---
type: court_doc
id: "court_ctb_1053_1"
court: "CTB"
case_no: "22-50073"
doc_number: 1053
doc_type: "EXHIBIT"
filed_date: "2022-10-31"
lang: "zh"
url: "https://mubeitech.com/court/court_ctb_1053_1"
json_url: "https://mubeitech.com/api/court/court_ctb_1053_1"
---
# EXHIBIT A | trol<br>ber<br>Con<br>Num | Typ<br>e  | il<br>Sub<br>ject<br>Sort<br>Date<br>Ema



> 原始法庭文件为英文；下方为英文全文，顶部为中文摘要。

Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 1 of 5

# **EXHIBIT A**

### Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 2 of 5

| trol<br>ber<br>Con<br>Num | Typ<br>e  | il<br>Sub<br>ject<br>Sort<br>Date<br>Ema                                                                                                                                                                           | il<br>Ema<br>From<br>Erica<br>Barr                                                                                                                                                                                                                                                            | il<br>Ema<br>To                                                                                                                                                       | il<br>Ema<br>CC                                                                                                                                                                                                                                                                                                | Priv<br>ilege                                           | l<br>Pers<br>Har<br>ona<br>m                                                          |
|---------------------------|-----------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|---------------------------------------------------------------------------------------|
|                           |           |                                                                                                                                                                                                                    | ow,<br>[/O=<br>/OU<br>EXC<br>HAN<br>GEL<br>ABS<br>=EX<br>CHA<br>NGE<br>ADM<br>INIS<br>TRA<br>TIVE<br>GRO<br>UP<br>(FYD<br>T)/C<br>S/CN<br>IBOH<br>F23S<br>PDL<br>N=R<br>ECIP<br>IENT<br>=C2<br>F02<br>EE24<br>980<br>4B9<br>AA0<br>109<br>80E<br>DBB<br>349<br>21‐B<br>ARR<br>OW              |                                                                                                                                                                       |                                                                                                                                                                                                                                                                                                                |                                                         | of<br>Deb<br>Disc<br>ussi<br>tors<br>on<br>of<br>5th<br>invo<br>catio<br>n            |
| Kwo<br>k_00<br>003<br>1   | Ema<br>il | 11/<br>3/2<br>021<br>RE:<br>Sea<br>ling                                                                                                                                                                            | R]<br>CLA                                                                                                                                                                                                                                                                                     | [nro<br>]<br>Rose<br>Nich<br>olas<br>se@<br>bake<br>rlaw<br>.com<br>,<br>Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>];Me<br>lissa<br>.com<br>Fran<br>cis | Carv<br>alho<br>Mel<br>issa<br>M.<br>,<br>[mc<br>lho@<br>bake<br>rlaw<br>];Ba<br>Erica                                                                                                                                                                                                                         | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | Ame<br>ndm<br>priv<br>ilege<br>ent<br>Disc<br>ussi<br>of<br>SEC                       |
| Kwo<br>k_00<br>109<br>6   | Ema<br>il | 11/<br>4/2<br>021<br>RE:<br>Draf<br>Disq<br>ualif<br>icati<br>Brie<br>f<br>t<br>on                                                                                                                                 | Rose<br>Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>.com<br>,<br>Barr<br>Erica<br>ow,<br>[/O=<br>/OU<br>EXC<br>HAN<br>GEL<br>ABS<br>=EX<br>CHA<br>NGE                                                                                                                                 | [me<br>lissa<br>f@g<br>m];a<br>@lm<br>snyu<br>s.co<br>aron<br>esq.<br>com                                                                                             | arva<br>.com<br>rrow<br>,<br>[eba<br>@ba<br>kerl<br>om]<br>rrow<br>aw.c                                                                                                                                                                                                                                        | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | on<br>inve<br>stiga<br>tion                                                           |
|                           |           |                                                                                                                                                                                                                    | ADM<br>INIS<br>TRA<br>TIVE<br>GRO<br>UP<br>(FYD<br>T)/C<br>S/CN<br>IBOH<br>F23S<br>PDL<br>N=R<br>ECIP<br>IENT<br>=C2<br>F02<br>EE24<br>980<br>4B9<br>AA0<br>109<br>80E<br>DBB<br>349<br>21‐B<br>ARR<br>OW                                                                                     |                                                                                                                                                                       |                                                                                                                                                                                                                                                                                                                |                                                         | Disc<br>ussi<br>of<br>Deb<br>'<br>tors<br>on<br>of<br>5th<br>invo<br>catio<br>n       |
| k_00<br>Kwo<br>117<br>6   | il<br>Ema | 11/<br>3/2<br>021<br>ling<br>RE:<br>Sea                                                                                                                                                                            | R]<br>CLA                                                                                                                                                                                                                                                                                     | Nich<br>olas<br>[nro<br>bake<br>rlaw<br>]<br>Rose<br>se@<br>.com<br>,<br>alho<br>Mel<br>issa<br>Carv<br>M.                                                            |                                                                                                                                                                                                                                                                                                                | Clie<br>Atto<br>nt<br>Com<br>icati<br>rney<br>mun<br>on | ndm<br>ilege<br>Ame<br>ent<br>priv<br>Disc<br>ussi<br>of<br>SEC<br>on                 |
| k_00<br>Kwo<br>174<br>2   | il<br>Ema | 12/<br>20/<br>202<br>1<br>Filin<br>ght<br>RE:<br>toni<br>g                                                                                                                                                         | Nich<br>olas<br>[nro<br>bake<br>rlaw<br>]<br>Rose<br>se@<br>.com<br>,                                                                                                                                                                                                                         | ,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com<br>Carv<br>alho<br>Mel<br>issa<br>M.                                                                            | [eba<br>@ba<br>kerl<br>om]<br>Barr<br>Erica<br>ow,<br>rrow<br>aw.c                                                                                                                                                                                                                                             | Clie<br>Atto<br>nt<br>Com<br>icati<br>rney<br>mun<br>on | inve<br>stiga<br>tion<br>Disc<br>ussi<br>of<br>SEC<br>on                              |
| k_00<br>Kwo<br>175<br>9   | il<br>Ema | 12/<br>20/<br>202<br>1<br>Filin<br>ght<br>RE:<br>toni<br>g                                                                                                                                                         | Nich<br>olas<br>[nro<br>bake<br>rlaw<br>]<br>Rose<br>se@<br>.com<br>,                                                                                                                                                                                                                         | ,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com                                                                                                                 | [eba<br>@ba<br>kerl<br>om]<br>Barr<br>Erica<br>ow,<br>rrow<br>aw.c<br>alho<br>Mel<br>Carv<br>issa<br>M.<br>,                                                                                                                                                                                                   | Clie<br>Atto<br>nt<br>Com<br>icati<br>rney<br>mun<br>on | inve<br>stiga<br>tion                                                                 |
