | 30 | Low | 233.00 | - | - | 5,312.09 | - | - | - | - |\n| Pension / social benefits, Savings | Inheritance, Property sale | 56 | Medium | 10.19 | - | - | 1.14 | - | - | - | - |\n| Salary / business income | Employment income | 46 | Medium | 484.89 | - | - | 542.68 | - | - | 20,375.00 | - |\n| Salary / business income, Investments, Savings | Property sale, Employment income, Business profits 56 | | Medium | 282.00 | - | - | 2.18 | - | - | - | - |\n| Investments, Savings, Cryptocurrency trading, part time job admin Employment income, part time admin | | 80 | High | 4,060.89 | - | - | 0.01 | - | - | 154,316.52 | - |\n| Salary | Employment income | 36 | Medium | 229.21 | - | - | 8,471.18 | 8,458.00 | - | 9,912.89 | - |\n| Salary / business income | Employment income | 45 | Medium | 534.92 | - | - | 31.75 | - | - | - | - |\n| Salary / business income | Employment income | 5 | Low | 100.76 | - | - | 0.01 | - | - | 17,100.00 | - |\n| Salary / business income, Investments, Savings | Property sale, Employment income, Business profits 80 | | High | 1,083.74 | - | - | 0.01 | - | - | - | - |\n| Salary / business income | Employment income | 15 | Low | 107.00 | - | - | - | - | - | - | - |\n| Salary / business income, Savings | Employment income, Business profits | 70 | Medium | 220.83 | - | - | 0.16 | - | - | 275.00 | - |\n| Savings | Business profits | 91 | Ultra-high | 4,546.95 | 3,388.81 | - | 4,260.42 - | 46,271.67 | - | - | - |\n| Salary / business income, Investments | Employment income, Business profits | 82 | High | 853.55 | - | - | 132.23 | - | - | - | - |\n| Salary / business income, Investments, Savings | Property sale, Employment income | 56 | Medium | 2,141.52 | 578.75 | - | 195.29 | - | - | 7,159.09 | - |\n| Salary / business income | Employment income | 30 | Low | 883.58 | - | - | 38.57 | - | - | 41,900.00 | - |\n| Investments | Property sale | 51 | Medium | 15,941.54 | - | - | 820.73 | 2.00 | - | - | - |\n| Salary / business income, Savings, Loan / Credit | Property sale, Employment income, Business profits 90 | | Ultra-high | 5,231.75 | 500.00 | - | 335,465.96 | - | - | - | - |\n| Salary / business income | Employment income, Business profits | 15 | Low | 5,447.12 | 79.98 | - | 0.01 - | 571.45 | - | 