{"id":"court_sdny_4757_0","court":"SDNY","case_no":"","doc_number":4757,"sub_number":null,"doc_type":"DOC","filed_date":"2025-10-21","title":"SDNY ECF 4757","summary_zh":"月度运营报告（附银行账户对账单）—— 破产案 In re Ho Wan Kwok（郭文贵 / Guo Wengui / Miles Guo），美国破产法院康涅狄格州布里奇波特分院第11章破产案，案号 22-50073，文件编号 Doc. 4757（2025年10月21日提交）。该文件为债务人2025年9月报告期的月度运营报告，附遗产托管账户当月银行对账单，列示当月存取款交易、每日余额与计息情况。本破产案债务人与 SDNY 刑事案 1:23-cr-00118（美国诉 Ho Wan Kwok）被告 Miles Guo 为同一人，但两案案号及审理法院均不同。","summary_en":"Monthly Operating Report with attached bank account statement — In re Ho Wan Kwok, Chapter 11 bankruptcy case, U.S. Bankruptcy Court, District of Connecticut (Bridgeport Division), Case No. 22-50073, Doc. No. 4757 (filed October 21, 2025). The filing is the debtor's Monthly Operating Report for the reporting period ended September 30, 2025, with an attached estate bank account statement showing the month's deposits, withdrawals, daily balances, and interest accrual. The debtor in this bankruptcy case is the same individual as Miles Guo, defendant in the separate SDNY criminal case, United States v. Ho Wan Kwok, 1:23-cr-00118, though the case numbers and courts differ.","body_en":"| UNITED STATES BANKRUPTCY COURT | | |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------|---------------------------------------------------|\n| | DISTRICT OF | CONNECTICUT |\n| | BRIDGEPORT DIVISION | |\n| In Re.
Ho Wan Kwok | §
§
§ | Case No.
22-50073
Lead Case No.
22-50073 |\n| Debtor(s) | § | Jointly Administered |\n| Monthly Operating Report | | Chapter 11 |\n| Reporting Period Ended: 09/30/2025 | | Petition Date: 02/15/2022 |\n| Months Pending: 44 | | Industry Classification:
0
0
0
0 |\n| Reporting Method:
Accrual Basis | | Cash Basis |\n| Debtor's Full-Time Employees (current): | | 0 |\n| Debtor's Full-Time Employees (as of date of order for relief): | | 0 |\n| Supporting Documentation (check all that are attached):
(For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor)
Statement of cash receipts and disbursements
Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit | | |\n| Statement of operations (profit or loss statement)
Accounts receivable aging
Postpetition liabilities aging
Statement of capital assets
Schedule of payments to professionals
Schedule of payments to insiders
All bank statements and bank reconciliations for the reporting period
Description of the assets sold or transferred and the terms of the sale or transfer | | |\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party Printed Name of Responsible Party\n\n10/21/2025\n\nDate\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nAddress Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\n### Case 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 2 of 26\n\nDebtor's Name Ho Wan Kwok Case No. 22-50073\n\n| | Part 1: Cash Receipts and Disbursements | Current Month | Cumulative |\n|----|----------------------------------------------------------------------------------------------------------------------|---------------|---------------|\n| a. | Cash balance beginning of month | \\$73,878,810 | |\n| b. | Total receipts (net of transfers between accounts) | \\$2,919,316 | \\$149,158,120 |\n| c. | Total disbursements (net of transfers between accounts) | \\$477,075 | \\$70,048,841 |\n| d. | Cash balance end of month (a+b-c) | \\$76,321,052 | |\n| e. | Disbursements made by third party for the benefit of the estate | \\$0 | \\$12,757 |\n| f. | Total disbursements for quarterly fee calculation (c+e) | \\$477,075 | \\$70,061,598 |\n| | Part 2: Asset and Liability Status | Current Month | |\n| | (Not generally applicable to Individual Debtors. See Instructions.) | | |\n| a. | Accounts receivable (total net of allowance) | \\$0 | |\n| b. | Accounts receivable over 90 days outstanding (net of allowance) | \\$0 | |\n| c. | Inventory
(Book
Market
Other
(attach explanation)) | \\$0 | |\n| d | Total current assets | \\$0 | |\n| e. | Total assets | \\$0 | |\n| f. | Postpetition payables (excluding taxes) | \\$0 | |\n| g. | Postpetition payables past due (excluding taxes) | \\$0 | |\n| h. | Postpetition taxes payable | \\$0 | |\n| i. | Postpetition taxes past due | \\$0 | |\n| j. | Total postpetition debt (f+h) | \\$0 | |\n| k. | Prepetition secured debt | \\$0 | |\n| l. | Prepetition priority debt | \\$0 | |\n| m. | Prepetition unsecured debt | \\$0 | |\n| n. | Total liabilities (debt) (j+k+l+m) | \\$0 | |\n| o. | Ending equity/net worth (e-n) | \\$0 | |\n| | Part 3: Assets Sold or Transferred | Current Month | Cumulative |\n| a. | Total cash sales price for assets sold/transferred outside the ordinary | | |\n| | course of business | \\$0 | \\$26,373,948 |\n| b. | Total payments to third parties incident to assets being sold/transferred
outside the ordinary course of business | \\$0 | \\$1,160,344 |\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary
course of business (a-b) | \\$0 | \\$25,213,604 |\n| | Part 4: Income Statement (Statement of Operations) | Current Month | Cumulative |\n| | (Not generally applicable to Individual Debtors. See Instructions.) | | |\n| a. | Gross income/sales (net of returns and allowances) | \\$0 | |\n| b. | Cost of goods sold (inclusive of depreciation, if applicable) | \\$0 | |\n| c. | Gross profit (a-b) | \\$0 | |\n| d. | Selling expenses | \\$0 | |\n| e. | General and administrative expenses | \\$0 | |\n| f. | Other expenses | \\$0 | |\n| g. | Depreciation and/or amortization (not included in 4b) | \\$0 | |\n| h. | Interest | \\$0 | |\n| i. | Taxes (local, state, and federal) | \\$0 | |\n\nk. Profit (loss) \\$0 \\$0\n\n### Case 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 3 of 26\n\n| | | | Approved
Current Month | Approved
Cumulative | Paid Current
Month | Paid
Cumulative |\n|--------|--------------------------------------------------------------------|---------------|---------------------------|------------------------|-----------------------|--------------------|\n| | Debtor's professional fees & expenses (bankruptcy) Aggregate Total | | \\$323,874 | \\$63,697,997 | \\$323,874 | \\$63,697,997 |\n| | Itemized Breakdown by Firm | | | | | |\n| | Firm Name | Role | | | | |\n| i | Neubert, Pepe & Monteith, P.C. Local Counsel | | \\$0 | \\$7,025,977 | \\$0 | \\$7,025,977 |\n| ii | Paul Hastings LLP (counsel to c Lead Counsel | | \\$0 | \\$44,183,366 | \\$0 | \\$44,183,366 |\n| iii | Brown Rudnick (counsel to Ho Lead Counsel | | \\$0 | \\$0 | \\$0 | |\n| iv | Pullman & Comley, LLC (counsLead Counsel | | \\$0 | \\$875,922 | \\$0 | \\$875,922 |\n| v | Coleman Worldwide Advisors LOther | | \\$0 | \\$0 | \\$0 | |\n| vi | Dundon Advisors (UCC financiFinancial Professional | | \\$0 | \\$0 | \\$0 | |\n| vii | Verdolino & Lowey, PC (financ Financial Professional | | \\$0 | \\$0 | \\$0 | |\n| viii | Harney Westwood & Riegels LPOther | | \\$173,989 | \\$3,471,557 | \\$173,989 | \\$3,471,557 |\n| ix | Paul Wright / Peter Shaw | Other | \\$0 | \\$103,077 | \\$0 | \\$103,077 |\n| x | Pallas Partners LLP | Other | \\$0 | \\$838,055 | \\$0 | \\$838,055 |\n| xi | Edmiston and Company Limite Other | | \\$0 | \\$1,176,250 | \\$0 | \\$1,176,250 |\n| xii | Engineering Operations and Ce Other | | \\$0 | \\$0 | \\$0 | |\n| xiii | Epiq Corporate Restructuring, LOther | | \\$0 | \\$339,890 | \\$0 | \\$339,890 |\n| xiv | Kroll LLC | Other | \\$0 | \\$3,143,750 | \\$0 | \\$3,143,750 |\n| xv | Prager Dreifuss AG | Local Counsel | \\$138,482 | \\$1,622,965 | \\$138,482 | \\$1,622,965 |\n| xvi | Eisner Advisory Group LLC | Other | \\$0 | \\$221,763 | \\$0 | \\$221,763 |\n| xvii | Winne, Banta, Basralian & KahnLocal Counsel | | \\$0 | \\$15,753 | \\$0 | \\$15,753 |\n| xviii | Sage-Popovich, Inc. | Other | \\$11,403 | \\$86,821 | \\$11,403 | \\$86,821 |\n| xix | Chryssafinis & Polyviou LLC | Other | \\$0 | \\$75,609 | \\$0 | \\$75,609 |\n| xx | Kobre & Kim (GCC) LLP | Other | \\$0 | \\$351,411 | \\$0 | \\$351,411 |\n| xxi | ENSafrica (Mauritius) | Other | \\$0 | \\$45,125 | \\$0 | \\$45,125 |\n| xxii | William De Robillard / Andre P Other | | \\$0 | \\$29,917 | \\$0 | \\$29,917 |\n| xxiii | Marxer Attorneys | Local Counsel | \\$0 | \\$73,363 | \\$0 | \\$73,363 |\n| xxiv | Hadef & Partners LLC | Local Counsel | \\$0 | \\$17,424 | \\$0 | \\$17,424 |\n| xxv | | | | | | |\n| xxvi | | | | | | |\n| xxvii | | | | | | |\n| xxviii | | | | | | |\n| xxix | | | | | | |\n| xxx | | | | | | |\n| xxxi | | | | | | |\n| xxxii | | | | | | |\n| xxxiii | | | | | | |\n| xxxiv | | | | | | |\n| xxxv | | | | | | |\n| xxxvi | | | | | | |\n\n| xxxvii | | | |\n|---------|--|--|--|\n| xxxvii | | | |\n| xxxix | | | |\n| xl | | | |\n| xli | | | |\n| xlii | | | |\n| xliii | | | |\n| xliv | | | |\n| xlv | | | |\n| xlvi | | | |\n| xlvii | | | |\n| xlviii | | | |\n| xlix | | | |\n| l | | | |\n| li | | | |\n| lii | | | |\n| liii | | | |\n| liv | | | |\n| lv | | | |\n| lvi | | | |\n| lvii | | | |\n| lviii | | | |\n| lix | | | |\n| lx | | | |\n| lxi | | | |\n| lxii | | | |\n| lxiii | | | |\n| lxiv | | | |\n| lxv | | | |\n| lxvi | | | |\n| lxvii | | | |\n| lxviii | | | |\n| lxix | | | |\n| lxx | | | |\n| lxxi | | | |\n| lxxii | | | |\n| lxxiii | | | |\n| lxxiv | | | |\n| lxxv | | | |\n| lxxvi | | | |\n| lxxvii | | | |\n| lxxviii | | | |\n| | | | |\n\n| | lxxix | | | | | | |\n|----|-----------------------------------------------------------------------|-------------------------------------|-------|---------------------------|------------------------|-----------------------|--------------------|\n| | lxxx | | | | | | |\n| | lxxxi | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxiii | | | | | | |\n| | lxxxiv | | | | | | |\n| | lxxxv | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxix | | | | | | |\n| | xc | | | | | | |\n| | xci | | | | | | |\n| | xcii | | | | | | |\n| | xciii | | | | | | |\n| | xciv | | | | | | |\n| | xcv | | | | | | |\n| | xcvi | | | | | | |\n| | xcvii | | | | | | |\n| | xcviii | | | | | | |\n| | xcix | | | | | | |\n| | c | | | | | | |\n| | ci | | | | | | |\n| | | | | Approved