| k_00<br>Kwo<br>354<br>2   | il<br>Ema | 10/<br>18/<br>202<br>1<br>Call<br>with<br>FW:<br>GTV<br>SEC<br>:                                                                                                                                                   | al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>Sieg<br>.com                                                                                                                                                                                                                             | Nich<br>olas<br>[nro<br>bake<br>rlaw<br>]<br>Rose<br>se@<br>.com<br>,                                                                                                 | [mc<br>lho@<br>bake<br>rlaw<br>];Ba<br>Erica<br>arva<br>.com<br>rrow<br>,<br>[eba<br>@ba<br>kerl<br>om]<br>rrow<br>aw.c                                                                                                                                                                                        | Clie<br>Atto<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | of<br>Disc<br>ussi<br>SEC<br>on<br>inve<br>stiga<br>tion                              |
| k_00<br>Kwo<br>357<br>2   | il<br>Ema | 10/<br>18/<br>202<br>1<br>Draf<br>Talk<br>for<br>side<br>Fw:<br>t<br>ing<br>Poin<br>ts<br>Con<br>ratio<br>you<br>r<br>n                                                                                            | al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>Sieg<br>.com                                                                                                                                                                                                                             | Nich<br>olas<br>[nro<br>bake<br>rlaw<br>]<br>Rose<br>se@<br>.com<br>,                                                                                                 | alho<br>Mel<br>Carv<br>issa<br>M.<br>,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com                                                                                                                                                                                                                     | Clie<br>Atto<br>nt<br>Com<br>icati<br>rney<br>mun<br>on | of<br>Disc<br>ussi<br>SEC<br>on<br>inve<br>stiga<br>tion                              |
| k_00<br>Kwo<br>357<br>8   | il<br>Ema | 10/<br>18/<br>202<br>1<br>osed<br>Prod<br>Fw:<br>Prop<br>Sara<br>SEC<br>ucti<br>ca<br>on                                                                                                                           | al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>Sieg<br>.com                                                                                                                                                                                                                             | Nich<br>olas<br>[nro<br>bake<br>rlaw<br>]<br>Rose<br>se@<br>.com<br>,                                                                                                 | alho<br>Mel<br>Carv<br>issa<br>M.<br>,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com                                                                                                                                                                                                                     | Clie<br>Atto<br>nt<br>Com<br>icati<br>rney<br>mun<br>on | of<br>Disc<br>ussi<br>SEC<br>on<br>inve<br>stiga<br>tion                              |
| k_00<br>Kwo<br>359<br>5   | il<br>Ema | rvie<br>line<br>for<br>Mile<br>of<br>Fw:<br>Inte<br>Out<br>Dec<br>13<br>s ‐ a<br>s<br>w<br>10/<br>18/<br>202<br>1<br>202<br>0                                                                                      | al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>Sieg<br>.com                                                                                                                                                                                                                             | Nich<br>olas<br>[nro<br>bake<br>rlaw<br>]<br>Rose<br>se@<br>.com<br>,                                                                                                 | alho<br>Mel<br>issa<br>Carv<br>M.<br>,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com                                                                                                                                                                                                                     | Clie<br>Atto<br>nt<br>Com<br>icati<br>rney<br>mun<br>on | Disc<br>ussi<br>of<br>SEC<br>on<br>inve<br>stiga<br>tion<br>Disc<br>ussi<br>of<br>SEC |
| k_00<br>Kwo<br>430<br>6   | il<br>Ema | 12/<br>17/<br>202<br>1<br>ly<br>RE:<br>Rep                                                                                                                                                                         | Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>Rose<br>.com<br>,                                                                                                                                                                                                                         | illo<br>[gpe<br>trillo<br>@p<br>kbllp<br>]<br>Guy<br>Petr<br>.com                                                                                                     | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com<br>Carv<br>alho<br>Mel<br>issa<br>M.                                                                                                                                                                                                         | Clie<br>icati<br>Atto<br>nt<br>Com<br>rney<br>mun<br>on | on<br>inve<br>stiga<br>tion<br>Disc<br>ussi<br>of<br>SEC<br>on                        |
| k_00<br>431<br>Kwo<br>1   | il<br>Ema | 10/<br>18/<br>202<br>1<br>Draf<br>Talk<br>ing<br>Poin<br>for<br>Con<br>side<br>ratio<br>Fw:<br>t<br>ts<br>you<br>r<br>n<br>Fw:<br>Inte<br>rvie<br>Out<br>line<br>for<br>Mile<br>of<br>Dec<br>13<br>w<br>s ‐ a<br>s | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com                                                                                                                                                                                                                             | Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>Rose<br>.com<br>,                                                                                                 | ,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com<br>Carv<br>alho<br>Mel<br>issa<br>M.                                                                                                                                                                                                                     | Clie<br>Com<br>icati<br>Atto<br>nt<br>rney<br>mun<br>on | inve<br>stiga<br>tion<br>Disc<br>ussi<br>of<br>SEC<br>on                              |
| Kwo<br>k_00<br>452<br>3   | il<br>Ema | 10/<br>18/<br>202<br>1<br>202<br>0                                                                                                                                                                                 | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com                                                                                                                                                                                                                             | Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>Rose<br>.com<br>,                                                                                                 | ,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com<br>Carv<br>alho<br>Mel<br>issa<br>M.                                                                                                                                                                                                                     | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | inve<br>stiga<br>tion<br>Disc<br>ussi<br>of<br>SEC<br>on                              |
| Kwo<br>k_00<br>580<br>7   | Ema<br>il | 10/<br>18/<br>202<br>1<br>Fw:<br>Draf<br>Talk<br>ing<br>Poin<br>for<br>Con<br>side<br>ratio<br>t<br>ts<br>you<br>r<br>n                                                                                            | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com                                                                                                                                                                                                                             | Rose<br>Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>.com<br>,                                                                                                 | ,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com<br>Carv<br>alho<br>Mel<br>issa<br>M.                                                                                                                                                                                                                     | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | inve<br>stiga<br>tion<br>Disc<br>ussi<br>of<br>SEC<br>on                              |
| Kwo<br>k_00<br>581<br>0   | Ema<br>il | 10/<br>18/<br>202<br>1<br>Fw:<br>Prop<br>osed<br>Sara<br>SEC<br>Prod<br>ucti<br>ca<br>on<br>Fw:<br>Inte<br>rvie<br>Out<br>line<br>for<br>Mile<br>of<br>Dec<br>13<br>w<br>s ‐ a<br>s                                | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com                                                                                                                                                                                                                             | Rose<br>Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>.com<br>,                                                                                                 | ,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com<br>Carv<br>alho<br>Mel<br>issa<br>M.<br>,                                                                                                                                                                                                                | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | inve<br>stiga<br>tion<br>Disc<br>ussi<br>of<br>SEC<br>on                              |
| Kwo<br>k_00<br>582<br>1   | Ema<br>il | 10/<br>18/<br>202<br>1<br>202<br>0                                                                                                                                                                                 | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com                                                                                                                                                                                                                             | Rose<br>Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>.com<br>,                                                                                                 | [mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com<br>Carv<br>alho<br>Mel<br>issa<br>M.<br>,                                                                                                                                                                                                                     | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | inve<br>stiga<br>tion                                                                 |