85,337.67 | - |\n| Salary / business income, Investments, Savings | Employment income | 51 | Medium | 5,849.58 | - | - | 13,393.49 | 13,393.48 | - | 33,356.00 | - |\n| | | | | | | | | | | | |\n| Salary / business income | Business profits | 41 | Medium | 667.18 | - | - | 37.00 | - | - | 22,292.69 | - |\n| Salary / business income, Investments, Savings | Property sale, Employment income, Business profits 51 | | Medium | 5,026.95 | - | - | 1.87 | - | - | 9,332.49 | - |\n| Salary | Employment income | 25 | Low | -
- | 474.46 | - | 0.40 | - | - | 19,950.00 | - |\n| Salary / business income | Employment income | 6 | Low | 100.00 | - | - | - | - | - | - | - |\n| Salary / business income | Employment income | 5 | Low | 2,103.63 - | 1,250.00 | - | 7.83 | - | - | 56,936.65 | - |\n| Salary / business income | Employment income, Business profits | 55 | Medium | - | - | - | - | - | - | - | - |\n| Salary / business income, Investments | Property sale | 5 | Low | 100.75 | - | - | 0.15 | - | - | 4,191.50 | - |\n\n| Redemption | | Customer redemptions per | | KYC documents viewed on Jumio | | | | | |\n|-----------------------------------------------|------------|-----------------------------------------------------------|------------|-------------------------------|------------------------|-----------------------|----------------------------------------|------------------------------|---------------------------------------------------------|\n| Redemption
per HEX
Customer
Database | Difference | Redemption
(per bank
statements of
the Exchange) | Difference | Type of ID
document | Name on ID
document | ID Document
number | Date of issue of
the ID
document | Proof of face ID
on Jumio | Name per the
HEX Customer
Database
matches KYC |\n| - | - | - | - | Passport | | | 2-Jan-19 | Yes | Yes |\n| - | - | - | - | Passport | | | 9-Dec-19 | Yes | Yes |\n| - | - | - | - | ID card | | | 7-May-18 | Yes | Yes |\n| - | - | - | - | ID card | | | 19-Mar-13 | Yes | Yes |\n| - | - | - | - | ID card | | | 24-May-21 | Yes | Yes |\n| - | - | - | - | Passport | | | 16-Mar-16 | Yes | Yes |\n| - | - | - | - | ID card | | | 12-Jan-15 | Yes | Yes |\n| - | - | - | - | ID card | | | 15-Jan-19 | Yes | Yes |\n| - | - | - | - | Passport | | | 26-Feb-15 | Yes | Yes |\n| - | - | - | - | Passport | | | 9-Mar-21 | Yes | Yes |\n| - | - | - | - | ID card | | | 3-Apr-19 | Yes | Yes |\n| - | - | - | - | Passport | | | 2-Jan-18 | Yes | Yes |\n| - | - | - | - | Passport | | | 20-Feb-12 | Yes | Yes |\n| - | - | - | - | Passport | | | 26-Jun-14 | Yes | Yes |\n| - | - | - | - | ID card | | | 13-Oct-08 | Yes | Yes |\n| - | - | - | - | ID card | | | 11-Dec-08 | Yes | Yes |\n| 71,100.00 | - | 71,100.00 | - | Passport | | | 10-Dec-13 | Yes | Yes |\n| 18,788.00 | - | 18,788.00 | - | Passport | | | 22-Sep-20 | Yes | Yes |\n| 120,090.00 | - | 120,090.00 | - | Driving licence | | | 18-Apr-13 | Yes | Yes |\n| 1,270.00 | - | 1,270.00 | - | ID card | | | 16-Jan-12 | Yes | Yes |\n| - | - | - | - | Passport | | | 22-Jan-17 | Yes | Yes |\n| - | - | - | - | Passport | | | 22-Jan-17 | Yes | Yes |\n| - | - | - | - | ID card | | | 19-Oct-09 | Yes | Yes |\n| - | - | - | - | Passport | | | 13-May-16 | Yes | Yes |\n| - | - | - | - | ID card | | | 26-Sep-18 | Yes | Yes |\n| - | - | - | - | ID card | | | 27-Jun-08 | Yes | Yes |\n| - | - | - | - | Passport | | | 1-Aug-18 | Yes | Yes |\n| - | - | - | - | ID card | | | 2-Feb-16 | Yes | Yes |\n| - | - | - | - | Driving licence | | | 28-Mar-14 | Yes | Yes |\n| 9,527.39 | - | 9,527.39 | - | Passport | | | 13-May-14 | Yes | Yes |\n| - | - | - | - | ID card | | | 29-Nov-05 | Yes | Yes |\n| 29,880.00 | - | 29,880.00 | - | Driving licence | | | 5-Aug-15 | Yes | Yes |\n| - | - | - | - | ID card | | | 28-Dec-21 | Yes | Yes |\n| - | - | - | - | ID card | | | 27-Jul-21 | Yes | Yes |\n| 12,650.00 | - | 12,650.00 | - | Passport | | | 14-Sep-17 | Yes | Yes |\n| - | - | - | - | ID card | | | 21-Jun-10 | Yes | Yes |\n| - | - | - | - | Passport | | | 12-Nov-12 | Yes | Yes |\n| - | - | - | - | Passport | | | 29-Dec-16 | Yes | Yes |\n| - | - | - | - | Passport | | | 13-Nov-19 | Yes | Yes |\n| - | - | - | - | Passport | | | 7-Aug-12 | Yes | Yes |\n| - | - | - | - | Passport | | | 29-Aug-18 | Yes | Yes |\n| - | - | - | - | Passport | | | 8-Feb-19 | Yes | Yes |\n| - | - | - | - | Passport | | | 27-Oct-11 | Yes | Yes |\n| 11,480.00 | - | 11,480.00 | - | Driving licence | | | N/A | Yes | Yes |\n| - | - | - | - | Passport | | | 22-Aug-18 | Yes | Yes |\n| - | - | - | - | Passport | | | 1-Nov-21 | Yes | Yes |\n| - | - | - | - | Passport | | | 4-May-18 | Yes | Yes |\n| - | - | - | - | Passport | | | 24-Jun-20 | Yes | Yes |\n| - | - | - | - | Passport | | | 12-Jul-19 | Yes | Yes |\n| - | - | - | - | Passport | | | 27-Apr-17 | Yes | Yes |","body_zh":"关于 United States（美国）诉 Kwok, et al（郭文贵等）案 23 CR 118（SDNY（纽约南区）），涉及要求归还其 Himalaya Exchange（喜马拉雅交易所）资金的 41(g) 客户诉讼\n\nMazars LLP（玛泽有限责任合伙会计师事务所）附录 6.1 独立法务会计审查\n\nMazars\n\n机密与保密\n\n附录 6.1\n\n针对相关客户样本的客户入驻信息及财务数据所开展的测试\n\n客户诉讼明细表中的信息 客户 / KYC（了解你的客户）信息 客户个人信息\n\nMazars 样本编号 HID 当前 HCN 余额 当前 HDO 余额 充值余额 提现余额 是否存在对应账户？ 账户是否启用？ 客户层级 个人或企业账户 客户姓名 中文字符姓名 [1] 客户电子邮件 国籍 居住国\n1 Y6DXEKN 6,710.94 5.97 39,775.00 - 是 是 1 级 个人 否 韩国 韩国\n2 25E7HEK - - - 是 是 1 级 个人 否 中国 中国\n3 VRUHRBX - - - - 是 是 1 级 个人 是 中国 中国\n4 EJB6N37 24.94 23.00 - - 是 是 1 级 个人 是 中国 中国\n5 PK2GKGB - - - - 是 是 1 级 个人 是 中国 中国\n6 QKGAABC 2,460.00 114.66 3,200.00 - 是 是 1 级 个人 否 中国 中国\n7 NKV5KWI 2,026.00 - - - 是 是 1 级 个人 是 中国 中国\n8 HEYI0NX 217.76 0.02 - - 是 是 1 级 个人 是 中国 中国\n9 68L64X5 701.73 83.81 5,880.00 - 是 是 1 级 个人 否 中国 中国\n10 C923ESO 1,580.38 735.48 90,169.64 - 是 是 1 级 个人 否 中国 中国\n11 VA5MP35 12.00 - - - 是 是 1 级 个人 是 中国 中国\n12 LMC8YPB 79.96 0.36 3,455.00 - 是 是 1 级 个人 否 台湾 台湾\n13 0QS281S 101.59 2,786.88 156,450.98 - 是 是 1 级 个人 否 英国 新西兰\n14 VK4ANPU 7.00 - - - 是 是 1 级 个人 否 韩国 中国\n15 I4LKIWY - 2,855.84 2,975.00 - 是 是 1 级 个人 否 新加坡 新加坡\n16 SJ2BS73 579.01 3.01 - - 是 是 1 级 个人 是 中国 中国\n17 5S89KBQ 528.16 45.08 11,950.00 71,100.00 是 是 1 级 个人 否 台湾 台湾\n18 34DUM6K 297.27 35.63 900.00 18,788.00 是 是 1 级 个人 否 中国 新加坡\n19 A4UZ1UA 76,313.99 229,733.22 10,000.00 120,090.00 是 是 1 级 个人 否 英国 英国\n20 J8AWCBB 1,062.34 1.67 12,245.00 1,270.00 是 是 1 级 个人 是 中国 中国\n21 V9W73H5 - - 9,944.00 - 是 是 1 级 个人 否 中国 中国\n22 3ONHED9 - - - - 是 是 1 级 个人 否 中国 中国\n23 SA3MI8E - - - - 是 是 1 级 个人 是 中国 中国\n24 UNS06NV 3,716.28 - 18,641.15 - 是 是 1 级 个人 否 中国 中国\n25 IQZZTFG 233.00 5,312.09 - - 是 是 1 级 个人 是 中国 中国\n26 KIL2BXW 10.19 1.14 - - 是 是 1 级 个人 是 中国 中国\n27 63JS0ZQ 484.89 542.68 20,375.00 - 是 是 1 级 个人 否 中国 阿拉伯联合酋长国\n28 EL7ZBNL 282.00 2.18 - - 是 是 1 级 个人 是 中国 中国\n29 MMIUQTN 4,060.89 0.01 154,316.52 - 是 是 1 级 个人 否 新加坡 新加坡\n30 C85O85D 229.21 13.18 9,912.89 9,527.39 是 是 1 级 个人 否 中国 新加坡\n31 K64HVBN 534.92 31.75 - - 是 是 1 级 个人 是 中国 中国\n32 CNF1PAS 