---
type: court_doc
id: "court_ctb_1604_47"
court: "CTB"
case_no: "22-50073"
doc_number: 1604
doc_type: "SUBPOENA"
filed_date: "2023-03-27"
lang: "zh"
url: "https://mubeitech.com/court/court_ctb_1604_47"
json_url: "https://mubeitech.com/api/court/court_ctb_1604_47"
---
# Exhibit 47 EXHIBIT A** Case 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 2 of 65
> 原始法庭文件为英文；下方为英文全文，顶部为中文摘要。
#### **Exhibit 47**
# **EXHIBIT A** Case 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 2 of 65
| PLACE OF TESTIMONY | COURTROOM |
|--------------------|---------------|
| | DATE AND TIME |
| | |
| PLACE OF DEPOSITION
Appearance via videoconference (link to follow) | | DATE AND TIME
June 15, 2021 at 10:00 a.m. (or at a
mutually agreed upon date and time) |
|------------------------------------------------------------------------|--|----------------------------------------------------------------------------------------------|
|------------------------------------------------------------------------|--|----------------------------------------------------------------------------------------------|
| PLACE O'Melveny & Myers LLP
/ Times Square, New York, NY 10036
Attn: Edward Moss | DATE AND TIME
June 15, 2021 (or at least 20 days
after service) |
|-----------------------------------------------------------------------------------------|-----------------------------------------------------------------------|
| PREMISES | DATE AND TIME | |
|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|--|
| | | |
| Any organization not a party to this suit that is subpoenaed for the taking of a deposition shall
designate one or more officers, directors, or managing agents, or other persons who consent | | |
| to testify on its behalf, and may set forth, for each person designated, the matters on which
the person will testify. Delaware Superior Court Civil Rule 30 (b) (6). | | |
| | | |
| REQUESTING PARTYS NAME, ADDRESS AND PHONE NUMBER Pacific Alliance Asia Opportunity Fund L.P. c/o O'Melvery & Joyers | 7 Times Square, New York, NY 10036 - (212) 326-2000 | | |
|----------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|
| SIGNATURE (FOR DE) WARE COURT USE ONLY)
CLERK OF COURT I
sa mina
Allerian | DATE | ﻟﻠﻤﻠﺔ ﺍﻟﻤﺴﺎﺣﺔ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ | |
| | | rev. 7/201 | |
65
O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY 10036-6537 T: +1 212 326 2000 File Number: F: +1 212 326 2061 omm.com
May 4, 2021
## **BY HAND DELIVERY**
Lisa Fontello, Prothonotary Delaware Superior Court, New Castle County Leonard L. Williams Justice Center 500 North King Street Wilmington, DE 19801
#### **Re: Foreign Subpoena**
Dear Ms. Fontello:
We represent Pacific Alliance Asia Opportunity Fund L.P. ("Pacific Alliance"), in *Pacific Alliance Asia Opportunity Fund L.P. v. Kwok, et al.*, Index No. 652077/2017, in New York Supreme Court. Pacific Alliance is subpoenaing Greenwich Land, LLC, a Delaware Limited Liability Company whose registered agent, Corporate Creations Network Inc., is located at 3411 Silverside Road, Tatnall Building, Suite 104, Wilmington, Delaware 19810, in New Castle County. As required, we have enclosed (1) the New York subpoenas, (2) the Delaware subpoena, (3) the New York County Case Docket Sheet, and (4) a list of the counsel of record.
Please contact me if there are any questions. Please also contact me when the subpoena is ready at (212) 728-5671 or emoss@omm.com. Thank you in advance.
Respectfully,
Edward Moss
Enclosures
**Edward Moss** D: +1 212 728 5671 emoss@omm.com
### SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK
PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,
Plaintiff,
v.
KWOK HO WAN, a/k/a KWOK HO, a/k/a GWO WEN GUI, a/k/a GUO WENGUI, a/k/a GUO WEN GUI, a/k/a WAN GUE HAOYUN, a/k/a MILES KWOK, a/k/a HAOYUN GUO, GENEVER HOLDINGS CORPORATION, and GENEVER HOLDINGS LLC,
Index No: 652077/2017
Hon. Barry R. Ostrager, J.S.C.
### **RESTRAINING NOTICE**
Defendants.