| k_00<br>583<br>3<br>Kwo   | il<br>Ema | 10/<br>18/<br>202<br>1<br>GTV<br>Call<br>with<br>SEC<br>FW:<br>:                                                                                                                                                   | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com                                                                                                                                                                                                                             | Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>Rose<br>.com<br>,                                                                                                 | [mc<br>lho@<br>bake<br>rlaw<br>];Ba<br>Erica<br>arva<br>.com<br>rrow<br>,<br>[eba<br>@ba<br>kerl<br>om]<br>rrow<br>aw.c                                                                                                                                                                                        | Clie<br>Com<br>icati<br>Atto<br>nt<br>rney<br>mun<br>on | Disc<br>ussi<br>of<br>SEC<br>on<br>inve<br>stiga<br>tion                              |
| Kwo<br>k_00<br>637<br>3   | Ema<br>il | 12/<br>17/<br>202<br>1<br>Re:<br>affir<br>ion<br>mat                                                                                                                                                               | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com                                                                                                                                                                                                                             | Rose<br>Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>.com<br>,                                                                                                 |                                                                                                                                                                                                                                                                                                                | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | Disc<br>ussi<br>of<br>SEC<br>on<br>inve<br>stiga<br>tion                              |
| Kwo<br>k_00<br>644<br>5   | Ema<br>il | 12/<br>17/<br>202<br>1<br>RE:<br>affir<br>ion<br>mat                                                                                                                                                               | Rose<br>Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>.com<br>,                                                                                                                                                                                                                         | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com                                                                                                     |                                                                                                                                                                                                                                                                                                                | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | Disc<br>ussi<br>of<br>SEC<br>on<br>inve<br>stiga<br>tion                              |
| Kwo<br>k_00<br>644<br>7   | Ema<br>il | 10/<br>18/<br>202<br>1<br>Fw:<br>Draf<br>Talk<br>ing<br>Poin<br>for<br>Con<br>side<br>ratio<br>t<br>ts<br>you<br>r<br>n                                                                                            | Sieg<br>al,<br>John<br>[jsie<br>gal@<br>bake<br>rlaw<br>]<br>.com<br>Rose<br>Nich<br>olas<br>,<br>[/O=<br>/OU<br>EXC<br>HAN<br>GEL<br>ABS<br>=EX<br>CHA<br>NGE<br>INIS<br>GRO<br>ADM<br>TRA<br>TIVE<br>UP<br>(FYD<br>T)/C<br>S/CN<br>IBOH<br>F23S<br>PDL<br>N=R<br>ECIP<br>IENT<br>=74<br>3B9 | Rose<br>Nich<br>olas<br>[nro<br>se@<br>bake<br>rlaw<br>]<br>.com<br>,                                                                                                 | Carv<br>alho<br>Mel<br>issa<br>M.<br>,<br>[mc<br>lho@<br>bake<br>rlaw<br>]<br>arva<br>.com                                                                                                                                                                                                                     | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | Disc<br>ussi<br>of<br>SEC<br>on<br>inve<br>stiga<br>tion                              |
| k_00<br>Kwo<br>724<br>1   | il<br>Ema | 12/<br>17/<br>202<br>1<br>Upd<br>ates                                                                                                                                                                              | 8F9<br>E7D<br>541<br>7FA<br>4A2<br>D75<br>A82<br>E7E8<br>42‐R<br>OSE<br>,<br>O]<br>NICH                                                                                                                                                                                                       | Mel<br>[me<br>lissa<br>f@g<br>m]<br>issa<br>Fran<br>cis<br>snyu<br>s.co                                                                                               |                                                                                                                                                                                                                                                                                                                | Clie<br>Atto<br>nt<br>Com<br>icati<br>rney<br>mun<br>on | of<br>Disc<br>ussi<br>SEC<br>on<br>inve<br>stiga<br>tion                              |
| Kwo<br>k_00<br>280<br>8   | Ema<br>il | line<br>for<br>Mile<br>of<br>Re:<br>Inte<br>rvie<br>Out<br>Dec<br>13<br>w<br>s<br>as<br>12/<br>14/<br>202<br>0<br>202<br>0                                                                                         | lissa<br>cis<br>Me<br>Fran                                                                                                                                                                                                                                                                    | dley<br>di<br>Bra<br>Bon                                                                                                                                              | da,<br>rillo<br>Vict<br>Cer<br>Guy<br>Pet<br>or<br>,<br>jess<br>icam<br>@g<br>ckto<br>tv.o<br>Bro<br>Bos<br>rg,<br>n<br>son                                                                                                                                                                                    | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | of<br>Disc<br>ussi<br>SEC<br>on<br>inve<br>stiga<br>tion                              |
|                           |           |                                                                                                                                                                                                                    |                                                                                                                                                                                                                                                                                               |                                                                                                                                                                       | iel<br>Pod<br>has<br>kie,<br>dley<br>di,<br>ckto<br>Dan<br>Bra<br>Bon<br>Bro<br>n<br>Bos<br>"SLa<br>n@<br>cah<br>ill.c<br>"<br>Guy<br>Pet<br>rillo<br>son<br>wso<br>om<br>,<br>"jkle<br>",<br>in@<br>pkb<br>llp.c<br>om<br>"cst<br>eph<br>kbll<br>m"<br>@p<br>ens<br>p.co<br>sica<br>Aar<br>Mit<br>che<br>Vict | ,                                                       |                                                                                       |
| k_00<br>Kwo<br>281<br>1   | il<br>Ema | 12/<br>7/2<br>ed<br>duc<br>020<br>Re:<br>Pro<br>Sara<br>SEC<br>Pro<br>tion<br>pos<br>ca                                                                                                                            | lissa<br>Me<br>Fran<br>cis                                                                                                                                                                                                                                                                    | kin,<br>Che<br>lsea<br>Jere<br>Tem<br>Scis<br>my<br>m                                                                                                                 | "jes<br>m@<br>",<br>ll,<br>gtv.<br>org<br>on<br>or<br>da<br>Cer                                                                                                                                                                                                                                                | Clie<br>icati<br>Atto<br>nt<br>Com<br>rney<br>mun<br>on | Disc<br>ussi<br>of<br>SEC<br>on<br>inve<br>stiga<br>tion                              |

## Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 3 of 5

| k_00<br>Kwo<br>359<br>1 | Doc<br>nt<br>ume | 12/<br>13/<br>202<br>0<br>Out<br>line<br>for<br>Inte<br>rvie<br>wit<br>h<br>Mile<br>Guo<br>s<br>w                                                                               |                            |                                                                                                                                                                                                                                                                                 |                                                                                                                                                                                                                                                                                                                                                                           | k<br>Prod<br>Atto<br>Wor<br>uct<br>rney                 | of<br>and<br>Disc<br>ussi<br>SEC<br>on<br>eral<br>NY<br>Attr<br>Gen<br>orne<br>y<br>inve<br>stiga<br>tion |