100.76 0.01 17,100.00 29,880.00 是 是 1 级 个人 否 英国 英国\n33 C7HE41U 1,083.74 0.01 - - 是 是 1 级 个人 否 香港 香港\n34 PI46C1D 107.00 - - - 是 是 1 级 个人 是 中国 中国\n35 UJZ8G2I 220.83 0.16 275.00 12,650.00 是 是 1 级 个人 否 中国 柬埔寨\n36 3Y5TR49 1,158.14 50,532.09 - - 是 是 1 级 个人 是 中国 中国\n37 5FQXFF3 853.55 132.23 - - 是 是 1 级 个人 否 中国 中国\n38 BR55A1J 1,562.77 195.29 7,159.09 - 是 是 1 级 个人 否 中国 中国\n39 3P7ICAV 883.58 38.57 41,900.00 - 是 是 1 级 个人 否 新加坡 新加坡\n40 WGMU4QO 15,941.54 818.73 - - 是 是 1 级 个人 否 中国 德国\n41 IWRSAY8 4,731.75 335,465.96 - - 是 是 1 级 个人 否 中国 中国\n42 PH1JBZ0 5,367.14 571.46 85,337.67 - 是 是 1 级 个人 否 澳大利亚 澳大利亚\n43 7FKCSAF 5,849.58 0.01 33,356.00 - 是 是 1 级 个人 否 中国 中国\n44 KY08VGL 667.18 37.00 22,292.69 11,480.00 是 是 1 级 个人 否 中国 澳大利亚\n45 7M1PNFX 5,026.95 1.87 9,332.49 - 是 是 1 级 个人 否 中国 中国\n46 5GZG9NL 474.46 0.40 19,950.00 - 是 是 1 级 个人 否 中国 韩国\n47 MZDB63I 100.00 - - - 是 是 1 级 个人 否 香港 中国\n48 OXDEZ2P 3,353.63 7.83 56,936.65 - 是 是 1 级 个人 否 澳大利亚 澳大利亚\n49 SKAZFRE - - - - 是 是 1 级 个人 否 中国 中国\n50 LQ7DLLW 100.75 0.15 4,191.50 - 是 是 1 级 个人 否 澳大利亚 澳大利亚\n\n附注\n\n[1] 如果个人在 HEX（喜马拉雅交易所）客户数据库中的姓名显示为中文字符，我们试图对这些字符进行比对以识别是否存在任何差异。然而，鉴于 Mazars 团队不懂中文，我们还将这些客户 (i) 在 Jumio 上的身份证明文件所载的身份证件号码，与 (ii) HEX 数据库中客户个人资料上的身份证件号码进行了比对。我们在此方面未发现任何差异。\n\n关于 United States 诉 Kwok, et al 案 23 CR 118 (SDNY)，涉及要求归还其喜马拉雅交易所资金的 41(g) 客户诉讼 Mazars LLP 独立法务会计审查\n附录 6.1\n\n针对相关客户样本的客户入驻信息及财务数据所开展的测试\n差异\n\n1 Y6DXEKN 5.97 该个人于 2023年11月15日 通过 Hpay 发送了 HDO 5.97。我们在 HEX 客户数据库中通过 Hpay 查看了此笔交易。\n10 C923ESO -599.60 该差异涉及两笔交易：(i) 该个人于 2023年11月21日 通过 Hpay 发送了 HDO 20,349.6；以及 (ii) 使用 HCN 1,400 购买了 HDO 19,750（见上文 HCN 对账）。我们在 HEX 客户数据库中，或在 HEX 客户数据库中通过 Hpay 查看了这些交易。\n20 J8AWCBB 25.71 该差异涉及两笔交易：(i) 该个人于 2023年12月15日 通过 Hpay 发送了 HDO 5,000；以及 (ii) 使用 HCN 355 购买了 HDO 5,025（见上文 HCN 对账）。我们在 HEX 客户数据库中，或在 HEX 数据库中通过 Hpay 查看了这些交易。\n30 C85O85D 8,458.00 该个人于 2023年11月29日 通过 Hpay 收到了 HDO 8,458。我们在 HEX 客户数据库中通过 Hpay 查看了此笔交易。\n36 3Y5TR49 -46,271.67 该差异涉及三笔交易：(i) 该个人账户于 2023年12月11日 通过 Hpay 收到了 HDO 13,441；(ii) 该个人账户上有 HDO 12,571.78 为“挂单冻结”（即该 HDO 正被冻结以用于未来交易）；以及 (iii) 使用 HDO 47,140.88 购买了 HCN 3,388.81（见上文 HCN 对账）。我们在 HEX 客户数据库中，或在 HEX 客户数据库中通过 Hpay 查看了这些交易。\n40 WGMU4QO 2.00 该差异涉及三笔交易：(i) 该个人账户于 2023年11月26日 通过 Hpay 发送了 HDO 5；(ii) 该个人账户于 2023年11月26日 通过 Hpay 发送了 HDO 3；以及 (iii) 该个人于 2023年12月5日 通过 Hpay 收到了 HDO 10。