TO: Greenwich Land, LLC C/O Corporate Creations Network, Inc. 3411 Silverside Rd. Tatnall Building Ste. 104 Wilmington, DE 19810
WHEREAS, in an action in the Supreme Court of the State of New York, County of New York, Index No. 652077/2017, between Pacific Alliance Asia Opportunity Fund L.P. ("Judgment Creditor") and Defendants Miles Kwok ("Judgment Debtor"), Genever Holdings Corporation, and Genever Holdings LLC, being all the parties to the action, on February 3, 2021, the Supreme Court of the State of New York, County of New York, entered judgment in favor of Judgment Creditor and against Judgment Debtor in the amount of \$116,402,019.57. This amount, together with statutory interest, remains due and unpaid.
PLEASE TAKE NOTICE that pursuant to CPLR § 5222(b), which is set forth in full herein, you are hereby forbidden to make or suffer any sale, assignment or transfer of, or any interference with, any property in which Judgment Debtor has an interest, except as provided in CPLR § 5222(b). We understand the Judgment Debtor may have direct, indirect, or beneficial ownership in, or the right or ability to direct or control, you and your assets.
#### **CIVIL PRACTICE LAW AND RULES § 5222(b)**
5222(b) Effect of restraint; prohibition of transfer; duration. A judgment debtor or obligor served with a restraining notice is forbidden to make or suffer any sale, assignment, transfer or interference with any property in which he or she has an interest, except as set forth in subdivisions (h) and (i) of this section, and except upon direction of the sheriff or pursuant to an order of the court, until the judgment or order is satisfied or vacated. A restraining notice served upon a person other than the judgment debtor or obligor is effective only if, at the time of service, he or she owes a debt to the judgment debtor or obligor or he or she is in the possession or custody of property in which he or she knows or has reason to believe the judgment debtor or obligor has an interest, or if the judgment creditor or support collection unit has stated in the notice that a specified debt is owed by the person served to the judgment debtor or obligor or that the judgment debtor or obligor has an interest in specified property in the possession or custody of the person served. All property in which the judgment debtor or obligor is known or believed to have an interest then in and thereafter coming into the possession or custody of such a person, including any specified in the notice, and all debts of such a person, including any specified in the notice, then due and thereafter coming due to the judgment debtor or obligor, shall be subject to the notice except as set forth in subdivisions (h) and (i) of this section. Such a person is forbidden to make or suffer any sale, assignment or transfer of, or any interference with, any such property, or pay over or otherwise dispose of any such debt, to any person other than the sheriff or the support collection unit, except as set forth in subdivisions (h) and (i) of this section, and except upon direction of the sheriff or pursuant to an order of the court, until the expiration of one year after the notice is served upon him or her, or until the judgment or order is satisfied or vacated, whichever event first occurs. A judgment creditor or support collection unit which has specified personal property or debt in a restraining notice shall be liable to the owner of the property or the person to whom the debt is owed, if other than the judgment debtor or obligor, for any damages sustained by reason of the restraint. If a garnishee served with a restraining notice withholds the payment of money belonging or owed to the judgment debtor or obligor in an amount equal to twice the amount due on the judgment or order, the restraining notice is not effective as to other property or money.
#### PLEASE TAKE FURTHER NOTICE that disobedience of this Restraining Notice is
punishable as a contempt of Court.
DATED: May 4, 2021 New York, New York
Respectfully submitted, O'MELVENY & MYERS LLP
B
Stuart Sarnoff (ssarnoff@omm.com) Edward Moss (emoss@omm.com) 7 Times Square New York, NY 10036 (212) 326-2000
*Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*
### SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK
PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,
Plaintiff,
v.
KWOK HO WAN, a/k/a KWOK HO, a/k/a GWO WEN GUI, a/k/a GUO WENGUI, a/k/a GUO WEN GUI, a/k/a WAN GUE HAOYUN, a/k/a MILES KWOK, a/k/a HAOYUN GUO, GENEVER HOLDINGS CORPORATION, and GENEVER HOLDINGS LLC,
Index No: 652077/2017
Hon. Barry R. Ostrager, J.S.C.
### **SUBPOENA DUCES TECUM**
Defendants.