|-------------------------|------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|
| Kwo<br>k_00<br>558<br>1 | Doc<br>nt<br>ume | 12/<br>13/<br>line<br>for<br>h<br>Mile<br>202<br>0<br>Out<br>Inte<br>rvie<br>wit<br>Guo<br>w<br>s                                                                               |                            |                                                                                                                                                                                                                                                                                 |                                                                                                                                                                                                                                                                                                                                                                           | Atto<br>Wor<br>k<br>Prod<br>uct<br>rney                 | Disc<br>ussi<br>of<br>SEC<br>and<br>on<br>NY<br>Attr<br>Gen<br>eral<br>orne<br>y<br>inve<br>stiga<br>tion |
| k_00<br>558<br>Kwo<br>5 | il<br>Ema        | Re:<br>Inte<br>rvie<br>Out<br>line<br>for<br>Mile<br>of<br>Dec<br>13<br>s<br>as<br>w<br>12/<br>14/<br>202<br>0<br>202<br>0                                                      | lissa<br>Me<br>Fran<br>cis | dley<br>di<br>Bra<br>Bon                                                                                                                                                                                                                                                        | Vict<br>Cer<br>da,<br>Guy<br>Pet<br>rillo<br>or<br>,<br>ckto<br>jess<br>icam<br>@g<br>Bro<br>Bos<br>tv.o<br>rg,<br>n<br>son                                                                                                                                                                                                                                               | Clie<br>icati<br>Atto<br>nt<br>Com<br>rney<br>mun<br>on | Disc<br>ussi<br>of<br>SEC<br>on<br>inve<br>stiga<br>tion                                                  |
| k_00<br>Kwo<br>558<br>9 | il<br>Ema        | 12/<br>22/<br>202<br>0<br>GTV<br>Call<br>wit<br>h<br>SEC<br>:                                                                                                                   | Bra<br>dley<br>Bon<br>di   | Me<br>lissa<br>Fran<br>cis,<br>Jess<br>ica<br>Mas<br>iova<br>nni,<br>trog<br>che<br>ll,<br>da,<br>Aar<br>Mit<br>Vict<br>Cer<br>Max<br>Kras<br>on<br>or<br>ner,<br>Guy<br>rillo<br>kin,<br>Josh<br>Klei<br>Pet<br>Jere<br>Tem<br>my<br>ua<br>n,<br>,<br>Che<br>lsea<br>Scis<br>m | Bra<br>dley<br>Bon<br>di,<br>Bro<br>ckto<br>Bos<br>n<br>son                                                                                                                                                                                                                                                                                                               | Clie<br>Atto<br>nt<br>Com<br>icati<br>rney<br>mun<br>on | of<br>Disc<br>ussi<br>SEC<br>on<br>inve<br>stiga<br>tion                                                  |
| Kwo<br>k_00<br>561<br>7 | Ema<br>il        | 2/2<br>8/2<br>021<br>ft<br>Talk<br>ing<br>Poin<br>for<br>Con<br>side<br>rati<br>Dra<br>ts<br>you<br>on                                                                          | dley<br>di<br>Bra<br>Bon   | Vict<br>Cer<br>da<br>or                                                                                                                                                                                                                                                         |                                                                                                                                                                                                                                                                                                                                                                           | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | of<br>Disc<br>ussi<br>SEC<br>on<br>inve<br>stiga<br>tion                                                  |
|                         |                  |                                                                                                                                                                                 |                            |                                                                                                                                                                                                                                                                                 | iel<br>Pod<br>has<br>kie,<br>dley<br>di,<br>ckto<br>Dan<br>Bra<br>Bon<br>Bro<br>n<br>Bos<br>"SLa<br>n@<br>cah<br>ill.c<br>"<br>Guy<br>Pet<br>rillo<br>son<br>wso<br>om<br>,<br>,<br>"jkle<br>pkb<br>llp.c<br>",<br>in@<br>om<br>"cst<br>eph<br>kbll<br>m"<br>@p<br>ens<br>p.co<br>"jes<br>sica<br>m@<br>",<br>Aar<br>Mit<br>che<br>ll,<br>Vict<br>gtv.<br>org<br>on<br>or |                                                         | Disc<br>ussi<br>of<br>SEC<br>on                                                                           |
| k_00<br>562<br>Kwo<br>1 | il<br>Ema        | 12/<br>7/2<br>ed<br>duc<br>020<br>Re:<br>Pro<br>Sara<br>SEC<br>Pro<br>tion<br>pos<br>ca                                                                                         | lissa<br>Me<br>Fran<br>cis | kin,<br>Che<br>lsea<br>Jere<br>Tem<br>Scis<br>my<br>m                                                                                                                                                                                                                           | da<br>Cer                                                                                                                                                                                                                                                                                                                                                                 | Clie<br>Com<br>icati<br>Atto<br>nt<br>rney<br>mun<br>on | inve<br>stiga<br>tion                                                                                     |
| k_00<br>Kwo<br>582<br>7 | Doc<br>nt<br>ume | 12/<br>13/<br>202<br>0<br>Out<br>line<br>for<br>Inte<br>rvie<br>wit<br>h<br>Mile<br>Guo<br>w<br>s                                                                               |                            |                                                                                                                                                                                                                                                                                 |                                                                                                                                                                                                                                                                                                                                                                           | k<br>Prod<br>Atto<br>Wor<br>uct<br>rney                 | of<br>and<br>Disc<br>ussi<br>SEC<br>on<br>eral<br>NY<br>Attr<br>Gen<br>orne<br>y<br>inve<br>stiga<br>tion |
| Kwo<br>k_00<br>588<br>0 | Ema<br>il        | 12/<br>22/<br>202<br>0<br>GTV<br>Call<br>wit<br>h<br>SEC<br>:                                                                                                                   | dley<br>di<br>Bra<br>Bon   | lissa<br>cis,<br>ica<br>iova<br>nni,<br>Me<br>Fran<br>Jess<br>Mas<br>trog<br>Aar<br>Mit<br>che<br>ll,<br>Vict<br>Cer<br>da,<br>Max<br>Kras<br>on<br>or<br>ner,<br>rillo<br>kin,<br>Josh<br>Klei<br>Guy<br>Pet<br>Jere<br>Tem<br>my<br>ua<br>n,<br>,<br>Che<br>lsea<br>Scis<br>m | dley<br>di,<br>ckto<br>Bra<br>Bon<br>Bro<br>Bos<br>n<br>son                                                                                                                                                                                                                                                                                                               | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | of<br>Disc<br>ussi<br>SEC<br>on<br>inve<br>stiga<br>tion                                                  |
| Kwo<br>k_00<br>588<br>2 | Ema<br>il        | 2/2<br>8/2<br>ft<br>Talk<br>for<br>side<br>021<br>Dra<br>ing<br>Poin<br>ts<br>Con<br>rati<br>you<br>on                                                                          | dley<br>di<br>Bra<br>Bon   | da<br>Vict<br>Cer<br>or                                                                                                                                                                                                                                                         |                                                                                                                                                                                                                                                                                                                                                                           | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | Disc<br>ussi<br>of<br>SEC<br>on<br>inve<br>stiga<br>tion                                                  |
|                         |                  |                                                                                                                                                                                 |                            |                                                                                                                                                                                                                                                                                 | iel<br>has<br>kie,<br>dley<br>ckto<br>Dan<br>Pod<br>Bra<br>Bon<br>di,<br>Bro<br>n<br>"SLa<br>cah<br>ill.c<br>"<br>rillo<br>Bos<br>n@<br>Guy<br>Pet<br>son<br>wso<br>om<br>,<br>,<br>"jkle<br>in@<br>pkb<br>llp.c<br>",<br>om<br>"cst<br>eph<br>kbll<br>m"<br>@p<br>ens<br>p.co<br>"jes<br>sica<br>m@<br>",<br>Mit<br>che<br>ll,<br>Vict<br>gtv.<br>Aar<br>org<br>on<br>or |                                                         | of<br>Disc<br>ussi<br>SEC<br>on                                                                           |