我们在 HEX 客户数据库中通过 Hpay 查看了这些交易。\n42 PH1JBZ0 -571.45 该差异涉及四笔交易：(i) 该个人账户上有 HDO 107.99 为“挂单冻结”（即该 HDO 正被冻结以用于未来交易）；(ii) 该个人于 2023年12月9日 通过 Hpay 收到了 HDO 108；(iii) 该个人于 2023年11月12日 通过 Hpay 收到了 HDO 540；以及 (iv) 使用 HDO 1,111.46 购买了 HCN 79.98（见上文 HCN 对账）。我们在 HEX 客户数据库中，或在 HEX 客户数据库中通过 Hpay 查看了这些交易。\n\nMazars 样本编号 HID HCN 差异 对账项目的原因\n10 C923ESO -1,400.00 在 2023年11月16日至18日 期间，使用 HCN 1,400 购买了 HDO 19,750（见下文 HDO 对账）。我们在 HEX 客户数据库中查看了此笔交易。\n19 A4UZ1UA 1,000.00 该个人于 2023年11月16日 通过 Hpay 收到了 HCN 1,000。我们在 HEX 客户数据库中通过 Hpay 查看了此笔交易。\n20 J8AWCBB -355.00 使用 HCN 355 购买了 HDO 5,025（见下文 HDO 对账）。我们在 HEX 客户数据库中查看了此笔交易。\n36 3Y5TR49 3,388.81 使用 HDO 47,140.88 购买了 HCN 3,388.81（见下文 HDO 对账）。我们在 HEX 客户数据库中查看了此笔交易。\n38 BR55A1J 578.75 该个人于 2023年11月25日 通过 Hpay 收到了 HCN 578.75。我们在 HEX 客户数据库中通过 Hpay 查看了此笔交易。\n41 IWRSAY8 500.00 该个人于 2023年11月15日 通过 Hpay 收到了 HCN 500。我们在 HEX 客户数据库中通过 Hpay 查看了此笔交易。\n42 PH1JBZ0 79.98 使用 HDO 1,111.46 购买了 HCN 79.98（见下文 HDO 对账）。我们在 HEX 客户数据库中查看了此笔交易。\n46 5GZG9NL -474.46 该个人账户上有 HCN 474.46 为“挂单冻结”（即该 HCN 正被冻结以用于未来交易）。我们在 HEX 客户数据库中查看了该金额。\n48 OXDEZ2P -1,250.00 该个人账户上有 HCN 1,250 为“挂单冻结”（即该 HCN 正被冻结以用于未来交易）。我们在 HEX 客户数据库中查看了该金额。\n\n[3] 如我们在报告中所述，在样本测试期间，我们发现 HEX 客户数据库中的 HDO 余额与客户诉讼明细表中所列金额存在若干差异。经向交易所进一步询问，我们了解到这与客户提供关于客户诉讼的信息之日（2023年11月10日）至我们开展工作之日（2023年12月15日）期间正在进行的 HDO 余额交易活动有关。我们在下文列出对账项目，这些项目与客户在上述日期之间进行的交易有关。\n\n我们在 HEX 客户数据库以及 Hpay（该交易所的支付应用程序）上可获取的交易数据中观察到了这些调节项\n\n[2] 正如我们在报告中所作说明，在抽样测试过程中，我们发现 HEX 客户数据库中的 HCN 余额与《客户诉讼附表》中记录的金额之间存在多项差异。经向交易所进一步询问，我们了解到这与客户就客户诉讼提供信息的日期（2023年11月10日）至我们开展工作之日（2023年12月15日）期间 HCN 余额的持续交易活动有关。我们在下文列出调节项，这些调节项与客户在上述日期之间进行的交易相关。\n\n我们在 HEX 客户数据库以及 Hpay（该交易所的支付应用程序）上可获取的交易数据中观察到了这些差异\n\n关于 United States v Kwok, et al（美国诉郭等人案）23 CR 118（SDNY，纽约南区）涉及要求返还其喜马拉雅交易所资金的 41(g) 客户诉讼 Mazars LLP（玛泽会计师事务所）的独立法务审查\n附录 6.1\n\n针对相关客户样本的客户入职建档信息及财务数据所进行的测试\n43 7FKCSAF 13,393.48 该差异涉及四笔交易：(i) 该个人账户上有 13,394 HDO 处于“挂单冻结”状态（即 HCN 正被冻结以用于未来交易）；(ii) 该个人账户上有 10,000 HDO 处于“挂单冻结”状态（即 HCN 正被冻结以用于未来交易）；(iii) 该个人账户上有 12,262.50 HDO 处于“挂单冻结”状态（即 HCN 正被冻结以用于未来交易）；以及 (iv) 该个人于 2023年12月15日 通过 Hpay 收到了 49,050 HDO。这些交易的总计相当于流入该个人账户 13,393.48 HDO。我们通过 HEX 客户数据库在 Hpay 上查看了这些交易。