TO: Greenwich Land, LLC C/O Corporate Creations Network, Inc. 3411 Silverside Rd. Tatnall Building Ste. 104 Wilmington, DE 19810
WHEREAS, in an action in the Supreme Court of the State of New York, County of New York, Index No. 652077/2017, between Pacific Alliance Asia Opportunity Fund L.P. ("Judgment Creditor") and Defendants Miles Kwok ("Judgment Debtor"), Genever Holdings Corporation, and Genever Holdings LLC, being all the parties to the action, on February 3, 2021, the Supreme Court of the State of New York, County of New York, entered judgment in favor of Judgment Creditor and against Judgment Debtor in the amount of \$116,402,019.57. This amount, together with statutory interest, remains due and unpaid.
YOU ARE HEREBY COMMANDED, pursuant to New York Civil Practice Law and Rules ("CPLR") §§ 5223 and 5224, all business and excuses being laid aside, to produce for inspection and copying the documents in your possession, custody, or control, identified in **Exhibit**
**A** hereto. Such documents shall be produced by 9:00 A.M. on June 15, 2021, at the offices of O'Melveny & Myers LLP, 7 Times Square, New York, New York 10036. These documents are sought because they are material and relevant to the satisfaction of the judgment entered in this action.
FAILURE TO COMPLY with this subpoena is punishable as a contempt of Court and will render you subject to penalties provided by the CPLR.
DATED: May 4, 2021 New York, New York
Respectfully submitted, O'MELVENY & MYERS LLP
B
Stuart Sarnoff (ssarnoff@omm.com) Edward Moss (emoss@omm.com) 7 Times Square New York, NY 10036 (212) 326-2000
*Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*
TO:
Greenwich Land, LLC C/O Corporate Creations Network, Inc. 3411 Silverside Rd. Tatnall Building Ste. 104 Wilmington, DE 19810
# **EXHIBIT A**
#### **INSTRUCTIONS**
All requests are deemed to be continuing and the Respondent shall promptly provide supplemental responses and documents upon obtaining information on the basis of which they know either that a response was incorrect or incomplete when made or that the response, although correct and complete when made, is no longer correct or complete.
1. If any documents that would have been responsive to any of the requests have been destroyed, identify each document destroyed and specify the date or approximate date of destruction, the means of destruction, the person or persons causing such destruction, and the cause for destruction.
2. If any documents that would have been responsive to any of the requests are no longer in Respondent's possession, custody, or control, identify each document, the person who currently has possession, custody, or control of the document, and the date possession, custody, or control was transferred to that person.
3. No part of the request shall be left not responded to merely because an objection is interposed to another part of the request. If Respondent objects to a part or parts of a given request, Respondent must state the part objected to and permit inspection of all remaining parts. All grounds for an objection to a document request must be stated with specificity. Any ground not stated in a timely objection is waived unless our failure to object is excused by the court.
4. Any document not produced in response to this request, because of a claimed privilege or for any other reason, should be listed according to the request number; and for each document withheld, its date, number of pages, author, sender, recipient, identification of all persons shown as receiving copies, subject matter, and the grounds for non-production should be set forth. Documents are requested to be produced for inspection as they have been kept in their
original files, folders, notebooks, bindings, boxes, or other organizers or devices used to file or store them.
5. If production of documents is made in a timely manner, witness does not need to appear pursuant to summons.
6. The terms "relate to," "relating to," and "related to" mean concerning, evidencing, supporting, undermining, arising from, commenting on, responding to, showing, describing, analyzing, reflecting or constituting.
7. The terms "and" as well as "or" have both conjunctive and disjunctive meanings.
8. The terms "any" and "all" mean "each" and "every."
9. As employed herein, the singular shall mean the plural and vice versa.
10. If a requested document exists in electronic form, *e.g.*, an e-mail, spreadsheet,
Word document, Power Point Presentation, such electronic document shall be produced in its native format.
11. Document Productions can be made to Edward Moss of O'Melveny & Myers LLP. Any questions regarding document production can be directed to emoss@omm.com.
12. The relevant time period for purposes of these Requests, unless otherwise indicated, is January 1, 2008, to present.
#### **DEFINITIONS**
1. "Account" means any bank, brokerage, investment, cryptocurrency, or other accounts (including, but not limited to, the bank or brokerage name and location, name(s) on account, account number, and account balance).