| k_00<br>Kwo<br>588<br>6 | il<br>Ema        | 12/<br>7/2<br>020<br>Re:<br>Pro<br>ed<br>Sara<br>SEC<br>Pro<br>duc<br>tion<br>pos<br>ca<br>line<br>for<br>Mile<br>of<br>Re:<br>Inte<br>rvie<br>Out<br>Dec<br>13<br>w<br>s<br>as | Me<br>lissa<br>Fran<br>cis | Jere<br>Tem<br>kin,<br>Che<br>lsea<br>Scis<br>my<br>m                                                                                                                                                                                                                           | Cer<br>da<br>da,<br>rillo<br>Vict<br>Cer<br>Guy<br>Pet<br>or<br>,                                                                                                                                                                                                                                                                                                         | Clie<br>Atto<br>nt<br>Com<br>icati<br>rney<br>mun<br>on | inve<br>stiga<br>tion<br>of<br>Disc<br>ussi<br>SEC<br>on                                                  |
| Kwo<br>k_00<br>589<br>8 | Ema<br>il        | 12/<br>14/<br>202<br>0<br>202<br>0<br>Re:<br>Inte<br>rvie<br>Out<br>line<br>for<br>Mile<br>of<br>Dec<br>13<br>w<br>s<br>as                                                      | lissa<br>cis<br>Me<br>Fran | dley<br>di<br>Bra<br>Bon                                                                                                                                                                                                                                                        | jess<br>icam<br>@g<br>ckto<br>tv.o<br>Bro<br>Bos<br>rg,<br>n<br>son<br>Vict<br>Cer<br>da,<br>Guy<br>Pet<br>rillo<br>or                                                                                                                                                                                                                                                    | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | inve<br>stiga<br>tion<br>of                                                                               |
| Kwo<br>k_00<br>603<br>5 | Ema<br>il        | 12/<br>14/<br>202<br>0<br>202<br>0                                                                                                                                              | lissa<br>Me<br>Fran<br>cis | dley<br>di<br>Bra<br>Bon                                                                                                                                                                                                                                                        | ,<br>ckto<br>jess<br>icam<br>@g<br>tv.o<br>Bro<br>Bos<br>rg,<br>n<br>son                                                                                                                                                                                                                                                                                                  | Atto<br>Clie<br>Com<br>icati<br>nt<br>rney<br>mun<br>on | Disc<br>ussi<br>SEC<br>on<br>inve<br>stiga<br>tion                                                        |

### Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 4 of 5

| rol<br>ber<br>Cont<br>Num | Type             | Sort<br>Date                                                                      | il<br>Subj<br>Ema<br>ect                                | il<br>Ema<br>From<br>[/O=<br>BH/O<br>Ande<br>L.<br>Davi<br>d<br>U=EX<br>CHA<br>NGE<br>rson                                                                                                                                                                                                            | il<br>Ema<br>To                                                                                                                                                                                                             | il<br>Ema<br>CC                                                                                                                                                                                         | Privi<br>lege                                                              | onal<br>Pers<br>Harm                                                                                       |
|---------------------------|------------------|-----------------------------------------------------------------------------------|---------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|
|                           |                  |                                                                                   |                                                         | ,<br>ADM<br>INIST<br>RATI<br>VE<br>GRO<br>UP<br>(FYD<br>)/CN<br>TS/C<br>IBOH<br>F23S<br>PDLT<br>=REC<br>IPIEN<br>N=69<br>0C2B                                                                                                                                                                         |                                                                                                                                                                                                                             |                                                                                                                                                                                                         |                                                                            |                                                                                                            |
| Kwo<br>k_01<br>0858       | Ema<br>il        | 3/22<br>/202<br>1<br>RE:<br>Fu<br>Guo<br>v.                                       |                                                         | FAC3<br>1A40<br>AB8<br>1922<br>4F05<br>5A3D<br>989‐<br>AND<br>ERSO<br>N,<br>L.<br>DAV<br>ID]                                                                                                                                                                                                          | Shap<br>iro,<br>Pete<br>B.<br>[psh<br>apiro<br>@ba<br>kerla<br>m]<br>r<br>w.co                                                                                                                                              |                                                                                                                                                                                                         | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>mun               | Discu<br>ssion<br>of<br>Fu<br>Guo<br>v.<br>matt<br>er                                                      |
| Kwo<br>k_01<br>0939       | Ema<br>il        | 3/22<br>/202<br>1<br>Re:<br>Fu<br>Guo<br>v.                                       |                                                         | Shap<br>iro,<br>Pete<br>B.<br>[psh<br>apiro<br>@ba<br>kerla<br>m]<br>r<br>w.co                                                                                                                                                                                                                        | Ande<br>L.<br>Davi<br>d<br>[dan<br>ders<br>on@<br>bake<br>rlaw<br>]<br>rson<br>.com                                                                                                                                         |                                                                                                                                                                                                         | rney<br>n;<br>Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>mun | Discu<br>ssion<br>of<br>Fu<br>Guo<br>v.<br>matt<br>er                                                      |
| Kwo<br>k_01<br>1041       | Ema<br>il        | 10/2<br>7/20<br>20<br>Re:<br>Kwo<br>k ‐‐ T<br>/C                                  | with<br>Mark<br>rot                                     | l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]                                                                                                                                                                                                                                                  | ,<br>Carv<br>alho<br>Meli<br>M.<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]                                                                                                                                             | Barro<br>Erica<br>[eba<br>@ba<br>kerla<br>m]                                                                                                                                                            | rney<br>n;<br>Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t        | Discu<br>ssion<br>PAX<br>re<br>settl<br>nt                                                                 |
|                           |                  |                                                                                   | Cym                                                     | Siega                                                                                                                                                                                                                                                                                                 | ssa<br>,<br>l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om];<br>Barro                                                                                                                                                  | w,<br>rrow<br>w.co                                                                                                                                                                                      | rney<br>mun<br>n;                                                          | eme<br>Discu<br>ssion<br>of<br>5th                                                                         |