\n根据 HEX 数据库 根据 HEX 数据库的客户财务信息\n根据数据库的 KYC 问卷 HCN HDO 存款\n收入/资金来源 财富来源 风险评分 风险等级 HEX 客户数据库记录的当前 HCN 调节项 [2] 差异 HEX 客户数据库记录的当前 HDO 调节项 [3] 差异 HEX 客户数据库记录的存款 差异\n工资 / 商业收入，贷款 / 信用 工作收入，商业利润 35 中 6,710.94 - - - - 5.97 - 39,775.00 -\n工资 / 商业收入 工作收入 51 中 - - - - - - - -\n工资 / 商业收入，储蓄 工作收入 50 中 - - - - - - - -\n工资 / 商业收入，储蓄 工作收入，商业利润 35 中 24.94 - - 23.00 - - - -\n工资 / 商业收入，储蓄 继承，工作收入 45 中 - - - - - - - -\n工资 / 商业收入 工作收入 41 中 2,460.00 - - 114.66 - - 3,200.00 -\n工资 / 商业收入 工作收入 50 中 2,026.00 - - - - - - -\n工资 / 商业收入，投资，加密货币交易 工作收入 50 中 217.76 - - 0.02 - - - -\n工资 / 商业收入，储蓄，贷款 / 信用 房产出售，工作收入 56 中 701.73 - - 83.81 - - 5,880.00 -\n工资 / 商业收入 工作收入 55 中 180.38 - 1,400.00 - 135.88 - 599.60 - 90,169.64 -\n继承 继承 50 中 12.00 - - - - - - -\n工资 / 商业收入 继承，工作收入 30 低 79.96 - - 0.36 - - 3,455.00 -\n养老金 / 社会福利，投资，储蓄 房产出售，工作收入，商业利润 60 中 101.59 - - 2,786.88 - - 156,450.98 -\n储蓄 工作收入 30 低 7.00 - - - - - - -\n工资 / 商业收入 工作收入 30 低 - - - 2,855.84 - - 2,975.00 -\n工资 / 商业收入，贷款 / 信用 加密货币交易，长期投资 46 中 579.01 - - 3.01 - - - -\n养老金 / 社会福利 继承 50 中 528.16 - - 45.08 - - 11,950.00 -\n工资 / 商业收入，储蓄 工作收入 36 中 297.27 - - 35.63 - - 900.00 -\n工资 / 商业收入 工作收入 10 低 77,313.99 1,000.00 - 229,733.22 - - 10,000.00 -\n工资 / 商业收入 工作收入 51 中 707.34 - 355.00 - 27.38 25.71 - 12,245.00 -\n储蓄 工作收入 40 中 - - - - - - 9,944.00 -\n储蓄 工作收入 80 高 - - - - - - - -\n养老金 / 社会福利 继承，工作收入 85 高 - - - - - - - -\n工资 / 商业收入 工作收入 30 低 3,716.28 - - - - - 18,641.15 -\n工资 / 商业收入，储蓄 工作收入，商业利润 30 低 233.00 - - 5,312.09 - - - -\n养老金 / 社会福利，储蓄 继承，房产出售 56 中 10.19 - - 1.14 - - - -\n工资 / 商业收入 工作收入 46 中 484.89 - - 542.68 - - 20,375.00 -\n工资 / 商业收入，投资，储蓄 房产出售，工作收入，商业利润 56 中 282.00 - - 2.18 - - - -\n投资，储蓄，加密货币交易，兼职行政 工作收入，兼职行政 80 高 4,060.89 - - 0.01 - - 154,316.52 -\n工资 工作收入 36 中 229.21 - - 8,471.18 8,458.00 - 9,912.89 -\n工资 / 商业收入 工作收入 45 中 534.92 - - 31.75 - - - -\n工资 / 商业收入 工作收入 5 低 100.76 - - 0.01 - - 17,100.00 -\n工资 / 商业收入，投资，储蓄 房产出售，工作收入，商业利润 80 高 1,083.74 - - 0.01 - - - -\n工资 / 商业收入 工作收入 15 低 107.00 - - - - - - -\n工资 / 商业收入，储蓄 工作收入，商业利润 70 中 220.83 - - 0.16 - - 275.00 -\n储蓄 商业利润 91 极高 4,546.95 3,388.81 - 4,260.42 - 46,271.67 - - -\n工资 / 商业收入，投资 工作收入，商业利润 82 高 853.55 - - 132.23 - - - -\n工资 / 商业收入，投资，储蓄 房产出售，工作收入 56 中 2,141.52 578.75 - 195.29 - - 7,159.09 -\n工资 / 商业收入 工作收入 30 低 883.58 - - 38.57 - - 41,900.00 -\n投资 房产出售 51 中 15,941.54 - - 820.73 2.00 - - -\n工资 / 商业收入，储蓄，贷款 / 信用 房产出售，工作收入，商业利润 90 极高 5,231.75 500.00 - 335,465.96 - - - -\n工资 / 商业收入 工作收入，商业利润 