Current Month | Approved
Cumulative | Paid Current
Month | Paid
Cumulative |\n| b. | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total | | \\$0 | \\$0 | \\$0 | \\$0 | |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Baker Hostetler LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ii | Clayman & Rosenberg LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iii | Ganfer Shore Leeds & Zauderer Other | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Harcus Parker Ltd. | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | v | LALIVE SA | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Lawall & Mitchell, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Petrillo Klein & Boxer LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Schulman Bhattacharya, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | The Casper Firm | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | The Francis Firm PLLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | VX Cerda & Associates | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xii | | | | | | |\n| | xiii | | | | | | |\n| | xiv | | | | | | |\n\n| | xv | | | |\n|---|--------|--|--|--|\n| | xvi | | | |\n| | xvii | | | |\n| | xviii | | | |\n| | xix | | | |\n| | xx | | | |\n| | xxi | | | |\n| | xxii | | | |\n| | xxiii | | | |\n| | xxiv | | | |\n| | xxv | | | |\n| | xxvi | | | |\n| | xxvii | | | |\n| | xxviii | | | |\n| | xxix | | | |\n| | xxx | | | |\n| | xxxi | | | |\n| | xxxii | | | |\n| | xxxiii | | | |\n| | xxxiv | | | |\n| | xxxv | | | |\n| | xxxvi | | | |\n| | xxxvii | | | |\n| | xxxvii | | | |\n| | xxxix | | | |\n| | xl | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| | li | | | |\n| | lii | | | |\n| | liii | | | |\n| | liv | | | |\n| | lv | | | |\n| | lvi | | | |\n| | | | | |\n\n| lvii | |\n|---------|--|\n| lviii | |\n| lix | |\n| lx | |\n| lxi | |\n| lxii | |\n| lxiii | |\n| lxiv | |\n| lxv | |\n| lxvi | |\n| lxvii | |\n| lxviii | |\n| lxix | |\n| lxx | |\n| lxxi | |\n| lxxii | |\n| lxxiii | |\n| lxxiv | |\n| lxxv | |\n| lxxvi | |\n| lxxvii | |\n| lxxviii | |\n| lxxix | |\n| lxxx | |\n| lxxxi | |\n| lxxxii | |\n| lxxxiii | |\n| lxxxiv | |\n| | |\n| lxxxv | |\n| lxxxvi | |\n| lxxxvi | |\n| lxxxvi | |\n| lxxxix | |\n| xc | |\n| xci | |\n| xcii | |\n| xciii | |\n| xciv | |\n| xcv | |\n| xcvi | |\n| xcvii | |\n\n### Case 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 8 of 26\n\n| | xcix | | | | |\n|----|------|----------------------------------------------------------|--|--|--|\n| | c | | | | |\n| c. | | All professional fees and expenses (debtor & committees) | | | |\n\n| | Part 6: Postpetition Taxes | | | Current Month | Cumulative |\n|----|-----------------------------------|----------------------------------------------------------------------------------------------------------------------|-----|---------------|---------------------------|\n| a. | | Postpetition income taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| b. | | Postpetition income taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| c. | | Postpetition employer payroll taxes accrued | | \\$0 | \\$0 |\n| d. | | Postpetition employer payroll taxes paid | | \\$0 | \\$0 |\n| e. | Postpetition property taxes paid | | | \\$0 | \\$0 |\n| f. | | Postpetition other taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| g. | | Postpetition other taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| | | Part 7: Questionnaire - During this reporting period: | | | |\n| a. | | Were any payments made on prepetition debt? (if yes, see Instructions) | Yes | No | |\n| b. | | Were any payments made outside the ordinary course of business
without court approval? (if yes, see Instructions) | Yes | No | |\n| c. | | Were any payments made to or on behalf of insiders? | Yes | No | |\n| d. | | Are you current on postpetition tax return filings? | Yes | No | |\n| e. | | Are you current on postpetition estimated tax payments? | Yes | No | |\n| f. | | Were all trust fund taxes remitted on a current basis? | Yes | No | |\n| g. | (if yes, see Instructions) | Was there any postpetition borrowing, other than trade credit? | Yes | No | |\n| h. | the court? | Were all payments made to or on behalf of professionals approved by | Yes | No
N/A | |\n| i. | Do you have: | Worker's compensation insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | Casualty/property insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | General liability insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| j. | | Has a plan of reorganization been filed with the court? | Yes | No | |\n| k. | | Has a disclosure statement been filed with the court? | Yes | No | |\n| l. | set forth under 28 U.S.C. § 1930? | Are you current with quarterly U.S. Trustee fees as | Yes | No | |\n\n| | Part 8: Individual Chapter 11 Debtors (Only) | |\n|----|------------------------------------------------------------------------------------------------|------------------|\n| a. | Gross income (receipts) from salary and wages | \\$0 |\n| b. | Gross income (receipts) from self-employment | \\$0 |\n| c. | Gross income from all other sources | \\$0 |\n| d. | Total income in the reporting period (a+b+c) | \\$0 |\n| e. | Payroll deductions | \\$0 |\n| f. | Self-employment related expenses | \\$0 |\n| g. | Living expenses | \\$0 |\n| h. | All other expenses | \\$0 |\n| i. | Total expenses in the reporting period (e+f+g+h) | \\$0 |\n| j. | Difference between total income and total expenses (d-i) | \\$0 |\n| k. | List the total amount of all postpetition debts that are past due | \\$0 |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11
U.S.C § 101(14A)? | Yes
No |\n| m. | If yes, have you made all Domestic Support Obligation payments? | Yes
No
N/A |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n### **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party\n\nChapter 11 Trustee\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nPrinted Name of Responsible Party\n\n10/21/2025\n\nTitle Date\n\n\n\nBankruptcy1to50\n\n\n\n\n\nPageFour\n\nUST Form 11-MOR (12/01/2021) 12\n\n**In re Ho Wan Kwok Case No.** 22-50073 (JAM) **Debtor Reporting Period:** 9/1/2025 - 9/30/2025\n\n#### **INDIVIDUAL DEBTOR CASH RECEIPTS AND CASH DISBURSEMENTS**\n\n(This Form must be submitted for each bank account maintained by the Debtor)\n\nAmounts reported should be per the debtor's books, not the bank statement. The beginning cash should be the ending\n\ncash from the prior month or, if this is the first report, the amount should be the balance on the date the petition was\n\nfiled. Attach the bank statements and a detailed list of all disbursements made during the\n\nreport period that includes\n\nthe date, the check number, the payee, the transaction description, and the amount. A\n\nbank reconciliation must\n\nbe attached for each account. [See MOR-1 (CON'T)]\n\n| | Current Month | Cumulative July 8, 2022 to Date |\n|-----------------------------------------------------------------------|--------------------|---------------------------------|\n| | Actual | Actual |\n| Cash - Beginning of Month | | |\n| RECEIPTS | | |\n| Recovered Funds | \\$
- | \\$
23,712,225.06 |\n| Funds received from B. Hofmeister Assignee for benefit of creditors | \\$
- | \\$
38,792,899.51 |\n| of HCHK pursuant to settlement order | | |\n| Clark Hill Settlement | \\$
- | \\$
499,000.00 |\n| Retainer Refund (Kercsmar Collins & O'Hara / Lewis Roca) | \\$
- | \\$
4,544.00 |\n| Yacht Repair Escrow | \\$
- | \\$
4,000,000.00 |\n| Adversary Proceeding Interpleader Funds | \\$
- | \\$
32,923,028.42 |\n| Refund from AIG | \\$
- | \\$
71.25 |\n| Funds received from The Casper Firm Settlement | \\$
- | \\$
48,750.00 |\n| Refund from Yachtzoo Yacht Management (Lady May II balance) | \\$
- | \\$
255.17 |\n| | | |\n| Funds received from Axos Bank | \\$
- | \\$
1,592,469.98 |\n| Refund of insurance premium from cancellation of protection and | \\$
- | \\$
29,255.02 |\n| indemnity insurance upon sale of Lady May on 6/30/23 | | |\n| Funds received from Chiesa, Shahinian & Giantomasi PCA for sale of | \\$
- | \\$
10,302,313.64 |\n| Bombardier jet | | |\n| Net proceeds of sale of shares of Victory Capital Holdings, Inc. held | \\$
- | \\$
2,692,924.71 |\n| by Reverence Capital Partners Opportunities Fund I (Cayman) L.P. | | |\n| | | |\n| Cash dividends on account of shares of Victory Capital Holdings, Inc. | \\$
- | \\$
54,858.88 |\n| held by Reverence Capital Partners Opportunities Fund I (Cayman) L.P. | | |\n| | | |\n| Cash distribution on account of limited partnership interest held in | \\$
- | \\$
2,561,150.56 |\n| Reverence Capital Partners Opportunities Fund I (Cayman), L.P. | | |\n| | | |\n| Funds received for sale of Greenwich Taconic property | \\$
- | \\$
6,784,668.79 |\n| Refund received from Pullman & Comley, LLC for overpayment of | \\$
- | \\$
26,102.00 |\n| invoices | | |\n| Funds received from First Bank of Greenwich | \\$
- | \\$
134,338.76 |\n| Refund with respect to unauthorized fraudulent disbursements | \\$
- | \\$
12,240.99 |\n| Funds received from World Insurance Associates, LLC | \\$