| k_01<br>Kwo<br>1044       | il<br>Ema        | 10/1<br>9/20<br>21<br>Suln<br>FW:<br>rt<br>er<br>repo                             |                                                         | alho<br>Meli<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>Carv<br>M.<br>ssa<br>,                                                                                                                                                                                                                | Siega<br>w,<br>Erica<br>[eba<br>@ba<br>kerla<br>m]<br>rrow<br>w.co                                                                                                                                                          | alho<br>Meli<br>Carv<br>M.<br>ssa<br>,                                                                                                                                                                  | Clien<br>icatio<br>Privi<br>leged<br>Atto<br>t<br>Com<br>rney<br>mun<br>n; | ndm<br>privi<br>lege<br>Ame<br>ent                                                                         |
| k_01<br>Kwo<br>1791       | il<br>Ema        | 10/1<br>8/20<br>21<br>Suln<br>Re:<br>rt<br>er<br>repo                             |                                                         | Meli<br>[mel<br>issaf<br>]<br>Fran<br>cis<br>@gs<br>ssa<br>nyus<br>.com<br>[/O=<br>BH/O<br>Barro<br>Erica<br>U=EX<br>CHA<br>NGE<br>w,<br>ADM<br>INIST<br>RATI<br>VE<br>GRO<br>UP                                                                                                                      | l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om];<br>Siega<br>Aaro<br>n<br>hell<br>[aaro<br>n@lm<br>om]<br>Mitc<br>esq.c                                                                                                | [mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om];<br>Barro<br>Erica<br>w,<br>[eba<br>@ba<br>kerla<br>m]<br>rrow<br>w.co                                                                                     | Clien<br>leged<br>Atto<br>t<br>Com<br>icatio<br>Privi<br>rney<br>mun<br>n; | of<br>5th<br>Discu<br>ssion<br>ndm<br>lege<br>Ame<br>ent<br>privi                                          |
| Kwo<br>k_01<br>3001       | Ema<br>il        | 3/8/<br>202<br>1<br>RE:<br>5th<br>A<br>issue                                      |                                                         | )/CN<br>TS/C<br>(FYD<br>IBOH<br>F23S<br>PDLT<br>=REC<br>IPIEN<br>N=70<br>0E0A<br>17AF<br>8349<br>0B9C<br>F39E<br>C9C0<br>1F09<br>E0‐B<br>ARR<br>OW<br>CLAR<br>K,<br>ERIC<br>A]                                                                                                                        | Carv<br>alho<br>Meli<br>M.<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>ssa<br>,                                                                                                                                      |                                                                                                                                                                                                         | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>rney<br>mun<br>n; | Discu<br>ssion<br>of<br>Fifth<br>Ame<br>ndm<br>privi<br>lege<br>ent<br>and<br>SEC<br>inves<br>tigat<br>ion |
|                           |                  |                                                                                   |                                                         |                                                                                                                                                                                                                                                                                                       | 'Mel<br>cis'<br>[mel<br>issaf<br>];Bar<br>issa<br>Fran<br>@gs<br>nyus<br>.com<br>row,                                                                                                                                       |                                                                                                                                                                                                         |                                                                            |                                                                                                            |
| Kwo<br>k_01<br>3132       | Ema<br>il        | 1/24<br>/202<br>2<br>RE:<br>Kwo<br>k ‐Co<br>ntem                                  | (Lady<br>)<br>pt<br>May<br>hear<br>ing                  | [lvar<br>m]<br>Vart<br>Lee<br>tan@<br>csgla<br>an,<br>w.co                                                                                                                                                                                                                                            | [eba<br>@ba<br>kerla<br>m];S<br>iegal<br>John<br>Erica<br>rrow<br>w.co<br>,<br>[jsieg<br>al@b<br>aker<br>law.c<br>om];<br>'Aaro<br>hell'<br>Mitc<br>n<br>[aaro<br>om]<br>n@lm<br>esq.c                                      | alho<br>Meli<br>Carv<br>M.<br>ssa<br>,<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om];<br>Cole<br>Trac<br>y<br>,<br>[TCo<br>om]<br>le@b<br>aker<br>law.c                                               | Atto<br>Clien<br>t<br>Com<br>icatio<br>Privi<br>leged<br>rney<br>mun<br>n; | of<br>and<br>Discu<br>ssion<br>Wu<br>PAX<br>matt<br>ers                                                    |
| Kwo<br>k_01<br>3594       | Ema<br>il        | 10/1<br>9/20<br>21<br>RE:<br>Suln<br>rt<br>er<br>repo                             |                                                         | Carv<br>alho<br>Meli<br>M.<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>ssa<br>,                                                                                                                                                                                                                | Barro<br>Erica<br>[eba<br>@ba<br>kerla<br>m]<br>w,<br>rrow<br>w.co                                                                                                                                                          |                                                                                                                                                                                                         | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>rney<br>mun<br>n; | Discu<br>ssion<br>of<br>Fifth<br>Ame<br>ndm<br>privi<br>lege<br>ent                                        |
| Kwo<br>k_01<br>3880       | Ema<br>il        | 1/24<br>/202<br>2<br>FW:<br>Kwo<br>k ‐Co<br>ntem                                  | (Lady<br>)<br>pt<br>May<br>hear<br>ing                  | Barro<br>Erica<br>w,<br>[/O=<br>S/OU<br>EXCH<br>ANG<br>ELAB<br>=EXC<br>HAN<br>GE<br>ADM<br>INIST<br>RATI<br>VE<br>GRO<br>UP<br>(FYD<br>)/CN<br>TS/C<br>IBOH<br>F23S<br>PDLT<br>=REC<br>IPIEN<br>N=C2<br>F02E<br>]<br>E249<br>804B<br>9AA0<br>1098<br>0EDB<br>B349<br>21‐B<br>ARR<br>OW<br>CLAR        | alho<br>Meli<br>Carv<br>M.<br>ssa<br>,<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om];<br>l,<br>John<br>Siega<br>[jsieg<br>al@b<br>aker<br>law.c<br>om];<br>Cole<br>Trac<br>y<br>,<br>[TCo<br>om]<br>le@b<br>aker<br>law.c |                                                                                                                                                                                                         | Atto<br>Clien<br>t<br>Com<br>icatio<br>Privi<br>leged<br>rney<br>mun<br>n; | of<br>and<br>Discu<br>ssion<br>Wu<br>PAX<br>matt<br>ers                                                    |
| k_01<br>Kwo<br>4176       | il<br>Ema        | 7/1/<br>202<br>1<br>disco<br>RE:<br>PAX<br>very                                   |                                                         | Satte<br>Josh<br>A.<br>r,<br>ua<br>[/O=<br>EXCH<br>ANG<br>S/OU<br>=EXC<br>GE<br>ELAB<br>HAN<br>ADM<br>INIST<br>RATI<br>VE<br>GRO<br>UP<br>(FYD<br>)/CN<br>TS/C<br>IBOH<br>F23S<br>PDLT<br>=REC<br>IPIEN<br>N=B0<br>B57A<br>JOS]<br>61C4<br>1744<br>6B81<br>0A08<br>8AD<br>BCC3<br>427‐<br>SATT<br>ER, | l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]<br>Siega                                                                                                                                                               | alho<br>Meli<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>Carv<br>M.<br>ssa<br>,                                                                                                                  | Clien<br>leged<br>Atto<br>t<br>Com<br>icatio<br>Privi<br>rney<br>mun<br>n; | Discu<br>ssion<br>of<br>Wu<br>matt<br>er<br>of<br>Discu<br>ssion<br>Wu                                     |
| k_01<br>Kwo<br>4211       | il<br>Ema        | 6/25<br>/202<br>1<br>and<br>Re:<br>Brun<br>Wu<br>o                                | Richa<br>rd<br>kel<br>arch<br>Fran<br>Rese              | l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]<br>Siega                                                                                                                                                                                                                                         | Josh<br>[jsatt<br>bake<br>rlaw<br>]<br>Satte<br>A.<br>er@<br>r,<br>ua<br>.com                                                                                                                                               | alho<br>Meli<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>Carv<br>M.<br>ssa<br>,                                                                                                                  | Clien<br>leged<br>Atto<br>t<br>Com<br>icatio<br>Privi<br>rney<br>mun<br>n; | matt<br>er                                                                                                 |
| k_01<br>Kwo<br>4223       | Docu<br>t<br>men | Anal<br>of<br>Evide<br>ysis                                                       | nce                                                     |                                                                                                                                                                                                                                                                                                       |                                                                                                                                                                                                                             |                                                                                                                                                                                                         | k<br>Prod<br>leged<br>Atto<br>Wor<br>uct;<br>Privi<br>rney                 | Strat<br>Wu<br>matt<br>egy<br>re<br>er                                                                     |
