{"id":"q5c026c6173ea621e9a7b","batch_id":"batch-000002","seq":333,"speaker":"chu***","date":"2025-05-19T14:23:16.609Z","text":"证券交易委员会（SEC）程序\n 另外，在2023年3⽉29⽇——也就是郭的起诉书被公开的同⼀天——证交会指控他违\n反了1933年证券法第17(a)条、1934年证券交易法第10(b)条及其下的规则10b-5 中的防欺诈\n规定。见 SEC v. Kwok, No. 23 Civ. 2200 (纽约南区法庭2023年7⽉26⽇建档), ECF No. 1 (the \n“SEC Action”)。SEC指控“⼤约⾃2020年4⽉以来，[郭]进⾏了欺诈性证券发售……从美国\n和世界各地的投资者那⾥，共筹集了数亿美元。” 同上，见第1页。具体⽽⾔，SEC指控\n郭“向投资者推销了三项未经注册的证券发⾏，以作为获得GTV Media Group, Inc.（\n“\nGTV”）股份的⽅式，GTV是郭创⽴的⼀家媒体公司，以及第四项是发售所谓的由黄⾦储\n备⽀持的加密资产证券’H-Coin’。”同上，见第2页。","edited":false,"reply_to":null,"reply_status":"none","has_attachment":false,"url":"https://mubeitech.com/discussions/messages/q5c026c6173ea621e9a7b","reply_url":null,"reply_label":"","batch_url":"https://mubeitech.com/discussions/batches/batch-000002","batch_canonical_url":"https://mubeitech.com/discussions/batches/batch-000002","notice":"清洗后的社区讨论原话，按时间分批归档，固定首次采集版本，不随原作者后续编辑或删除更新，不含附件内容。含不同观点、推测与未经核实的主张，不代表本站结论或法院认定。导读仅供定位，请阅读完整发言及回复上下文，并结合一手文书核验。","content_type":"discussion_message","canonical_url":"https://mubeitech.com/discussions/messages/q5c026c6173ea621e9a7b","markdown_url":"https://mubeitech.com/discussions/messages/q5c026c6173ea621e9a7b/markdown","json_url":"https://mubeitech.com/api/discussion-messages/q5c026c6173ea621e9a7b","surrounding_messages":[{"id":"q964f4bd5bf0ee9833ad6","speaker":"chu***","date":"2025-05-19T14:22:41.017Z","url":"https://mubeitech.com/discussions/messages/q964f4bd5bf0ee9833ad6"},{"id":"qdbe9572e6bf055ed806c","speaker":"rui***","date":"2025-05-19T14:22:48.243Z","url":"https://mubeitech.com/discussions/messages/qdbe9572e6bf055ed806c"},{"id":"qc70391e6adf3a432ec8f","speaker":"rui***","date":"2025-05-19T14:23:01.010Z","url":"https://mubeitech.com/discussions/messages/qc70391e6adf3a432ec8f"},{"id":"qccdf2335c15746639c9e","speaker":"sin***","date":"2025-05-19T14:23:25.160Z","url":"https://mubeitech.com/discussions/messages/qccdf2335c15746639c9e"},{"id":"qb3c8df1b2f5f262039e4","speaker":"180***","date":"2025-05-19T14:24:13.480Z","url":"https://mubeitech.com/discussions/messages/qb3c8df1b2f5f262039e4"},{"id":"q75a6efe34dcc4206f292","speaker":"180***","date":"2025-05-19T14:24:56.579Z","url":"https://mubeitech.com/discussions/messages/q75a6efe34dcc4206f292"}],"parent_message":null}