- | \\$
44,935.80 |\n| Funds received from Harneys Corporate Services' Bank | \\$
- | \\$
24,715.00 |\n| Settlement payments | \\$
1,679,439.41 | \\$
12,482,710.47 |\n| Refund from Eversource Energy with respect to overpayment | \\$
- | \\$
346.56 |\n| Refund from Neubert, Pepe & Monteith PC with respect to | \\$
- | \\$
260,030.80 |\n| overpayment | | |\n| Reimbursement with respect to inter-Debtor DIP facility funding | \\$
- | \\$
2,907,327.18 |\n| Genever entities | | |\n| Funds from Morgan Stanley (attached Yanping Wang account) | \\$
- | \\$
519,297.24 |\n| Funds for costs from Hamilton Capital Holdings Limited | \\$
- | \\$
199,655.40 |\n| administrators | | |\n| Refund received from Prager Dreifuss AG for overpayment of | \\$
- | \\$
56,102.43 |\n| expenses | | |\n| *
Funds received for sale of motor vehicles | \\$
- | \\$
137,600.00 |\n| Refund from Anthem Health Plans, Inc. | \\$
- | \\$
38,151.98 |\n| Funds from Bank of America, N.A. re Mileson Account Proceeds | \\$
1,011,320.84 | \\$
1,011,320.84 |\n| Bank Account Interest | \\$
228,556.17 | \\$
7,304,829.42 |\n| Total Receipts | \\$
2,919,316.42 | \\$
149,158,119.86 |\n| DISBURSEMENTS | | |\n| ORDINARY ITEMS: | | |\n| Bank Fees | \\$
7,083.98 | \\$
181,891.18 |\n| | | |\n\n\\*The proceeds from the sale of the motor vehicles were inadvertently wired to the Genever Holdings Axos bank account, but upon receipt the funds were immediately forwarded to the Trustee's East West bank account.\n\n| In re Ho Wan Kwok | Case No. | 22-50073 (JAM) |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------|----------------------|\n| Debtor | Reporting Period: | 9/1/2025 - 9/30/2025 |\n| Fees paid to International Surety Ltd for surety bond renewal | \\$
- | \\$
384,747.00 |\n| premium | | |\n| Fees paid with respect to Yacht repair invoices out of the Yacht | \\$
- | \\$
576,895.09 |\n| Repair Escrow | | |\n| Fees paid with respect to Miller Advertising Agency Inc. (English | \\$
- | \\$
21,140.60 |\n| Court Publication Notice) | | |\n| Fees paid with respect to Dexter White Invoice | \\$
- | \\$
16,235.00 |\n| Fees paid with respect to Bridgeport Harbor Marina out of the Yacht | \\$
- | \\$
18,137.64 |\n| Repair Escrow | | |\n| Fees paid with respect to Safe Harbor out of the Yacht Repair | \\$
- | |\n| | | |\n| Escrow | | \\$
148,287.04 |\n| Fees paid with respect to Yachtzoo for operating expenses out of the | \\$
- | \\$
431,604.00 |\n| Yacht Repair Escrow | | |\n| Fees paid with respect to Harneys Corporate Services Limited | \\$
- | \\$
1,665.00 |\n| Disbursement paid to JP Reynolds Company Inc. (for customs duty | \\$
- | \\$
14,965.35 |\n| and customs bond premium) | | |\n| Disbursement paid to James Pizzaruso for pay roll in connection with | \\$
- | \\$
31,026.98 |\n| sale of Lady May | | |\n| Disbursement paid to B. Hofmeister Assignee for Benefit of Creditors | \\$
- | \\$
76,150.88 |\n| | | |\n| of HCHK (for HCHK admin matters and employee payments) | | |\n| | | |\n| Disbursement paid to RKH IT Solutions (IT Consultant for HCHK | \\$
- | \\$
17,794.73 |\n| Assignee) | | |\n| Fees paid to SHM Newport Shipyard LLC (for Lady May II | \\$
- | \\$
16,384.10 |\n| winterization and dockage fees) | | |\n| Disbursement paid to R.I. Martine Survey (for Lady May II appraisal) | \\$
- | \\$
700.00 |\n| | | |\n| Disbursement paid to Brosnan Risk Consultants LTD (for security | \\$
- | \\$
57,246.47 |\n| | | |\n| services for HCHK Assignee) | | |\n| Disbursement paid to ARD Facilities Management Group LLC (for | \\$
29,175.00 | \\$
335,630.00 |\n| moving and storage services for HCHK, Golden Spring and Greenwich, | | |\n| CT residence) | | |\n| Disbursement paid to FDS46 Crew Series LLC (Lady May II captain | \\$
- | \\$
2,130.00 |\n| salary) | | |\n| Disbursement paid to B. Hofmeister Assignee for Benefit of Creditors | \\$
- | \\$
550,000.00 |\n| of HCHK (for settlement payment) | | |\n| Disbursement paid to Cole Schotz, counsel to Brian W. Hofmeister, | \\$
- | \\$
766,758.37 |\n| Assignee of HCHK Entities (for preparation and prosecution of the | | |\n| | | |\n| assignment proceedings per settlement order) | | |\n| Disbursement paid to A. Atkins Appraisal Corp., appraiser to Brian | \\$
- | \\$
7,800.00 |\n| W. Hofmeister, Assignee of HCHK Entities (for appraisal fees per | | |\n| settlement order) | | |\n| Disbursement paid to McManimon, Scotland & Baumann, LLC, MSB | \\$
- | \\$
75,000.00 |\n| counsel to Brian. W. Hofmeister, Assignee of HCHK Entities (for fees | | |\n| and expenses per settlement order) | | |\n| Disbursement paid to DLA, LLC, financial advisor to Brian. W. | \\$
- | \\$
155,000.00 |\n| | | |\n| Hofmeister, Assignee of HCHK Entities (for fees per settlement order) | | |\n| | | |\n| Disbursement paid to Prager Dreifuss AG (for advance on Swiss | \\$
- | \\$
5,835.49 |\n| court fees) | | |\n| Disbursement paid to Hawk Eye Security LLC (for security services | \\$
99,922.96 | \\$
956,553.65 |\n| at Mahwah Mansion) | | |\n| Disbursement paid to A&A Home Services LLC (for repairs to the | \\$
- | \\$
17,800.00 |\n| 373 Taconic property) | | |\n| Disbursement paid to Next Frontier Advisors (for deposit for virtual | \\$
- | \\$
11,000.00 |\n| | | |\n| staging at the 373 Taconic property) | | |\n| Disbursement paid to Knight Security Systems (for security system | \\$
- | \\$
1,710.50 |\n| installation at the 373 Taconic property) | | |\n| Disbursement paid to Slocum's Lock & Key LLC (for updating keys | \\$
- | \\$
1,932.91 |\n| and replacing deadbolt at the 373 Taconic property) | | |\n| Disbursement paid to CT Fence and Landscaping, LLC (for servicing | \\$
- | \\$
1,277.56 |\n| | | |\n| | | 218,275.04 |\n| | | |\n| | \\$
- | \\$ |\n| | | |\n| | \\$
284.20 | \\$
1,306.06 |\n| | | |\n| the gate at the 373 Taconic property)
Disbursement paid to Township of Mahwah, NJ (for 675 Ramapo
Valley Road real property taxes)
Disbursement paid to Township of Mahwah, NJ (for 675 Ramapo
Valley Road sewer and water)
Disbursement paid to Township of Mahwah, NJ (for 675 Ramapo | \\$
- | \\$
139,323.90 |\n\n| In re Ho Wan Kwok | Case No. | 22-50073 (JAM) |\n|------------------------------------------------------------------------------------------------------------------------------------|-------------------|----------------------|\n| Debtor | Reporting Period: | 9/1/2025 - 9/30/2025 |\n| Disbursement paid to World Insurance Associates LLC (for the 373 | \\$
- | \\$
75,139.60 |\n| Taconic property) | | |\n| Disbursement paid to Tax Collector - Town of Greenwich (for the | \\$
- | \\$
27,847.85 |\n| 373 Taconic property real estate tax bill) | | |\n| Disbursement paid to Rockland Electric (for electric company | \\$
5,621.94 | \\$
56,870.70 |\n| invoices at 675 Ramapo Valley Road house and gate house )
Disbursement paid to City of Stamford, CT (for tax bills for 2022 and | \\$
- | \\$
617.73 |\n| 2023) | | |\n| Disbursement paid to Seriatim Inc. (for deposit for personal property | \\$
- | \\$
2,520.00 |\n| inventory services at 373 Taconic property) | | |\n| Disbursement paid to Greenwich Pool Service, LLC (for pool services | \\$
- | \\$
1,749.44 |\n| at 373 Taconic property) | | |\n| Disbursement paid to PSE&G (for gas utility invoices at 675 Ramapo | \\$
322.40 | \\$
16,813.35 |\n| Valley Road property) | | |\n| Disbursement paid to Town of Greenwich (for alarm registration fee | \\$
- | \\$
30.00 |\n| for 373 Taconic property) | | |\n| Disbursement paid to Verizon (for services at 675 Ramapo Valley | \\$
448.72 | \\$
6,174.32 |\n| Road property ) | | |\n| Disbursement paid to Optimum (for internet services at 373 Taconic | \\$
- | \\$
561.89 |\n| property) | | |\n| Disbursement paid to Eversource (for electric bill at 373 Taconic | \\$
- | \\$
2,327.99 |\n| property) | | |\n| Disbursement paid to Central Bank of Cyprus (for test wire in favor | \\$
- | \\$
100.00 |\n| of the District Court of Limassol, Cyprus) | | |\n| Disbursement paid to Atko Bros Landscaping (for landscaping
services at 373 Taconic property) | \\$
- | \\$
6,168.30 |\n| Disbursement paid to Town of Greenwich (for police security at 373 | \\$
- | \\$
8,500.00 |\n| Taconic property) | | |\n| Disbursement paid to Kyle Davis Lawn Care, LLC (for landscaping at | \\$
2,339.35 | \\$
52,895.49 |\n| Mahwah Mansion) | | |\n| Disbursement paid to JL Holdings, Inc. (for pool and spa | \\$
3,445.00 | \\$
4,084.75 |\n| winterization at 675 Ramapo Valley Road property) | | |\n| Unauthorized fraudulent disbursements
* | \\$
- | \\$
12,240.99 |\n| Disbursement paid to Central Bank of Cyprus (for wire in favor of the | \\$
- | \\$
218,150.40 |\n| District Court of Limassol, Cyprus) | | |\n| Disbursement paid to Hackensack Roofing Co. Inc. (for roofing | \\$
- | \\$
18,382.15 |\n| repair invoices for roof at Mahwah mansion) | | |\n| Disbursement paid to Milo Plastering (for plaster repair at Mahwah | \\$
- | \\$
31,000.00 |\n| mansion) | | |\n| Disbursement paid to TransPerfect Translations International Inc. (for | \\$
- | \\$
812.50 |\n| translation and proofreading services) | | |\n| Disbursement paid to Planet Depos, LLC (for deposition services in | \\$
- | \\$
7,647.55 |\n| adversary proceeding) | | |\n| Disbursement paid to Montvale Moving Services LLC (for packing | \\$
- | \\$
1,300.00 |\n| and moving at the Mahwah mansion)
Disbursement paid to IPTeam Janitorial LLC (for cleaning invoice at | \\$
- | \\$
11,089.00 |\n| the Mahwah Mansion) | | |\n| Disbursement paid to Dark Star Electrical Contracting LLC (for light | \\$
- | \\$