15 低 5,447.12 79.98 - 0.01 - 571.45 - 85,337.67 -\n工资 / 商业收入，投资，储蓄 工作收入 51 中 5,849.58 - - 13,393.49 13,393.48 - 33,356.00 -\n工资 / 商业收入 商业利润 41 中 667.18 - - 37.00 - - 22,292.69 -\n工资 / 商业收入，投资，储蓄 房产出售，工作收入，商业利润 51 中 5,026.95 - - 1.87 - - 9,332.49 -\n工资 工作收入 25 低 - - 474.46 - 0.40 - - 19,950.00 -\n工资 / 商业收入 工作收入 6 低 100.00 - - - - - - -\n工资 / 商业收入 工作收入 5 低 2,103.63 - 1,250.00 - 7.83 - - 56,936.65 -\n工资 / 商业收入 工作收入，商业利润 55 中 - - - - - - - -\n工资 / 商业收入，投资 房产出售 5 低 100.75 - - 0.15 - - 4,191.50 -\n赎回 客户赎回根据 在 Jumio 上查看的 KYC 文件\nHEX 客户数据库记录的赎回 差异 赎回（根据交易所的银行对账单） 差异 身份证件类型 身份证件上的姓名 身份证件号码 身份证件签发日期 Jumio 上的人脸识别证明 HEX 客户数据库中的姓名与 KYC 一致\n- - - - 护照 2-Jan-19 是 是\n- - - - 护照 9-Dec-19 是 是\n- - - - 身份证 7-May-18 是 是\n- - - - 身份证 19-Mar-13 是 是\n- - - - 身份证 24-May-21 是 是\n- - - - 护照 16-Mar-16 是 是\n- - - - 身份证 12-Jan-15 是 是\n- - - - 身份证 15-Jan-19 是 是\n- - - - 护照 26-Feb-15 是 是\n- - - - 护照 9-Mar-21 是 是\n- - - - 身份证 3-Apr-19 是 是\n- - - - 护照 2-Jan-18 是 是\n- - - - 护照 20-Feb-12 是 是\n- - - - 护照 26-Jun-14 是 是\n- - - - 身份证 13-Oct-08 是 是\n- - - - 身份证 11-Dec-08 是 是\n71,100.00 - 71,100.00 - 护照 10-Dec-13 是 是\n18,788.00 - 18,788.00 - 护照 22-Sep-20 是 是\n120,090.00 - 120,090.00 - 驾照 18-Apr-13 是 是\n1,270.00 - 1,270.00 - 身份证 16-Jan-12 是 是\n- - - - 护照 22-Jan-17 是 是\n- - - - 护照 22-Jan-17 是 是\n- - - - 身份证 19-Oct-09 是 是\n- - - - 护照 13-May-16 是 是\n- - - - 身份证 26-Sep-18 是 是\n- - - - 身份证 27-Jun-08 是 是\n- - - - 护照 1-Aug-18 是 是\n- - - - 身份证 2-Feb-16 是 是\n- - - - 驾照 28-Mar-14 是 是\n9,527.39 - 9,527.39 - 护照 13-May-14 是 是\n- - - - 身份证 29-Nov-05 是 是\n29,880.00 - 29,880.00 - 驾照 5-Aug-15 是 是\n- - - - 身份证 28-Dec-21 是 是\n- - - - 身份证 27-Jul-21 是 是\n12,650.00 - 12,650.00 - 护照 14-Sep-17 是 是\n- - - - 身份证 21-Jun-10 是 是\n- - - - 护照 12-Nov-12 是 是\n- - - - 护照 29-Dec-16 是 是\n- - - - 护照 13-Nov-19 是 是\n- - - - 护照 7-Aug-12 是 是\n- - - - 护照 29-Aug-18 是 是\n- - - - 护照 8-Feb-19 是 是\n- - - - 护照 27-Oct-11 是 是\n11,480.00 - 11,480.00 - 驾照 N/A 是 是\n- - - - 护照 22-Aug-18 是 是\n- - - - 护照 1-Nov-21 是 是\n- - - - 护照 4-May-18 是 是\n- - - - 护照 24-Jun-20 是 是\n- - - - 护照 12-Jul-19 是 是\n- - - - 护照 27-Apr-17 是 是","key_entities":["Kwok","Himalaya","Himalaya Exchange"],"ecf_references":[],"word_count":5547,"status":"published","published_at":null,"created_at":null,"updated_at":"2026-08-23 08:17:51"}