| Kwo<br>k_01<br>4255       | Ema<br>il        | PAX/<br>Re:<br>Kwo<br>k ‐ d<br>3/10<br>/202<br>1<br>5th<br>A<br>re:               | raft<br>lette<br>sing<br>sel<br>to<br>r<br>oppo<br>coun | [/O=<br>BH/O<br>Siega<br>l,<br>John<br>U=N<br>EW<br>K/CN<br>TS/C<br>YOR<br>=REC<br>IPIEN<br>N=JS<br>IEGA<br>L]                                                                                                                                                                                        | Carv<br>alho<br>Meli<br>M.<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>ssa<br>,                                                                                                                                      |                                                                                                                                                                                                         | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>rney<br>mun<br>n; | Discu<br>ssion<br>of<br>Fifth<br>Ame<br>ndm<br>privi<br>lege<br>ent<br>Discu<br>ssion<br>of                |
| Kwo<br>k_01<br>4258       | Ema<br>il        | 10/1<br>1/20<br>21<br>Re:<br>tercl<br>aim<br>coun                                 |                                                         | Siega<br>l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]                                                                                                                                                                                                                                         | Shap<br>iro,<br>Pete<br>B.<br>[psh<br>apiro<br>@ba<br>kerla<br>m]<br>r<br>w.co                                                                                                                                              |                                                                                                                                                                                                         | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>rney<br>mun<br>n; | tercl<br>aim<br>coun                                                                                       |
| k_01<br>Kwo<br>4260       | il<br>Ema        | and<br>RE:<br>Resp<br>onse<br>s<br>4/5/<br>202<br>1<br>in<br>ests<br>Geng<br>requ | obje<br>ction<br>disco<br>to<br>s<br>very<br>case       | Shap<br>iro,<br>[psh<br>apiro<br>@ba<br>kerla<br>m]<br>Pete<br>B.<br>r<br>w.co                                                                                                                                                                                                                        | Petri<br>llo<br>[gpe<br>trillo<br>@pk<br>bllp.<br>]<br>Guy<br>com                                                                                                                                                           | Meli<br>cis<br>[mel<br>issaf<br>@gs<br>];Bai<br>len,<br>Fran<br>ssa<br>nyus<br>.com<br>Mark<br>[MBa<br>ilen@<br>bake<br>rlaw<br>];Sie<br>gal,<br>John<br>.com<br>[jsieg<br>al@b<br>aker<br>law.c<br>om] | Clien<br>icatio<br>Privi<br>leged<br>Atto<br>t<br>Com<br>rney<br>mun<br>n; | Discu<br>ssion<br>of<br>Geng<br>matt<br>er                                                                 |
| k_01<br>Kwo<br>4302       | il<br>Ema        | 7/7/<br>202<br>1<br>disco<br>RE:<br>PAX<br>very                                   |                                                         | Meli<br>[mel<br>issaf<br>]<br>Fran<br>cis<br>@gs<br>ssa<br>nyus<br>.com                                                                                                                                                                                                                               | l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om];<br>alho<br>Siega<br>Carv<br>,<br>Meli<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>M.<br>ssa                                                                    | el@y<br>ankw<br>hell<br>Dani<br>itt.co<br>m;Aa<br>Mitc<br>ron<br>(aaro<br>n@lm<br>om)<br>[aaro<br>n@lm<br>om]<br>esq.c<br>esq.c                                                                         | Clien<br>leged<br>Atto<br>t<br>Com<br>icatio<br>Privi<br>rney<br>mun<br>n; | of<br>Discu<br>ssion<br>Wu<br>matt<br>er                                                                   |
| Kwo<br>k_01<br>4317       | Ema<br>il        | 3/5/<br>202<br>1<br>Kwo<br>k<br>Libel                                             |                                                         | Siega<br>l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]                                                                                                                                                                                                                                         | Baile<br>Mark<br>[MBa<br>ilen@<br>bake<br>rlaw<br>];Sha<br>piro,<br>n,<br>.com<br>Pete<br>B.<br>[psh<br>apiro<br>@ba<br>kerla<br>m]<br>r<br>w.co                                                                            |                                                                                                                                                                                                         | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>rney<br>mun<br>n; | Discu<br>ssion<br>of<br>Fifth<br>Ame<br>ndm<br>privi<br>lege<br>ent                                        |
| k_01<br>4487<br>Kwo       | il<br>Ema        | 7/1/<br>202<br>1<br>disco<br>Re:<br>PAX<br>very                                   |                                                         | Mitc<br>hell<br>[aaro<br>n@lm<br>om]<br>Aaro<br>n<br>esq.c                                                                                                                                                                                                                                            | Siega<br>l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]                                                                                                                                                               | Meli<br>Fran<br>cis<br>ssa<br>[mel<br>issaf<br>@gs<br>];dan<br>iel@<br>yank<br>witt.<br>;Ca<br>nyus<br>.com<br>com<br>rvalh<br>Meli<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>M.<br>o,<br>ssa  | Clien<br>Com<br>icatio<br>Privi<br>leged<br>Atto<br>t<br>rney<br>mun<br>n; | Discu<br>ssion<br>of<br>Wu<br>matt<br>er                                                                   |
| k_01<br>Kwo<br>4527       | il<br>Ema        | 7/26<br>/202<br>1<br>Mile<br>k/Gr<br>Re:<br>Kwo<br>s                              | ich<br>Land<br>LLC<br>eenw<br>,                         | l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]<br>Siega                                                                                                                                                                                                                                         | alho<br>Meli<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>Carv<br>M.<br>ssa<br>,                                                                                                                                      |                                                                                                                                                                                                         | Clien<br>leged<br>Atto<br>t<br>Com<br>icatio<br>Privi<br>rney<br>mun<br>n; | of<br>Fifth<br>Discu<br>ssion<br>ndm<br>lege<br>Ame<br>ent<br>privi                                        |
| k_01<br>Kwo<br>4530       | il<br>Ema        | 10/2<br>9/20<br>21<br>RE:<br>Brun<br>Wu<br>o                                      |                                                         | Shap<br>[psh<br>@ba<br>kerla<br>m]<br>iro,<br>Pete<br>B.<br>apiro<br>r<br>w.co                                                                                                                                                                                                                        | Meli<br>[mel<br>issaf<br>]<br>Fran<br>cis<br>@gs<br>ssa<br>nyus<br>.com                                                                                                                                                     | l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]<br>Siega                                                                                                                                           | Clien<br>leged<br>Atto<br>t<br>Com<br>icatio<br>Privi<br>rney<br>mun<br>n; | of<br>Discu<br>ssion<br>Wu<br>matt<br>er                                                                   |
|                           |                  |                                                                                   |                                                         | Siega<br>l,<br>John<br>[/O=<br>EXCH<br>ANG<br>ELAB<br>S/OU<br>=EXC<br>HAN<br>GE<br>ADM<br>INIST<br>RATI<br>VE<br>GRO<br>UP<br>(FYD<br>IBOH<br>F23S<br>)/CN<br>=REC<br>TS/C<br>N=23<br>193A<br>PDLT<br>IPIEN                                                                                           |                                                                                                                                                                                                                             |                                                                                                                                                                                                         |                                                                            | Discu<br>ssion<br>of<br>Wu                                                                                 |