450.00 |\n| fixture maintenance at Mahwah Mansion) | | |\n| Disbursement paid to Divergent Language Solutions, LLC (for | \\$
- | \\$
2,546.32 |\n| translation services) | | |\n| Disbursement paid to Aircraft Servicing (Guernsey) Limited (for | \\$
- | \\$
12,166.57 |\n| airport fees / jet fuel and storage of aircraft) | | |\n| Disbursement paid to Alliant Insurance Services (for Aircraft Hull & | \\$
- | \\$
5,600.00 |\n| Liability Policy) | | |\n| Total Ordinary Disbursements | \\$
148,643.55 | \\$
5,825,991.43 |\n| REORGANIZATION ITEMS: | | |\n| Professional Fees | | |\n| Fees paid with respect to Neubert, Pepe & Monteith PC | \\$
- | \\$
7,025,976.72 |\n| Fees paid with respect to Paul Hastings LLP | \\$
- | \\$
44,183,366.19 |\n| Broker fees paid with respect to Edmiston and Company Limited | \\$
- | \\$
1,176,250.00 |\n| | | |\n| Fees paid with respect to Pullman & Comley, LLC | \\$
- | \\$
875,921.76 |\n| Fees paid with respect to Epiq Corporate Restructuring LLC | \\$
- | \\$
339,889.67 |\n| Fees paid with respect to Harney Westwood & Riegels LP | \\$
173,989.20 | \\$
3,471,557.34 |\n| Fees paid with respect to Kroll LLC | \\$
- | \\$
3,143,750.38 |\n| Fees paid with respect to Pallas Partners LLP | \\$
- | \\$
838,055.34 |\n| Fees paid with respect to Prager Dreifuss AG | \\$
138,481.58 | \\$
1,622,964.82 |\n| Fees paid with respect to Eisner Advisory Group LLC | \\$
- | \\$
221,763.00 |\n\n\\*These cash disbursements in the aggregate amount constitute unauthorized disbursements due to forged checks and unauthorized ACH payments. The accounts involved were immediately closed upon discovery of the fraudulent activity. The Trustee has worked in conjunction with the estate's bank to recover the stolen funds, and has been in communication with the United States Trustee regarding same. As of the date of this MOR, \\$12,240.99 has been reimbursed to the estate's bank account.\n\nFORM MOR-1 (INDV) 2/2008 PAGE 3 OF 5\n\n| In re Ho Wan Kwok | Case No. | 22-50073 (JAM) | |\n|----------------------------------------------------------------------------------|-------------------|----------------|----------------------|\n| Debtor | Reporting Period: | | 9/1/2025 - 9/30/2025 |\n| Fees paid with respect to Winne, Banta, Basralian & Kahn, P.C. | \\$
- | \\$ | 15,753.33 |\n| Fees paid with respect to Sage-Popovich, Inc. | \\$
11,403.18 | \\$ | 86,821.19 |\n| Fees paid with respect to Chryssafinis & Polyviou LLC | \\$
- | \\$ | 75,609.18 |\n| Fees paid with respect to Kobre & Kim (GCC) LLP | \\$
- | \\$ | 351,411.46 |\n| Fees paid with respect to ENSafrica (Mauritius) | \\$
- | \\$ | 45,124.51 |\n| Fees paid with respect to Paul Wright / Peter Shaw (English | \\$
- | \\$ | 103,077.43 |\n| barristers) | | | |\n| Fees paid with respect to William De Robillard / Andre Patrice | \\$
- | \\$ | 29,917.25 |\n| Doger de Speville (Mauritius barristers) | | | |\n| Fees paid with respect to Marxer Attorneys (Liechtenstein counsel) | \\$
4,557.60 | \\$ | 77,920.26 |\n| Fees paid with respect to Hadef & Partners LLC (UAE counsel) | \\$
- | \\$ | 17,424.42 |\n| U. S. Trustee Fees | \\$
- | \\$ | 520,295.58 |\n| Other Reorganization Expenses (attach schedule) | \\$
- | \\$ | - |\n| Total Reorganization Items | \\$
328,431.56 | \\$ | 64,222,849.83 |\n| | | | |\n| Total Disbursements (Ordinary + Reorganization)
Financing of Genever Entities | \\$
477,075.11 | \\$ | 70,048,841.26 |\n| | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 25,004.19 |\n| invoices for Gallagher Basset Services Inc. (for air monitoring for | | | |\n| asbestos abatement, ATRU and variance drawings, final inspection and | | | |\n| asbestos survey and reporting work at The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
- | \\$ | 236,452.00 |\n| US counsel fees (Saxe Doernberger & Vita PC) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
- | \\$ | 274,811.83 |\n| US counsel fees (O'Sullivan McCormack Jensen & Bliss PC) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
- | \\$ | 98,089.58 |\n| BVI corporate fees (Harneys Corporate Services) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
- | \\$ | 121,300.00 |\n| US invoices for ABF Environmental Inc. (for asbestos abatement and | | | |\n| insulation work) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
- | \\$ | 39,924.43 |\n| US invoices for Gustav Restoration LLC (invoices for terrace cleaning | | | |\n| project and for deposit for work at The Sherry Netherland) | | | |\n| | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
- | \\$ | 324,516.61 |\n| US invoices for Acheson Doyle Partners Architects, PC (for apartment | | | |\n| stabilization work at The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 5,750.00 |\n| invoices for Catalpa Special Inspections, Inc. (for remediation project at | | | |\n| The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 122,849.05 |\n| invoices for Skyline Windows LLC (for window replacement at The | | | |\n| Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 2,515.01 |\n| invoices for Arista Air Conditioning Corp. (for service repair proposal | | | |\n| at The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 229,678.89 |\n| invoices for The Sherry Netherland, Inc. (for installation of HVAC | | | |\n| units, security deposit and proprietary rent) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
- | \\$ | 384,187.42 |\n| US invoices for Sciame Homes NY LLC (for general contractor at The | | | |\n| Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
- | \\$ | 19,793.64 |\n| US invoices for Burnham Nationwide, Inc. (for apartment restoration at | | | |\n| The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 12,590.00 |\n| invoices for U.S. Trustee Fees | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 166,754.00 |\n| | | | |\n| invoices for AIG insurance premium | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 29,446.33 |\n| invoices for Hillmann Consulting (for post fire smoke damage | | | |\n| investigation at The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 101,500.00 |\n| invoices for ARD Facilities Management Group LLC (for storage | | | |\n| services for The Sherry Netherland) | | | |\n\n| In re Ho Wan Kwok | Case No. | 22-50073 (JAM) | |\n|------------------------------------------------------------------------|---------------------|----------------|----------------------|\n| Debtor | Reporting Period: | | 9/1/2025 - 9/30/2025 |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 2,068.63 |\n| invoices for Cleaning Contractors Corp. (for furniture cleaning at The | | | |\n| Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 32,777.50 |\n| invoices for Montvale Moving Services LLC (for packing and moving | | | |\n| furniture at The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 554,269.78 |\n| invoices for J and A Construction Consultants dba Dryfast Property | | | |\n| Restoration (for restoration work at The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 1,750.00 |\n| invoices for The Light Touch (for work removing and packaging light | | | |\n| fixtures at The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$
- | \\$ | 2,177.50 |\n| invoices for CitiQuiet, Inc. (for removing and reinstalling window at | | | |\n| The Sherry Netherland) | | | |\n| Total DIP Financing Items | \\$
- | \\$ | 2,788,206.39 |\n| | | | |\n| Net Cash Flow (Total Receipts - Total Disbursements - DIP | \\$
2,442,241.31 | \\$ | 76,321,072.21 |\n| Financing) | | | |\n| | | | |\n| Cash - End of Month (Must equal reconciled bank statement) | \\$
76,321,051.59 | \\$ | 76,321,051.59 |\n| Third Party Disbursements on Behalf of the Estate | | | |\n| None | \\$
- | \\$ | 12,757.00 |\n\n#### **THE FOLLOWING SECTION MUST BE COMPLETED**\n\n**DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)**\n\n| TOTAL DISBURSEMENTS | \\$
477,075.11 |\n|----------------------------------------------------------------------|------------------|\n| LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS | \\$
- |\n| PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow | \\$
- |\n| accounts) | |\n| TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY | \\$
477,075.11 |\n| FEES | |\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|--------------------------------------------------------|-----------------------------|-------|\n| In re: | :
:
Chapter 11 | |\n| HO WAN KWOK, | :
:
Case No. 22-50073 | (JAM) |\n| Debtor. | :
: | |\n| ------------------------------------------------------ | :
x | |\n\n# **ATTACHMENT TO MONTHLY OPERATING REPORT FOR THE PERIOD SEPTEMBER 1, 2025 THROUGH SEPTEMBER 30, 2025**\n\nThis attachment is incorporated into and made a part of the Monthly Operating Report (\"MOR\") of Chapter 11 Trustee Luc A. Despins.\n\n# **General Disclaimers**\n\n- 1. The MOR is presented on a form promulgated in 2021 by the Executive Office of the United States Trustee. This form in many instances requires inserting a number for a line item even if the line item does not apply. The form also does not allow for the insertion of explanations or asterisks next to answers. Accordingly, as presented, certain responses may be inapplicable or incomplete. Following guidance from the United States Trustee's office, this attachment is being filed as an integral part of the MOR.\n- 2. On July 8, 2022, the Bankruptcy Court signed an order approving the appointment of Luc A. Despins, Esq. as Chapter 11 Trustee (the \"Trustee\"). The information in this MOR is based only on information beginning on the date of the Trustee's appointment and only on bank accounts within the Trustee's control.[1](#page-17-0)\n- 3. The Trustee reserves the rights to amend, modify or supplement this MOR or update it in future MORs.\n\n#### **Specific Responses**\n\n### Part 1 Responses\n\n4. As noted above, this information is limited to cash receipts and disbursements since the Trustee was appointed and with respect to accounts under the Trustee's control. Not all cash receipts held by the Trustee as reflected in this MOR have been determined to be\n\n1 The Trustee is currently investigating the Debtor's assets and financial affairs (with respect to which investigation the Debtor has not cooperated).\n\nproperty of the estate at this time. There are various on-going litigations with respect to the funds held by the Trustee, which, if finally determined in a manner adverse to the Trustee, would materially reduce the total amount of cash held by the Trustee at this time. In addition, cash disbursements included here do not reflect payments made pursuant to the *Order (I) Authorizing Chapter 11 Trustee to Extend Financing Pursuant to Bankruptcy Code Section 363, (II) Authorizing Genever US and Genever BVI to Obtain Post-Petition Financing Pursuant to Bankruptcy Code Section 264, (III) Granting Non-Priming Liens and Providing Superpriority Administrative Expense Claims, (IV) Modifying Automatic Stay, and (V) Granting Related Relief*, entered on September 12, 2023 [Dkt. 2193], which authorized the Kwok estate to finance expenses of the Genever entities, which are described in the summary of cash receipts and disbursements.\n\n# Part 2 Responses\n\n- 5. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section. The Trustee's counsel is currently reviewing the over 1,200 proofs of claim filed in connection with the claims bar date, which occurred on February 17, 2023.\n- 6. The Trustee is aware of certain professional fees and expenses that have arisen in connection with services provided by the Trustee's professionals. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court pursuant to various orders approving interim fee applications and as set forth in the *Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals*, entered on August 18, 2023 [Docket No. 2094].\n\n#### Part 3 Responses\n\n7. On June 27, 2023, the Bankruptcy Court entered an order authorizing and approving the sale of the Lady May [Docket No. 1953]. On December 19, 2023, the Bankruptcy Court entered an order authorizing and approving the sale of the Lady May II [Docket No. 2449]. On June 20, 2024, the Bankruptcy Court entered an amended order [Docket No. 3265] authorizing and approving the liquidation of shares of Victory Capital Holdings, Inc. held by Reverence Capital Partners Opportunities Fund I (Cayman) L.P. and the distribution of the proceeds of such liquidation, as discussed in the Trustee' s related motion [Docket No. 3203] and report of results of sale [Docket No. 3372].\n\n# Part 4 Responses\n\n8. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section.\n\n## Part 5 Responses\n\n- 9. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court pursuant to various orders approving interim fee applications and as set forth in the *Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals*, entered on August 18, 2023 [Docket No. 2094].\n- 10. The Trustee is aware of a number of professional firms that have provided services to the official committee of unsecured creditors or the Debtor (prior to the appointment of the Trustee) but that have not at this time had their retentions approved by the Court. The Trustee includes such professional firms (of which he is aware) in this part of the MOR out of an abundance of caution but reserves all his rights with respect to the retention and/or payment of fees with respect to such professional firms. The Trustee also notes that the Debtor may have employed professionals (prior to the appointment of the Trustee) of which the Trustee is not aware.\n\n#### Part 6 Responses\n\n11. The Trustee is not aware of any postpetition taxes that have accrued during the time period since the Trustee's appointment.\n\n#### Part 7 Responses\n\n12. The Trustee notes that the Debtor filed a chapter 11 plan on April 20, 2022 [Docket No. 197] (the \"April 2022 Plan\") with respect to which no disclosure statement was filed or approved.\n\n#### Part 8 Responses\n\n13. The Trustee has insufficient information to respond to Part 8.\n\n| Case 22-50073
Doc 4757 | Filed 10/21/25 | Entered 10/21/25 14:36:59 | Page 21 of 26 |\n|-------------------------------------|----------------|---------------------------|----------------------|\n| EASTWESTBANK Your financial bridge® | | | Direct inquiries to: |\n| | | | 888 761-3967 |\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\n**ACCOUNT STATEMENT** Page 1 of 4 STARTING DATE: September 01, 2025 ENDING DA TE: September 30, 2025 Total days in statement period: 30\n\n( 4)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\nStay alert for financial scams. If you receive an email, text, or call from someone unknown about receiving or sending money for inheritance, charities, or anything similar, do not respond or share your personal information.\n\n# **Standard Business Checking**\n\n| Account number
Enclosures
Low balance
Average balance | 4
\\$2,266,050.99
\\$4,496,706.43 | Beginning balance
Total additions
Total subtractions
Ending balance | ( 7)
( 37) | \\$7,325,009.94
2,690,760.25
6,465,611.93
\\$3,550, 158.26 |\n|----------------------------------------------------------------|---------------------------------------|------------------------------------------------------------------------------|---------------|-------------------------------------------------------------------|\n|----------------------------------------------------------------|---------------------------------------|------------------------------------------------------------------------------|---------------|-------------------------------------------------------------------|\n\n| CREDITS | | | | | |\n|-------------------------------------------------------------------|-------------------------|-----------------------------------------|---------------------------------------|--------------|--------------|\n| Number | Date | Transaction Description | | | Additions |\n| | 09-02 | Deposit | | | 1,011,320.84 |\n| | 09-15 | Wire Trans-IN | 69a471a7-83a3-42d2 -9aaa-6e4461e8318a | | |\n| | | | | | |\n| | 09-17 | Wire Trans-IN | | | |\n| | | | | | |\n| | | | | | |\n| | 09-18 | Wire Trans-IN | | | |\n| | | | | | |\n| | 09-22 | Wire Trans-IN | | | |\n| | | | | | |\n| | 09-24 | Wire Trans-IN | | | |\n| | 09-24 | | | | |\n| | | Pre-Auth Credit | | | |\n| | | | | | |\n| | | | | | |\n| CHECKS | | | | | |\n| Number | Date | Amount | Number | Date | Amount |\n| 1603 | 09-09 | 448.72 | 1605 | 09-19 | 311
.36 |\n| 1604 | 09-19 | 11.04 | 1606 | 09-19 | 3,445.00 |\n| | | | | | |\n| | | | | | |\n| DEBITS | | | | | |\n| Date | Transaction Description | | | | Subtractions |\n| 08-29 | Preauth Debit | Township of Mahw 2015295757 250829 | | | 41 .69 |\n| 08-29 | Preauth Debit | Township of Mahw 2015295757 250829 | | 242.51 | |\n| 09-02 | Preauth Debit | ROCKLAND ELECTR REco 250902 592911soooo | | | 480.93 |\n| 09-02
Preauth Debit
RocKLAND ELEcTR REco 250902 85766340005 | | | | 5,141
.01 | |\n\nCase 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 22 of 26\n\n**ACCOUNT STATEMENT [li]** EASTWESTBANK Your financial bridge®\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\nPage 2 of 4 STARTING DATE: September 01, 2025 ENDING DA TE: September 30, 2025\n\nBK EST/HO WAN KWOK DEBTOR\n\n| Date | Transaction Description | | | |\n|------|-------------------------|-------------------------------------------------------------------------|--------------|--|\n| | 09-03 Outgoing Wire | DXX3323P00002143 HAWK EYE SECURITY 031101266 RE KWOK 32,452.84 FOR HAWK | | |\n| | | EYE RE SE | 32,452.84 | |\n| | 09-03 Service Charge | OUTGOING WIRE | 60.00 | |\n| | 09-03 Debit Memo | FIDUCIARY MAINTENA NCE | 25.00 | |\n| | 09-03 Debit Memo | FIDUCIARY COLLATERAL | 6,378.98 | |\n| | 09-09 Outgoing Fx Ccy | FX OUT WIRE 101549434 1 1 BK EST HO WAN KWOK | 4,557.60 | |\n| | 09-09 Service Charge | OUTGOING FX CCV WI | 40.00 | |\n| | 09-09 Outgoing Wire | DXX3329P00002621 HAWK EYE SECURITY 031101266 RE KWOK 17,951.16 FOR HAWK | | |\n| | | EYE RE SE | 17,951.16 | |\n| | 09-09 Service Charge | OUTGOING WIRE | 60.00 | |\n| | 09-10 Onln Bkg Trfn D | TO ACC 05500021280 | 6,000,000.00 | |\n| | 09-12 Outgoing Wire | DXX332CP00002125 KYLE DAVIS LAWN CA 031101266 RE KWOK 2,339.35 FOR KYLE | | |\n| | | DAVIS LAWN | 2,339.35 | |\n| | 09-12 Service Charge | OUTGOING WIRE | 60.00 | |\n| | 09-15 Service Charge | WIRE TRANS-IN | 10.00 | |\n| | 09-16 Outgoing Wire | DXX3330P00002176 HAWK EYE SECURITY 031101266 RE KWOK 16,506.32 FOR HAWK | | |\n| | | EYE RESE | 16,506.32 | |\n| | 09-16 Service Charge | OUTGOING WIRE | 60.00 | |\n| | 09-17 Service Charge | WIRE TRANS-IN | 10.00 | |\n| | 09-17 Outgoing Fx Ccy | FX OUT WIRE 101551248 1 1 BK EST HO WAN KWOK | 138,481.58 | |\n| | 09-17 Service Charge | OUTGOING FX CCV WI | 40.00 | |\n| | 09-18 Service Charge | WIRE TRANS-IN | 10.00 | |\n| | 09-22 Service Charge | WIRE TRANS-IN | 10.00 | |\n| | 09-23 Outgoing Wire | DXX3337P00002817 HAWK EYE SECURITY 031101266 RE: IN RE KWOK \\$16,506.32 | | |\n| | | FOR HAWKE | 16,506.32 | |\n| | 09-23 Service Charge | OUTGOING WIRE | 60.00 | |\n| | 09-24 