| k_01<br>Kwo<br>4717       | il<br>Ema        | 6/25<br>/202<br>1<br>and<br>Re:<br>Brun<br>Wu<br>o                                | Richa<br>rd<br>kel<br>arch<br>Fran<br>Rese              | JOH]<br>F6B1<br>2F40<br>C2AC<br>37B0<br>221B<br>1F6B<br>BA‐S<br>IEGA<br>L,                                                                                                                                                                                                                            | Josh<br>[jsatt<br>er@<br>bake<br>rlaw<br>]<br>Satte<br>A.<br>r,<br>ua<br>.com                                                                                                                                               | alho<br>Meli<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>Carv<br>M.<br>ssa<br>,                                                                                                                  | Clien<br>icatio<br>Privi<br>leged<br>Atto<br>t<br>Com<br>rney<br>mun<br>n; | matt<br>er                                                                                                 |
| k_01<br>Kwo<br>4729       | Docu<br>t<br>men | Anal<br>of<br>Evide<br>ysis                                                       | nce                                                     |                                                                                                                                                                                                                                                                                                       | l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om];<br>Baile<br>Mark<br>Siega                                                                                                                                             |                                                                                                                                                                                                         | k<br>Prod<br>leged<br>Atto<br>Wor<br>uct;<br>Privi<br>rney                 | Strat<br>Wu<br>matt<br>egy<br>re<br>er<br>of<br>Discu<br>ssion<br>SEC                                      |
| k_01<br>Kwo<br>5170       | il<br>Ema        | 1/4/<br>2022<br>Fu's<br>RE:<br>Opp<br>ositi                                       | and<br>'s<br>to<br>Guo<br>GTV<br>MTD<br>ons<br>s        | Shap<br>[psh<br>@ba<br>kerla<br>m]<br>iro,<br>Pete<br>B.<br>apiro<br>r<br>w.co                                                                                                                                                                                                                        | n,<br>[MBa<br>ilen@<br>bake<br>rlaw<br>]<br>.com                                                                                                                                                                            |                                                                                                                                                                                                         | Clien<br>leged<br>Atto<br>t<br>Com<br>icatio<br>Privi<br>rney<br>mun<br>n; | inves<br>tigat<br>ion                                                                                      |

## Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 5 of 5

|                     |                               |                                                                                                                                                                                                                                                             |                                                                                        |                                                                                                                                                                                                                                                          |                                                                   |                                                                            | Discu<br>ssion<br>of<br>SEC                                                                                                    |
|---------------------|-------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------|----------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|
| Kwo<br>k_01<br>5362 | Ema<br>il                     | 2/28<br>/202<br>Draf<br>Talk<br>for<br>side<br>1<br>t<br>ing<br>Poin<br>ts<br>Con<br>ratio<br>you<br>r<br>n                                                                                                                                                 | Brad<br>ley<br>di<br>Bon                                                               | Cerd<br>Vict<br>or<br>a                                                                                                                                                                                                                                  |                                                                   | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>rney<br>mun<br>n; | inves<br>tigat<br>ion                                                                                                          |
| Kwo<br>k_01<br>5423 | Ema<br>il                     | PAX/<br>RE:<br>Kwo<br>k ‐ d<br>raft<br>lette<br>sing<br>sel<br>to<br>r<br>oppo<br>coun<br>3/10<br>/202<br>1<br>5th<br>A<br>re:                                                                                                                              | Carv<br>alho<br>Meli<br>M.<br>[mca<br>rvalh<br>o@b<br>aker<br>law.c<br>om]<br>ssa<br>, | Siega<br>l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]<br>Petri<br>llo<br>[gpe<br>trillo<br>@pk<br>bllp.<br>];Sie<br>gal,<br>John                                                                                                                 |                                                                   | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>rney<br>mun<br>n; | Discu<br>ssion<br>of<br>Fifth<br>Ame<br>ndm<br>issue<br>ent<br>Discu<br>ssion<br>of<br>SEC                                     |
| Kwo<br>k_01<br>5486 | il<br>Ema                     | 11/2<br>/202<br>1<br>PRIV<br>ILEG<br>AND<br>CON<br>FIDE<br>NTIA<br>L<br>RE:<br>ED                                                                                                                                                                           | Nich<br>olas<br>[nros<br>e@b<br>aker<br>law.c<br>om]<br>Rose<br>,                      | Guy<br>com<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]                                                                                                                                                                                                     |                                                                   | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>rney<br>mun<br>n; | inves<br>tigat<br>ion                                                                                                          |
| k_01<br>Kwo<br>5492 | il<br>Ema                     | 11/1<br>/202<br>1<br>RE:<br>PRIV<br>ILEG<br>ED<br>AND<br>CON<br>FIDE<br>NTIA<br>L                                                                                                                                                                           | llo<br>[gpe<br>trillo<br>@pk<br>bllp.<br>]<br>Guy<br>Petri<br>com                      | Nich<br>olas<br>[nros<br>e@b<br>aker<br>law.c<br>om];<br>l,<br>Rose<br>Siega<br>,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]                                                                                                                      |                                                                   | Clien<br>leged<br>Atto<br>t<br>Com<br>icatio<br>Privi<br>rney<br>mun<br>n; | of<br>Discu<br>ssion<br>SEC<br>inves<br>tigat<br>ion                                                                           |
| Kwo<br>k_01<br>5535 | Ema<br>il                     | 11/1<br>/202<br>1<br>RE:<br>PRIV<br>ILEG<br>ED<br>AND<br>CON<br>FIDE<br>NTIA<br>L                                                                                                                                                                           | [gpe<br>]<br>Guy<br>Petri<br>llo<br>trillo<br>@pk<br>bllp.<br>com                      | Nich<br>olas<br>[nros<br>e@b<br>aker<br>law.c<br>om];<br>l,<br>Rose<br>Siega<br>,<br>[jsieg<br>om]<br>John<br>al@b<br>aker<br>law.c                                                                                                                      |                                                                   | Atto<br>Clien<br>t<br>Com<br>icatio<br>Privi<br>leged<br>rney<br>mun<br>n; | of<br>Fifth<br>Discu<br>ssion<br>Ame<br>ndm<br>ent<br>issue<br>Discu<br>ssion<br>of<br>Men<br>g                                |
| Kwo<br>k_01<br>5542 | Ema<br>il                     | 10/2<br>6/20<br>21<br>Re:<br>Men<br>moti<br>for<br>Sum<br>Judg<br>to<br>t<br>g<br>opp<br>on<br>mary<br>men                                                                                                                                                  | Siega<br>l,<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om]                          | Shap<br>iro,<br>Pete<br>B.<br>[psh<br>apiro<br>@ba<br>kerla<br>m]<br>r<br>w.co                                                                                                                                                                           |                                                                   | Atto<br>Clien<br>Com<br>icatio<br>Privi<br>leged<br>t<br>rney<br>mun<br>n; | and<br>SEC<br>matt<br>er<br>inves<br>tigat<br>ion                                                                              |
| k_01<br>Kwo<br>5544 | il<br>Ema<br>Docu<br>t<br>men | osed<br>med<br>and<br>Re:<br>Prop<br>iatio<br>in<br>Men<br>matt<br>n<br>g<br>er<br>3/5/<br>202<br>1<br>settl<br>conf<br>nt<br>in<br>Huan<br>matt<br>eme<br>eren<br>ce<br>g<br>er<br>Disq<br>ualif<br>icatio<br>ion<br>Talk<br>ing<br>Poin<br>Mot<br>ts<br>n | [jess<br>]<br>Jessi<br>Mast<br>rogio<br>i<br>icam<br>@gt<br>ca<br>vann<br>v.org        | Meli<br>[mel<br>issaf<br>];Sie<br>gal,<br>Fran<br>cis<br>@gs<br>ssa<br>nyus<br>.com<br>John<br>[jsieg<br>al@b<br>aker<br>law.c<br>om];<br>Shap<br>iro,<br>Pete<br>B.<br>r<br>[psh<br>@ba<br>kerla<br>m];a<br>@lm<br>apiro<br>w.co<br>aron<br>esq.c<br>om | Baile<br>Mark<br>[MBa<br>ilen@<br>bake<br>rlaw<br>]<br>n,<br>.com | Clien<br>leged<br>Atto<br>t<br>Com<br>icatio<br>Privi<br>rney<br>mun<br>n; | of<br>Discu<br>ssion<br>Men<br>g<br>and<br>Wu<br>matt<br>ers<br>Strat<br>SEC<br>and<br>Fifth<br>ndm<br>Ame<br>ent<br>egy<br>re |

 issues