Service Charge | WIRE TRANS-IN | 10.00 | |\n| | 09-30 Outgoing Wire | DXX333EP00004240 ARD FACILITIES MAN 221270211 REF KWOK PMT TO PARAMOUNT | | |\n| | | OF 23,250. | 23,250.00 | |\n| | 09-30 Outgoing Wire | DXX333EP00004223 ARD FACILITIES MAN 221270211 RE KWOK PMT TO PAR AMOUNT | | |\n| | | OF 5,925.00 | 5,925.00 | |\n| | 09-30 Service Charge | OUTGOING WIRE | 60.00 | |\n| | 09-30 Outgoing Wire | DXX333EP00004205 HAWK EYE SECURITY 031101266 RE KWOK 16,506.32 FOR HAWK | | |\n| | | EYE RE SE | 16,506.32 | |\n| | 09-30 Service Charge | OUTGOING WIRE | 60.00 | |\n| | 09-30 Intl Wire Xfer | BXX333EP00004188 HARNEY WESTWOOD AN FCIBVGVGXXX REF KWOK 173,989.20 | | |\n| | | FOR HARNEY WESTW | 173,989.20 | |\n| | 09-30 Service Charge | INTL WIRE XFER | 70.00 | |\n| | | | | |\n\n#### **DAILY BALANCES**\n\n| Date | Amount | Date | Amount | Date | Amount |\n|-------|--------------|-------|--------------|-------|--------------|\n| 08-31 | 7,324,725.74 | 09-12 | 2,266,050.99 | 09-19 | 2,775,678.06 |\n| 09-02 | 8,330,424.64 | 09-15 | 2,298,040.99 | 09-22 | 2,825,668.06 |\n| 09-03 | 8,291,507.82 | 09-16 | 2,281,474.67 | 09-23 | 2,809,101.74 |\n| 09-09 | 8,268,450.34 | 09-17 | 2,402,455.46 | 09-24 | 3,770,018.78 |\n| 09-10 | 2,268,450.34 | 09-18 | 2,779,445.46 | 09-30 | 3,550,158.26 |\n\n\n\nCase 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 23 of 26\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\nPage 3 of 4 STARTING DATE: September 01, 2025 ENDING DATE: September 30, 2025\n\n**ACCOUNT STATEMENT**\n\nBK EST/HO WAN KWOK DEBTOR\n\n#### **OVERDRAFT/RETURN ITEM FEES**\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |\n\n\n\nEASTWESTBANK Your financial bridge® Case 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 25 of 26\n\nDirect inquiries to: 888 761-3967\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\n**ACCOUNT STATEMENT** Page 1 of 2 STARTING DATE: September 01, 2025 ENDING DA TE: September 30, 2025 Total days in statement period: 30\n\n( O)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH 11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\nStay alert for financial scams. If you receive an email, text, or call from someone unknown about receiving or sending money for inheritance, charities, or anything similar, do not respond or share your personal information.\n\n# **Trustee-Non Vendor MMA**\n\n| Account number
Low balance
Average balance
Interest paid year to date | \\$66,553,800.34
\\$70,750,743.49
\\$2,036,947.31 | Total additions
Ending balance | Beginning balance
Total subtractions | \\$66,553,800.34
6,228,556.17
( 2)
11,463.18
( 2)
\\$72,770,893.33 |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------|------------------------------------------|-----------------------------------------|---------------------------------------------------------------------------------|\n| CREDITS
Number
Date
09-10
09-30 | Transaction Description
Onln Bkg Trft C
Interest Credit | FR ACC 05500022540 | | Additions
6,000,000.00
228,556.17 |\n| DEBITS
Date
Transaction Description
09-23 Outgoing Wire
oxx3331P00002s10 sAGE-POPovicH, 1Nc 211914011 REF. IN RE KWOK \\$1 1,403.1s
FORSAGE | | | | Subtractions
-11,403.18 |\n| 09-23 Service Charge | OUTGOING WIRE | | | -60.00 |\n| DAILY BALANCES
Date
Amount
08-31
66,553,800.34
09-10
72,553,800.34 | Date
09-23
09-30 | Amount
72,542,337.16
72,770,893.33 | Date | Amount |\n| INTEREST INFORMATION
Annual percentage yield earned | | 4.00% Interest-bearing days | | 30 |\n\nAverage balance for APY \\$70,750,743.49 Interest earned \\$228,556.17\n\n\n\nCase 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 26 of 26\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\nPage 2 of 2 STARTING DATE: September 01, 2025 ENDING DATE: September 30, 2025\n\n**ACCOUNT STATEMENT**\n\nBK EST/HO WAN KWOK DEBTOR\n\n#### **OVERDRAFT/RETURN ITEM FEES**\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |","body_zh":"UNITED STATES BANKRUPTCY COURT（美国破产法院）\nDISTRICT OF CONNECTICUT（康涅狄格区）\nBRIDGEPORT DIVISION（布里奇波特分院）\n关于\nHo Wan Kwok（郭文贵）\n案号 22-50073\n主案号 22-50073\n债务人 联合审理\n月度运营报告 第 11 章\n报告期截止日：09/30/2025 申请日：02/15/2022\n审理月数：44 行业分类：\n\n报告方法：\n权责发生制 现金收付制\n债务人全职雇员人数（当前）：0\n债务人全职雇员人数（截至救济令发布之日）：0\n支持性文件（勾选所有随附项）：\n（对于联合审理的债务人，任何所要求的明细表必须针对每名债务人以非合并方式提供）\n现金收支明细表\n包含资产、负债和权益（净资产）或赤字的汇总及明细的资产负债表\n运营报表（损益表）\n应收账款账龄分析表\n申请后负债账龄分析表\n资本资产明细表\n专业人士报酬支付明细表\n内部人报酬支付明细表\n报告期内所有银行对账单及银行余额调节表\n已出售或转让资产的描述以及出售或转让条款\n\n/s/ Luc A. Despins\n\n责任人签名 责任人印刷姓名\n\n10/21/2025\n\n日期\n\nLuc A. Despins，以其第 11 章受托人身份\n\n地址 Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\n声明：本定期报告涉及一起未结破产案件；因此，适用 5 C.F.R. § 1320.4(a)(2) 的《文书工作减少法》豁免规定。\nCase 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 2 of 26\n\n债务人姓名 Ho Wan Kwok（郭文贵） 案号 22-50073\n第 1 部分：现金收支 本月 累计\na. 月初现金余额 $73,878,810\nb. 总收入（扣除账户间转账） $2,919,316 $149,158,120\nc. 总支出（扣除账户间转账） $477,075 $70,048,841\nd. 月末现金余额 (a+b-c) $76,321,052\ne. 第三方为破产财产利益支付的款项 $0 $12,757\nf. 用于季度费用计算的总支出 (c+e) $477,075 $70,061,598\n第 2 部分：资产与负债状况 本月\n（一般不适用于个人债务人。参见说明。）\na. 应收账款（扣除备抵后的总净额） $0\nb. 逾期 90 天以上的应收账款（扣除备抵后的净额） $0\nc. 存货（账面价值 / 市场价值 / 其他（随附说明）） $0\nd. 流动资产总额 $0\ne. 资产总额 $0\nf. 申请后应付款项（不含税金） $0\ng. 申请后逾期应付款项（不含税金） $0\nh. 申请后应交税金 $0\ni. 申请后逾期税金 $0\nj. 申请后债务总额 (f+h) $0\nk. 申请前担保债务 $0\nl. 申请前优先债务 $0\nm. 申请前无担保债务 $0\nn. 负债（债务）总额 (j+k+l+m) $0\no. 期末权益/净资产 (e-n) $0\n第 3 部分：出售或转让的资产 本月 累计\na. 在正常业务范围之外出售/转让资产的现金总售价 $0 $26,373,948\nb. 因在正常业务范围之外出售/转让资产而向第三方支付的总款项 $0 $1,160,344\nc. 在正常业务范围之外出售/转让资产的现金净收益 (a-b) $0 $25,213,604\n第 4 部分：损益表（运营报表） 本月 累计\n（一般不适用于个人债务人。参见说明。）\na. 营业总收入/销售额（扣除退货和折让） $0\nb. 销货成本（包含折旧，如适用） $0\nc. 毛利润 (a-b) $0\nd. 销售费用 $0\ne. 一般及行政费用 $0\nf. 其他费用 $0\ng. 折旧和/或摊销（未计入 4b） $0\nh. 利息 $0\ni. 税金（地方、州和联邦） $0\n\nk. 利润（亏损） $0 $0\nCase 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 3 of 26\n本月核准 累计核准 本月支付 累计支付\n债务人专业人士费用及开支（破产事务） 总计 $323,874 $63,697,997 $323,874 $63,697,997\n按事务所逐项细目\n事务所名称 职责\ni Neubert, Pepe & Monteith, P.C. 当地律师 $0 $7,025,977 $0 $7,025,977\nii Paul Hastings LLP (counsel to c 首席律师 $0 $44,183,366 $0 $44,183,366\niii Brown Rudnick (counsel to Ho 首席律师 $0 $0 $0\niv Pullman & Comley, LLC (couns 首席律师 $0 $875,922 $0 $875,922\nv Coleman Worldwide Advisors L 其他 $0 $0 $0\nvi Dundon Advisors (UCC financi 财务专业人士 $0 $0 $0\nvii Verdolino & Lowey, PC (financ 财务专业人士 $0 $0 $0\nviii Harney Westwood & Riegels LP 其他 $173,989 $3,471,557 $173,989 $3,471,557\nix Paul Wright / Peter Shaw 其他 $0 $103,077 $0 $103,077\nx Pallas Partners LLP 其他 $0 $838,055 $0 $838,055\nxi Edmiston and Company Limite 其他 $0 $1,176,250 $0 $1,176,250\nxii Engineering Operations and Ce 其他 $0 $0 $0\nxiii Epiq Corporate Restructuring, L 其他 $0 $339,890 $0 $339,890\nxiv Kroll LLC 其他 $0 $3,143,750 $0 $3,143,750\nxv Prager Dreifuss AG 当地律师 $138,482 $1,622,965 $138,482 $1,622,965\nxvi Eisner Advisory Group LLC 其他 $0 $221,763 $0 $221,763\nxvii Winne, Banta, Basralian & Kahn 当地律师 $0 $15,753 $0 $15,753\nxviii Sage-Popovich, Inc. 其他 $11,403 $86,821 $11,403 $86,821\nxix Chryssafinis & Polyviou LLC 其他 $0 $75,609 $0 $75,609\nxx Kobre & Kim (GCC) LLP 其他 $0 $351,411 $0 $351,411\nxxi ENSafrica (Mauritius) 其他 $0 $45,125 $0 $45,125\nxxii William De Robillard / Andre P 其他 $0 $29,917 $0 $29,917\nxxiii Marxer Attorneys 当地律师 $0 $73,363 $0 $73,363\nxxiv Hadef & Partners LLC 当地律师 $0 $17,424 $0 $17,424\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxviii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxiii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n本月核准 累计核准 本月支付 累计支付\nb. 债务人专业人士费用及开支（非破产事务） 总计 $0 $0 $0 $0\n按事务所逐项细目\n事务所名称 职责\ni Baker Hostetler LLP 其他 $0 $0 $0 $0\nii Clayman & Rosenberg LLP 其他 $0 $0 $0 $0\niii Ganfer Shore Leeds & Zauderer 其他 $0 $0 $0 $0\niv Harcus Parker Ltd. 其他 $0 $0 $0 $0\nv LALIVE SA 其他 $0 $0 $0 $0\nvi Lawall & Mitchell, LLC 其他 $0 $0 $0 $0\nvii Petrillo Klein & Boxer LLP 其他 $0 $0 $0 $0\nviii Schulman Bhattacharya, LLC 其他 $0 $0 $0 $0\nix The Casper Firm 其他 $0 $0 $0 $0\nx The Francis Firm PLLC 其他 $0 $0 $0 $0\nxi VX Cerda & Associates 其他 $0 $0 $0 $0\nxii\nxiii\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxviii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxiii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nCase 22-50073 Doc 4757 Filed 10/21/25 Entered 10/21/25 14:36:59 Page 8 of 26\nxcix\nc\nc. 所有专业人士费用及开支（债务人及委员会）\n第 6 部分：申请后税金 本月 累计\na. 申请后应计所得税（地方、州和联邦） $0 $0\nb. 申请后已付所得税（地方、州和联邦） $0 $0\nc. 申请后应计雇主薪酬税 $0 $0\nd. 申请后已付雇主薪酬税 $0 $0\ne. 申请后已付财产税 $0 $0\nf. 申请后应计其他税金（地方、州和联邦） $0 $0\ng. 申请后已付其他税金（地方、州和联邦） $0 $0\n第 7 部分：调查问卷 - 在此报告期内：\na. 是否对申请前债务进行了任何支付？（若是，参见说明） 是 否\nb. 是否在未经法院批准的情况下进行了正常业务范围之外的任何支付？（若是，参见说明） 是 否\nc. 是否向内部人或代表内部人进行了任何支付？ 是 否\nd. 您是否已按期提交申请后纳税申报表？ 是 否\ne. 您是否已按期缴纳申请后预估税款？ 是 否\nf. 所有信托基金税款是否均已按期汇缴？ 是 否\ng. 是否存在除商业信用以外的任何申请后借款？（若是，参见说明） 是 否\nh. 向专业人士或代表专业人士支付的所有款项是否均经法院批准？ 是 否 不适用\ni. 您是否拥有：工伤赔偿保险？ 是 否\n若是，您的保费是否按期缴纳？ 是 否 不适用（若否，参见说明）\n意外/财产保险？ 是 否\n若是，您的保费是否按期缴纳？ 是 否 不适用（若否，参见说明）\n一般责任保险？ 是 否\n若是，您的保费是否按期缴纳？ 是 否 不适用（若否，参见说明）\nj. 是否已向法院提交重组计划？ 是 否\nk. 是否已向法院提交披露声明？ 是 否\nl. 您是否按 28 U.S.C. § 1930 的规定按期缴纳美国受托人季度费用？ 是 否\n第 8 部分：个人第 11 章债务人（专用）\na. 来自薪金和工资的总收入（进账） $0\nb. 来自自营职业的总收入（进账） $0\nc. 来自所有其他来源的总收入 $0\nd. 报告期内总收入 (a+b+c) $0\ne. 工资扣除额 $0\nf. 自营职业相关支出 $0\ng. 生活费用 $0\nh. 所有其他支出 $0\ni. 报告期内总支出 (e+f+g+h) $0\nj. 总收入与总支出之差 (d-i) $0\nk. 列出所有已逾期的申请后债务总额 $0\nl. 您是否被要求支付 11 U.S.C § 101(14A) 所定义的任何家庭赡养义务款项？ 是 否\nm. 若是，您是否已支付所有家庭赡养义务款项？ 是 否 不适用\nPrivacy Act Statement（《隐私权法》声明）\n\n28 U.S.C. § 589b 授权收集此等信息，且根据 11 U.S.C. §§ 704、1106 及 1107 的规定，提供此等信息属于强制性要求。United States Trustee（美国受托人）将使用此等信息计算 28 U.S.C. § 1930(a)(6) 项下的法定费用评估。美国受托人还将使用此等信息评估 chapter 11（第 11 章）债务人在破产程序中的进展，包括重组计划获得确认的可能性以及该案件是否本着诚信原则进行。当破产受托人或审查员履行其职责需要此等信息时，可向其披露此等信息；当此等信息表明存在违法或潜在违法行为时，可向适当的联邦、州、地方、监管、部落或外国执法机构披露。亦可出于日常目的进行其他披露。关于可能进行的日常披露类型的讨论，可查阅 Executive Office for United States Trustee（美国受托人执行办公室）的记录系统通知 UST-001，“破产案件卷宗及相关记录”。参见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该通知的副本可通过以下链接获取：htt eo/rules_regulations/index.htm。未能提供此等信息可能导致您的破产案件被驳回或转为其他程序，或由美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n我谨在受伪证罪处罚的前提下声明，上述月度经营报告及其支持性文件均真实准确，且我已被授权代表破产财产签署本报告。\n\n/s/ Luc A. Despins\n\n责任方签名\n\n第 11 章受托人\n\nLuc A. Despins，以其作为第 11 章受托人的身份\n\n责任方正楷姓名\n\n10/21/2025\n\n职务 日期\n\n\n\n破产 1 至 50\n\n\n\n\n\n第四页\n\nUST 表格 11-MOR (12/01/2021) 12\n\n关于 Ho Wan Kwok（郭文贵） 案号 22-50073 (JAM) 债务人 报告期：9/1/2025 - 9/30/2025\n个人债务人现金收入与现金支出\n\n（债务人维持的每个银行账户均须提交本表格）\n\n报告的金额应以债务人的账簿为准，而非银行对账单。期初现金应为上月的期末现金，或者如果这是首份报告，该金额应为提交申请之日的余额。附上银行对账单以及报告期内发生的所有支出的详细清单，清单中应包括日期、支票号码、收款人、交易说明和金额。每个账户均须附上一份银行存款余额调节表。[参见 MOR-1 (续)]\n\n当月实际 累计 2022年7月8日至今日实际\n现金 - 月初\n收入\n追回款项 $ - | $ 23,712,225.06\n根据和解令从 HCHK 为债权人利益之受让人 B. Hofmeister 处收到的款项 $ - | $ 38,792,899.51\nClark Hill 和解款 $ - | $ 499,000.00\n预付聘请费退款 (Kercsmar Collins & O'Hara / Lewis Roca) $ - | $ 4,544.00\n游艇维修代管款 $ - | $ 4,000,000.00\n对抗性程序双重起诉款项 $ - | $ 32,923,028.42\nAIG 退款 $ - | $ 71.25\n从 The Casper Firm 和解中收到的款项 $ - | $ 48,750.00\n从 Yachtzoo Yacht Management 收到的退款（Lady May II 余额） $ - | $ 255.17\n从 Axos Bank 收到的款项 $ - | $ 1,592,469.98\n在 6/30/23 出售 Lady May 时因取消保障和赔偿保险而获得的保费退款 $ - | $ 29,255.02\n从 Chiesa, Shahinian & Giantomasi PCA 处收到的出售庞巴迪喷气式飞机款项 $ - | $ 10,302,313.64\nReverence Capital Partners Opportunities Fund I (Cayman) L.P. 所持 Victory Capital Holdings, Inc. 股份出售净收益 $ - | $ 2,692,924.71\nReverence Capital Partners Opportunities Fund I (Cayman) L.P. 所持 Victory Capital Holdings, Inc. 股份现金股息 $ - | $ 54,858.88\n在 Reverence Capital Partners Opportunities Fund I (Cayman), L.P. 中所持有限合伙权益之现金分配 $ - | $ 2,561,150.56\n出售格林威治 Taconic 物业所收到的款项 $ - | $ 6,784,668.79\n从 Pullman & Comley, LLC 收到的发票多付款退款 $ - | $ 26,102.00\n从 First Bank of Greenwich 收到的款项 $ - | $ 134,338.76\n关于未经授权的欺诈性支出的退款 $ - | $ 12,240.99\n从 World Insurance Associates, LLC 收到的款项 $ - | $ 44,935.80\n从 Harneys Corporate Services 的银行收到的款项 $ - | $ 24,715.00\n和解款项 $ 1,679,439.41 | $ 12,482,710.47\n从 Eversource Energy 收到的多付款退款 $ - | $ 346.56\n从 Neubert, Pepe & Monteith PC 收到的多付款退款 $ - | $ 260,030.80\n关于债务人之间 DIP 融资提供给 Genever 实体的偿付款项 $ - | $ 2,907,327.18\n来自摩根士丹利（扣押的王雁平账户）的资金 $ - | $ 519,297.24\n来自 Hamilton Capital Holdings Limited 破产管理人的费用款项 $ - | $ 199,655.40\n从 Prager Dreifuss AG 收到的费用多付款退款 $ - | $ 56,102.43\n*\n出售机动车辆收到的款项 $ - | $ 137,600.00\n从 Anthem Health Plans, Inc. 收到的退款 $ - | $ 38,151.98\n从 Bank of America, N.A. 收到的关于 Mileson 账户收益的款项 $ 1,011,320.84 | $ 1,011,320.84\n银行账户利息 $ 228,556.17 | $ 7,304,829.42\n总收入 $ 2,919,316.42 | $ 149,158,119.86\n支出\n日常项目：\n银行费用 $ 7,083.98 | $ 181,891.18\n\n*机动车出售所得款项被疏忽汇入 Genever Holdings 的 Axos 银行账户，但在收到款项后，资金已立即转入受托人的 East West（华美）银行账户。\n\n关于 Ho Wan Kwok（郭文贵） 案号 22-50073 (JAM)\n债务人 报告期间： 9/1/2025 - 9/30/2025\n\n支付给 International Surety Ltd 用于续保保证保险费的费用 $ - $ 384,747.00\n从游艇维修托管账户中支付的游艇维修发票相关费用 $ - $ 576,895.09\n支付给 Miller Advertising Agency Inc.（英国法院公告通知）的相关费用 $ - $ 21,140.60\n支付 Dexter White 发票的相关费用 $ - $ 16,235.00\n从游艇维修托管账户中支付给 Bridgeport Harbor Marina 的相关费用 $ - $ 18,137.64\n从游艇维修托管账户中支付给 Safe Harbor 的相关费用 $ - $ 148,287.04\n从游艇维修托管账户中支付给 Yachtzoo 用于运营开支的相关费用 $ - $ 431,604.00\n支付给 Harneys Corporate Services Limited 的相关费用 $ - $ 1,665.00\n支付给 JP Reynolds Company Inc. 的支出（用于关税及海关保函保费） $ - $ 14,965.35\n支付给 James Pizzaruso 用于与 Lady May 号出售相关薪资的支出 $ - $ 31,026.98\n支付给 HCHK 债权人利益受让人 B. Hofmeister 的支出（用于 HCHK 行政事务及员工款项支付） $ - $ 76,150.88\n支付给 RKH IT Solutions（HCHK 受让人的 IT 顾问）的支出 $ - $ 17,794.73\n支付给 SHM Newport Shipyard LLC 的费用（用于 Lady May II 号防冻维护及停泊费） $ - $ 16,384.10\n支付给 R.I. Martine Survey 的支出（用于 Lady May II 号估价） $ - $ 700.00\n支付给 Brosnan Risk Consultants LTD 的支出（用于 HCHK 受让人的安保服务） $ - $ 57,246.47\n支付给 ARD Facilities Management Group LLC 的支出（用于 HCHK、Golden Spring 以及康涅狄格州 Greenwich 住宅的搬运与仓储服务） $ 29,175.00 $ 335,630.00\n支付给 FDS46 Crew Series LLC 的支出（Lady May II 号船长薪水） $ - $ 2,130.00\n支付给 HCHK 债权人利益受让人 B. Hofmeister 的支出（用于和解款项支付） $ - $ 550,000.00\n支付给 HCHK 实体受让人 Brian W. Hofmeister 的法律顾问 Cole Schotz 的支出（用于根据和解命令准备并推进受让程序） $ - $ 766,758.37\n支付给 HCHK 实体受让人 Brian W. Hofmeister 的估价师 A. Atkins Appraisal Corp. 的支出（用于根据和解命令支付估价费用） $ - $ 7,800.00\n支付给 HCHK 实体受让人 Brian. W. Hofmeister 的 MSB 法律顾问 McManimon, Scotland & Baumann, LLC 的支出（用于根据和解命令支付费用及开支） $ - $ 75,000.00\n支付给 HCHK 实体受让人 Brian. W. Hofmeister 的财务顾问 DLA, LLC 的支出（用于根据和解命令支付费用） $ - $ 155,000.00\n支付给 Prager Dreifuss AG 的支出（用于预付瑞士法院费用） $ - $ 5,835.49\n支付给 Hawk Eye Security LLC 的支出（用于 Mahwah 庄园的安保服务） $ 99,922.96 $ 956,553.65\n支付给 A&A Home Services LLC 的支出（用于 373 Taconic 物业的维修） $ - $ 17,800.00\n支付给 Next Frontier Advisors 的支出（用于 373 Taconic 物业虚拟陈设布置定金） $ - $ 11,000.00\n支付给 Knight Security Systems 的支出（用于 373 Taconic 物业的安保系统安装） $ - $ 1,710.50\n支付给 Slocum's Lock & Key LLC 的支出（用于 373 Taconic 物业更新钥匙及更换门锁锁舌） $ - $ 1,932.91\n支付给 CT Fence and Landscaping, LLC 的支出（用于 373 Taconic 物业大门维修保养） $ - $ 1,277.56\n支付给 Township of Mahwah, NJ（新泽西州马哈瓦镇）的支出（用于 675 Ramapo Valley Road 不动产税） $ - $ 218,275.04\n支付给 Township of Mahwah, NJ 的支出（用于 675 Ramapo Valley Road 下水道及供水费用） $ 284.20 $ 1,306.06\n支付给 Township of Mahwah, NJ 的支出（用于 675 Ramapo） $ - $ 139,323.90\n\n关于 Ho Wan Kwok（郭文贵） 案号 22-50073 (JAM)\n债务人 报告期间： 9/1/2025 - 9/30/2025\n\n支付给 World Insurance Associates LLC 的支出（用于 373 Taconic 物业） $ - $ 75,139.60\n支付给 Tax Collector - Town of Greenwich（格林威治镇收税官）的支出（用于 373 Taconic 物业房产税账单） $ - $ 27,847.85\n支付给 Rockland Electric 的支出（用于 675 Ramapo Valley Road 主宅及门房的电力公司发票） $ 5,621.94 $ 56,870.70\n支付给 City of Stamford, CT（康涅狄格州斯坦福市）的支出（用于 2022 年及 2023 年税单） $ - $ 617.73\n支付给 Seriatim Inc. 的支出（用于 373 Taconic 物业个人财产盘点服务定金） $ - $ 2,520.00\n支付给 Greenwich Pool Service, LLC 的支出（用于 373 Taconic 物业的泳池服务） $ - $ 1,749.44\n支付给 PSE&G 的支出（用于 675 Ramapo Valley Road 物业的燃气公用事业发票） $ 322.40 $ 16,813.35\n支付给 Town of Greenwich（格林威治镇）的支出（用于 373 Taconic 物业的警报登记费） $ - $ 30.00\n支付给 Verizon 的支出（用于 675 Ramapo Valley Road 物业的服务） $ 448.72 $ 6,174.32\n支付给 Optimum 的支出（用于 373 Taconic 物业的网络服务） $ - $ 561.89\n支付给 Eversource 的支出（用于 373 Taconic 物业的电费账单） $ - $ 2,327.99\n支付给 Central Bank of Cyprus（塞浦路斯中央银行）的支出（用于支付给塞浦路斯利马索尔地区法院的测试电汇） $ - $ 100.00\n支付给 Atko Bros Landscaping 的支出（用于 373 Taconic 物业的景观绿化服务） $ - $ 6,168.30\n支付给 Town of Greenwich 的支出（用于 373 Taconic 物业的警方安保） $ - $ 8,500.00\n支付给 Kyle Davis Lawn Care, LLC 的支出（用于 Mahwah 庄园的草坪绿化） $ 2,339.35 $ 52,895.49\n支付给 JL Holdings, Inc. 的支出（用于 675 Ramapo Valley Road 物业的泳池及水疗防冻维护） $ 3,445.00 $ 4,084.75\n未经授权的欺诈性支出* $ - $ 12,240.99\n支付给 Central Bank of Cyprus 的支出（用于支付给塞浦路斯利马索尔地区法院的电汇款项） $ - $ 218,150.40\n支付给 Hackensack Roofing Co. Inc. 的支出（用于 Mahwah 庄园屋顶维修发票） $ - $ 18,382.15\n支付给 Milo Plastering 的支出（用于 Mahwah 庄园的抹灰修缮） $ - $ 31,000.00\n支付给 TransPerfect Translations International Inc. 的支出（用于翻译及校对服务） $ - $ 812.50\n支付给 Planet Depos, LLC 的支出（用于对席诉讼中的取证质证服务） $ - $ 7,647.55\n支付给 Montvale Moving Services LLC 的支出（用于 Mahwah 庄园的打包与搬迁） $ - $ 1,300.00\n支付给 IPTeam Janitorial LLC 的支出（用于 Mahwah 庄园的保洁发票） $ - $ 11,089.00\n支付给 Dark Star Electrical Contracting LLC 的支出（用于 Mahwah 庄园的灯具维护） $ - $ 450.00\n支付给 Divergent Language Solutions, LLC 的支出（用于翻译服务） $ - $ 2,546.32\n支付给 Aircraft Servicing (Guernsey) Limited 的支出（用于机场费用/航空燃油及飞机停放仓储） $ - $ 12,166.57\n支付给 Alliant Insurance Services 的支出（用于飞机机身险及责任险保单） $ - $ 5,600.00\n日常支出总计 $ 148,643.55 $ 5,825,991.43\n\n重组项目：\n专业人员费用\n支付给 Neubert, Pepe & Monteith PC 的相关费用 $ - $ 7,025,976.72\n支付给 Paul Hastings LLP（普衡律师事务所）的相关费用 $ - $ 44,183,366.19\n支付给 Edmiston and Company Limited 的相关经纪人费用 $ - $ 1,176,250.00\n支付给 Pullman & Comley, LLC 的相关费用 $ - $ 875,921.76\n支付给 Epiq Corporate Restructuring LLC 的相关费用 $ - $ 339,889.67\n支付给 Harney Westwood & Riegels LP（衡力斯律师事务所）的相关费用 $ 173,989.20 $ 3,471,557.34\n支付给 Kroll LLC 的相关费用 $ - $ 3,143,750.38\n支付给 Pallas Partners LLP 的相关费用 $ - $ 838,055.34\n支付给 Prager Dreifuss AG 的相关费用 $ 138,481.58 $ 1,622,964.82\n支付给 Eisner Advisory Group LLC 的相关费用 $ - $ 221,763.00\n\n*该累计金额的现金支出构成因伪造支票及未经授权的 ACH 付款而产生的未经授权支出。相关账户在发现欺诈行为后已立即关闭。受托人已与破产财团的开户银行协同合作追回被盗资金，并已就此事与美国联邦破产受托人（United States Trustee）进行沟通。截至本期月度运营报告（MOR）出具之日，已有 $12,240.99 偿还至破产财团的银行账户。\n\n表格 MOR-1 (INDV) 2/2008 第 3 页，共 5 页\n案件：Ho Wan Kwok（郭文贵） 案号：22-50073 (JAM)\n债务人 报告期：9/1/2025 - 9/30/2025\n就 Winne, Banta, Basralian & Kahn, P.C. 支付的费用 $ - | $ | 15,753.33 |\n就 Sage-Popovich, Inc. 支付的费用 $ 11,403.18 | $ | 86,821.19 |\n就 Chryssafinis & Polyviou LLC 支付的费用 $ - | $ | 75,609.18 |\n就 Kobre & Kim (GCC) LLP 支付的费用 $ - | $ | 351,411.46 |\n就 ENSafrica (Mauritius) 支付的费用 $ - | $ | 45,124.51 |\n就 Paul Wright / Peter Shaw（英国大律师）支付的费用 $ - | $ | 103,077.43 |\n就 William De Robillard / Andre Patrice Doger de Speville（毛里求斯大律师）支付的费用 $ - | $ | 29,917.25 |\n就 Marxer Attorneys（列支敦士登法律顾问）支付的费用 $ 4,557.60 | $ | 77,920.26 |\n就 Hadef & Partners LLC（阿联酋法律顾问）支付的费用 $ - | $ | 17,424.42 |\nU. S. Trustee（美国受托人）规费 $ - | $ | 520,295.58 |\n其他重整费用（附明细表） $ - | $ | - |\n重整项目总计 $ 328,431.56 | $ | 64,222,849.83 |\n支出总计（日常 + 重整）\nGenever Entities（Genever 实体）的融资 | $ 477,075.11 | $ | 70,048,841.26 |\n依据 DIP 命令就为 Gallagher Basset Services Inc. 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland（雪莉荷兰酒店）的石棉清除空气监测、ATRU 及变更图纸、最终检查以及石棉调查与报告工作） $ - | $ | 25,004.19 |\n依据 DIP 命令就为 Genever US 律师费（Saxe Doernberger & Vita PC）提供融资所作的付款 $ - | $ | 236,452.00 |\n依据 DIP 命令就为 Genever US 律师费（O'Sullivan McCormack Jensen & Bliss PC）提供融资所作的付款 $ - | $ | 274,811.83 |\n依据 DIP 命令就为 Genever BVI 公司规费（Harneys Corporate Services）提供融资所作的付款 $ - | $ | 98,089.58 |\n依据 DIP 命令就为 ABF Environmental Inc. 的 Genever US 发票提供融资所作的付款（用于石棉清除及绝缘工程） $ - | $ | 121,300.00 |\n依据 DIP 命令就为 Gustav Restoration LLC 的 Genever US 发票提供融资所作的付款（露台清洁项目发票及 The Sherry Netherland 施工定金发票） $ - | $ | 39,924.43 |\n依据 DIP 命令就为 Acheson Doyle Partners Architects, PC 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的公寓稳固工程） $ - | $ | 324,516.61 |\n依据 DIP 命令就为 Catalpa Special Inspections, Inc. 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的修复项目） $ - | $ | 5,750.00 |\n依据 DIP 命令就为 Skyline Windows LLC 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的窗户更换） $ - | $ | 122,849.05 |\n依据 DIP 命令就为 Arista Air Conditioning Corp. 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的维修建议书） $ - | $ | 2,515.01 |\n依据 DIP 命令就为 The Sherry Netherland, Inc. 的 Genever US 发票提供融资所作的付款（用于暖通空调机组安装、保证金及独占租金） $ - | $ | 229,678.89 |\n依据 DIP 命令就为 Sciame Homes NY LLC 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的总承包商费用） $ - | $ | 384,187.42 |\n依据 DIP 命令就为 Burnham Nationwide, Inc. 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的公寓修复） $ - | $ | 19,793.64 |\n依据 DIP 命令就为美国受托人规费的 Genever US 发票提供融资所作的付款 $ - | $ | 12,590.00 |\n依据 DIP 命令就为 AIG 保险费的 Genever US 发票提供融资所作的付款 $ - | $ | 166,754.00 |\n依据 DIP 命令就为 Hillmann Consulting 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的火灾后烟熏受损调查） $ - | $ | 29,446.33 |\n依据 DIP 命令就为 ARD Facilities Management Group LLC 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的仓储服务） $ - | $ | 101,500.00 |\n案件：Ho Wan Kwok 案号：22-50073 (JAM)\n债务人 报告期：9/1/2025 - 9/30/2025\n依据 DIP 命令就为 Cleaning Contractors Corp. 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的家具清洁） $ - | $ | 2,068.63 |\n依据 DIP 命令就为 Montvale Moving Services LLC 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的家具打包及搬运） $ - | $ | 32,777.50 |\n依据 DIP 命令就为 J and A Construction Consultants dba Dryfast Property Restoration 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的修复工程） $ - | $ | 554,269.78 |\n依据 DIP 命令就为 The Light Touch 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的拆除及包装灯具工作） $ - | $ | 1,750.00 |\n依据 DIP 命令就为 CitiQuiet, Inc. 的 Genever US 发票提供融资所作的付款（用于 The Sherry Netherland 的拆卸及重新安装窗户） $ - | $ | 2,177.50 |\nDIP 融资项目总计 $ - | $ | 2,788,206.39 |\n净现金流（收入总计 - 支出总计 - DIP 融资） $ 2,442,241.31 | $ | 76,321,072.21 |\n月末现金（必须等于对账后的银行对账单金额） $ 76,321,051.59 | $ | 76,321,051.59 |\n代表破产财产由第三方支出的款项\n无 $ - | $ | 12,757.00 |\n以下部分必须填写\n\n用于计算美国受托人季度规费的支出：（取自当月实际发生额一栏）\n支出总计 $ 477,075.11 |\n减：转入其他占有中债务人账户的金额 $\n加：由外部来源支付的破产财产支出（即来自托管账户） $\n用于计算美国受托人季度规费的支出总计 $ 477,075.11 |\n\n美国康涅狄格区破产法院 布里奇波特分院\n------------------------------------------------------ x\n案件： :\n: 第 11 章\nHO WAN KWOK, :\n: 案号 22-50073 (JAM)\n债务人。 :\nx\n\n2025年9月1日至2025年9月30日期间月度运营报告附件\n\n本附件并入第 11 章受托人 Luc A. Despins 的月度运营报告（“MOR”）中，并构成其一部分。\n\n一般声明\n\n- 1. 本 MOR 采用 United States Trustee（美国受托人执行办公室）于 2021 年颁布的表格进行填报。在许多情况下，即使某项行项目不适用，该表格也要求在该行项目中填入数字。该表格也不允许在答案旁添加说明或星号。因此，就呈报的形式而言，某些答复可能不适用或不完整。根据美国受托人办公室的指导意见，本附件作为 MOR 的组成部分一并提交。\n- 2. 2022年7月8日，破产法院签署命令，批准任命 Luc A. Despins 律师为第 11 章受托人（下称“受托人”）。本 MOR 中的信息仅基于自受托人获任命之日起的信息，且仅基于受托人控制下的银行账户的信息。[1]\n- 3. 受托人保留对本 MOR 进行修正、修改或补充，或在未来的 MOR 中对其进行更新的权利。\n\n具体答复\n\n第 1 部分答复\n\n4. 如上所述，此信息仅限于受托人获任命以来的现金收入和支出，且仅涉及受托人控制下的账户。本 MOR 中所反映的受托人持有的现金收入，并非在目前均已被确定为\n\n1 受托人目前正在对债务人的资产和财务状况进行调查（针对该项调查，债务人未予配合）。\n\n破产财产。对于受托人持有的资金，目前存在若干正在进行的诉讼；如果这些诉讼最终以不利于受托人的方式判决，将实质性减少受托人目前持有的现金总额。此外，此处包含的现金支出不反映依据 2023年9月12日 录入的《(I) 授权第 11 章受托人依据〈破产法典〉第 363 条提供融资、(II) 授权 Genever US 和 Genever BVI 依据〈破产法典〉第 264 条获得申请后融资、(III) 授予非优先受偿留置权并提供超级优先行政管理费用债权、(IV) 变更自动中止以及 (V) 准予相关救济的命令》[案卷号 2193] 所支付的款项，该命令授权 Kwok 破产财产为 Genever 实体的费用提供融资，相关内容已在现金收入和支出摘要中予以说明。\n\n第 2 部分答复\n\n- 5. 在本节适用的范围内（债务人为自然人），受托人掌握的信息不足以完成本节的填写。受托人的律师目前正在审查与债权申报截止日（为 2023年2月17日）相关的 1,200 多份债权证明。\n- 6. 受托人知悉因受托人的专业人员提供服务而产生的某些专业人员费用和开支。截至报告期结束时，根据批准中期费用申请的各项命令以及 2023年8月18日 录入的《确立受聘专业人员中期报酬及费用报销程序的命令》[案卷号 2094] 的规定，若干中期费用报销申请已获法院批准。\n\n第 3 部分答复\n\n7. 2023年6月27日，破产法院录入了一项授权并批准出售 Lady May 号的命令 [案卷号 1953]。2023年12月19日，破产法院录入了一项授权并批准出售 Lady May II 号的命令 [案卷号 2449]。2024年6月20日，破产法院录入了一项修正命令 [案卷号 3265]，授权并批准变现 Reverence Capital Partners Opportunities Fund I (Cayman) L.P. 持有的 Victory Capital Holdings, Inc. 股份并分配该等变现所得款项，详见受托人的相关动议 [案卷号 3203] 及出售结果报告 [案卷号 3372]。\n\n第 4 部分答复\n\n8. 在本节适用的范围内（债务人为自然人），受托人掌握的信息不足以完成本节的填写。\n\n第 5 部分答复\n\n- 9. 截至报告期末，根据批准中期费用申请的各项裁定，以及根据2023年8月18日录入的《确立聘用专业人员中期报酬及费用偿还程序的裁定》（Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals）[案卷编号 2094]所规定，某些关于费用偿还的中期申请已获得法院（Court）批准。\n\n- 10. 受托人（Trustee）知悉若干家向无担保债权人官方委员会或债务人（Debtor）（在受托人获任命之前）提供过服务的专业机构，但其聘用目前尚未获得法院批准。受托人出于格外谨慎，将此类专业机构（其所知悉的）列入本月度营运报告（MOR）的此部分，但就此类专业机构的聘用和/或费用支付保留其全部权利。受托人亦指出，债务人可能（在受托人获任命之前）聘用了受托人不知悉的专业人员。\n\n第 6 部分 回复\n\n11. 受托人不知悉自受托人获任命以来的时间段内产生过任何申请后税费。\n\n第 7 部分 回复\n\n12. 受托人指出，债务人于2022年4月20日提交了一份第11章重组计划[案卷编号 197]（即“2022年4月计划”），关于该计划并未提交或批准任何披露声明。\n\n第 8 部分 回复\n\n13. 受托人掌握的信息不足以回复第 8 部分。\n\n案号 22-50073\n文件 4757 | 提交于 10/21/25 | 录入于 10/21/25 14:36:59 | 第 21 页，共 26 页\n\n华美银行（EASTWESTBANK） 您的金融桥梁® 业务咨询请联系：\n888 761-3967\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\n账户对账单 第 1 页，共 4 页 起始日期：2025年9月1日 截止日期：2025年9月30日 对账单周期总天数：30天\n\n( 4)\n\n破产财产托管/郭文贵（HO WAN KWOK）债务人\n卢克·A·德斯平斯（LUC A DESPINS），第11章受托人\n案号 #22-50073\n转交 普衡律师事务所（PAUL HASTINGS LLP）\n200 PARK AVE NEW YORK NY 10166-0005\n\n警惕金融诈骗。如果您收到来自未知人士关于接收或发送涉及遗产继承、慈善或类似事项款项的电子邮件、短信或电话，请勿回复或透露您的个人信息。\n\n标准商业支票账户\n账号\n附件 (4)\n最低余额 $2,266,050.99\n平均余额 $4,496,706.43\n期初余额 $7,325,009.94\n入账总额 (7笔) 2,690,760.25\n出账总额 (37笔) 6,465,611.93\n期末余额 $3,550,158.26\n\n贷记（入账）\n序号 日期 交易描述 入账金额\n09-02 存款 1,011,320.84\n09-15 汇入电汇 69a471a7-83a3-42d2-9aaa-6e4461e8318a\n09-17 汇入电汇\n09-18 汇入电汇\n09-22 汇入电汇\n09-24 汇入电汇\n09-24 预授权贷记\n\n支票\n编号 日期 金额 编号 日期 金额\n1603 09-09 448.72 1605 09-19 311.36\n1604 09-19 11.04 1606 09-19 3,445.00\n\n借记（出账）\n日期 交易描述 出账金额\n08-29 预授权借记 Township of Mahw 2015295757 250829 41.69\n08-29 预授权借记 Township of Mahw 2015295757 250829 242.51\n09-02 预授权借记 ROCKLAND ELECTR REco 250902 592911soooo 480.93\n09-02 预授权借记 ROCKLAND ELECTR REco 250902 85766340005 5,141.01\n\n案号 22-50073 文件 4757 提交于 10/21/25 录入于 10/21/25 14:36:59 第 22 页，共 26 页\n\n账户对账单 华美银行 您的金融桥梁®\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\n第 2 页，共 4 页 起始日期：2025年9月1日 截止日期：2025年9月30日\n\n破产财产托管/郭文贵 债务人\n日期 交易描述 出账金额\n09-03 汇出电汇 DXX3323P00002143 鹰眼安保（HAWK EYE SECURITY） 031101266 事由 郭文贵 32,452.84 支付给鹰眼安保服务 32,452.84\n09-03 服务费 汇出电汇 60.00\n09-03 借记通知单 受托账户维护费 25.00\n09-03 借记通知单 受托担保抵押 6,378.98\n09-09 汇出外汇 外汇汇出电汇 101549434 1 1 破产财产托管 郭文贵 4,557.60\n09-09 服务费 汇出外汇电汇 40.00\n09-09 汇出电汇 DXX3329P00002621 鹰眼安保 031101266 事由 郭文贵 17,951.16 支付给鹰眼安保服务 17,951.16\n09-09 服务费 汇出电汇 60.00\n09-10 网上银行转账借记 转至账户 05500021280 6,000,000.00\n09-12 汇出电汇 DXX332CP00002125 凯尔戴维斯草坪护理（KYLE DAVIS LAWN CA） 031101266 事由 郭文贵 2,339.35 支付给凯尔戴维斯草坪 2,339.35\n09-12 服务费 汇出电汇 60.00\n09-15 服务费 汇入电汇 10.00\n09-16 汇出电汇 DXX3330P00002176 鹰眼安保 031101266 事由 郭文贵 16,506.32 支付给鹰眼安保服务 16,506.32\n09-16 服务费 汇出电汇 60.00\n09-17 服务费 汇入电汇 10.00\n09-17 汇出外汇 外汇汇出电汇 101551248 1 1 破产财产托管 郭文贵 138,481.58\n09-17 服务费 汇出外汇电汇 40.00\n09-18 服务费 汇入电汇 10.00\n09-22 服务费 汇入电汇 10.00\n09-23 汇出电汇 DXX3337P00002817 鹰眼安保 031101266 事由：关于郭文贵案 $16,506.32 支付给鹰眼 16,506.32\n09-23 服务费 汇出电汇 60.00\n09-24 服务费 汇入电汇 10.00\n09-30 汇出电汇 DXX333EP00004240 ARD物业设施管理（ARD FACILITIES MAN） 221270211 参考 郭文贵 支付给派拉蒙 23,250.00 23,250.00\n09-30 汇出电汇 DXX333EP00004223 ARD物业设施管理 221270211 事由 郭文贵 支付给派拉蒙 5,925.00 5,925.00\n09-30 服务费 汇出电汇 60.00\n09-30 汇出电汇 DXX333EP00004205 鹰眼安保 031101266 事由 郭文贵 16,506.32 支付给鹰眼安保服务 16,506.32\n09-30 服务费 汇出电汇 60.00\n09-30 国际电汇转账 BXX333EP00004188 衡力斯律师事务所（HARNEY WESTWOOD AN） FCIBVGVGXXX 参考 郭文贵 173,989.20 支付给衡力斯 173,989.20\n09-30 服务费 国际电汇转账 70.00\n\n每日余额\n日期 金额 日期 金额 日期 金额\n08-31 7,324,725.74 09-12 2,266,050.99 09-19 2,775,678.06\n09-02 8,330,424.64 09-15 2,298,040.99 09-22 2,825,668.06\n09-03 8,291,507.82 09-16 2,281,474.67 09-23 2,809,101.74\n09-09 8,268,450.34 09-17 2,402,455.46 09-24 3,770,018.78\n09-10 2,268,450.34 09-18 2,779,445.46 09-30 3,550,158.26\n\n[图片]\n\n案号 22-50073 文件 4757 提交于 10/21/25 录入于 10/21/25 14:36:59 第 23 页，共 26 页\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\n第 3 页，共 4 页 起始日期：2025年9月1日 截止日期：2025年9月30日\n\n账户对账单\n\n破产财产托管/郭文贵 债务人\n透支/退票项目费用\n本期总额 本年迄今总额\n透支费总额 $0.00 $0.00\n退票项目费总额 $0.00 $0.00\n\n[图片]\n\n华美银行 您的金融桥梁® 案号 22-50073 文件 4757 提交于 10/21/25 录入于 10/21/25 14:36:59 第 25 页，共 26 页\n\n业务咨询请联系：888 761-3967\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\n账户对账单 第 1 页，共 2 页 起始日期：2025年9月1日 截止日期：2025年9月30日 对账单周期总天数：30天\n\n( 0)\n\n破产财产托管/郭文贵 债务人 卢克·A·德斯平斯，第11章受托人 案号 #22-50073 转交 普衡律师事务所 200 PARK AVE NEW YORK NY 10166-0005\n\n警惕金融诈骗。如果您收到来自未知人士关于接收或发送涉及遗产继承、慈善或类似事项款项的电子邮件、短信或电话，请勿回复或透露您的个人信息。\n\n受托人-非供应商货币市场账户（Trustee-Non Vendor MMA）\n账号\n最低余额 $66,553,800.34\n平均余额 $70,750,743.49\n本年迄今已付利息 $2,036,947.31\n期初余额 $66,553,800.34\n入账总额 (2笔) 6,228,556.17\n出账总额 (2笔) 11,463.18\n期末余额 $72,770,893.33\n\n贷记（入账）\n序号 日期 交易描述 入账金额\n09-10 网上银行转账贷记 自账户 05500022540 6,000,000.00\n09-30 利息入账 228,556.17\n\n借记（出账）\n日期 交易描述 出账金额\n09-23 汇出电汇 oxx3331P00002s10 塞奇-波波维奇公司（SAGE-POPOVICH, INC） 211914011 参考：关于郭文贵案 $11,403.18 支付给塞奇 -11,403.18\n09-23 服务费 汇出电汇 -60.00\n\n每日余额\n日期 金额 日期 金额 日期 金额\n08-31 66,553,800.34 09-23 72,542,337.16\n09-10 72,553,800.34 09-30 72,770,893.33\n\n利息信息\n已赚取年化收益率（APY） 4.00% 计息天数 30天\n适用 APY 的平均余额 $70,750,743.49 已赚取利息 $228,556.17\n\n[图片]\n\n案号 22-50073 文件 4757 提交于 10/21/25 录入于 10/21/25 14:36:59 第 26 页，共 26 页\n\n9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\n第 2 页，共 2 页 起始日期：2025年9月1日 截止日期：2025年9月30日\n\n账户对账单\n\n破产财产托管/郭文贵 债务人\n透支/退票项目费用\n本期总额 本年迄今总额\n透支费总额 $0.00 $0.00\n退票项目费总额 $0.00 $0.00","key_entities":[],"ecf_references":[],"word_count":10074,"status":"published","published_at":"2025-10-21 00:00:00","created_at":"2025-10-21","updated_at":"2026-08-23 08:25:38"}