2. "Asset" means any asset or property whatsoever, whether tangible or intangible, including, without limitation, cash, bank accounts, brokerage accounts, real property, land,
corporate shares, membership or interest in a limited liability company or partnership, stocks, shares, bonds, investments, investment vehicles, actual or potential judgments, liens, easements, attachments, leases, intellectual property including, without limitation, patents and trademarks, automobiles, airplanes, helicopters, sea vessels, vehicles, artwork, collectibles, clothing, jewelry, cryptocurrency, crypto-wallets, safe deposit boxes, chattel, precious stones or metals, pledged or hypothecated assets, contingent financial interests, options, warrants, securities, commodities, receivables, convertible loans, and interests derived from financial instruments, whether directly or indirectly held.
3. "Communication" means the transmittal of information (in the form of facts, ideas, inquiries, or otherwise) and/or any other communicative contact between two or more Persons and/or entities, and shall include, without limitation: written contacts by such means as any Document as defined herein, and oral contact by such means as face-to-face or in-person meetings, telephone conversations, e-mail, and any other form of electronic communication such as telecopy transmissions, telexes, telegrams, and video transmissions, and the originals, drafts, copies, and all non-identical copies of all Documents.
4. "Debtor" refers to Miles Kwok a/k/a Kwok Ho Wan, a/k/a Kwok Ho, a/k/a Gwo Wen Gui, a/k/a Guo Wengui, a/k/a Guo Wen-Gui, a/k/a Wan Gue Haoyun, a/k/a Haoyun Guo.
5. "Debtor-Related Person" or "Debtor-Related Persons" is defined in **Appendix 1**.
6. "Document" is used in the broadest possible sense and means, without limitation, each and every writing of whatever nature, whether an original, draft, copy, or non-identical copy (*e.g.*, because handwritten or "blind notes" or notations appear thereon or are attached thereto), however produced or reproduced, including, but not limited to, typed, printed, photocopied, photographic, machine-readable, magnetically or optically recorded matter of any
kind, and each and every tangible thing from which information can be processed or transcribed, such as tape, disk, or other electronic data compilations. The term includes, but is not limited to, letters; e-mails; text messages; instant messages; envelopes; forms; web pages; websites; analysis; announcements; bills; wires; films; photographs; proofs; prospectuses; reports; receipts; schedules; statements; surveys; statistics; books; checks of any kind; promissory notes; charts; drawings; affidavits; correspondence; social media posts; publications; telegraphs; telecopies; facsimiles; paper communications; electronic communications; signed statements; tabulations; analyses; work papers; charts; graphs; memoranda; licenses; manuals; maps; minutes; plans; permits; appointment books; records; financial statements; proposals; memoranda or other transcriptions by mechanical device, or by longhand or shorthand recording; tape recorded materials; materials recorded by any electronic means; native files; metadata; computer generated information; computer software; computer files; electronically stored information; computer disks; computer tapes; interoffice communications; all summaries of oral communications, telephonic or otherwise; microfiche; microfilm; lists; bulletins; calendars; circulars; desk pads; opinions; ledgers; logs; minutes; agreements; accountings; accounts; journals; diaries; contracts; vouchers; invoices; calendar and diary entries; notebooks; notes; charges; balance sheets; telephone messages or other messages; magazines; pamphlets; articles; notices; newspapers; studies; summaries; worksheets; telexes; cables; records of telephone conversations or face-to-face conversations; marginal comments appearing on any documents; and all other graphic materials, writings, and instruments. The term "Document" includes both the "Document" itself and anything appended thereto.
7. "Interest" means any direct or indirect interest, whether partial, whole, potential, or contingent, including, without limitation, legal ownership, beneficial ownership, right to
control, ownership of any or all of the shares of an incorporated entity, membership or interest in a limited liability company or partnership, or access to funds or assets.
8. "Respondent" refers to whom this subpoena is directed.
#### **DOCUMENTS TO BE PRODUCED**
Pursuant to CPLR §§ 5223 and 5224, Plaintiff demands that Respondent produce at the date and location listed on the subpoena above, or at a time and location mutually agreeable to the parties, all (whether in hard copy or digital) books, records, communications, (including, but not limited to, e-mail, text message, electronic messaging, mail, fax and the like), and papers as follows:
1. All Documents and Communications relating to the property located at 33 Ferncliff Road, Cos Cob, CT 06807, including but not limited to Documents and Communications relating to:
- a. the identity of the occupant(s) and resident(s);
- b. the identity of the owner;
- c. the purchase (including but not limited to the purchase price and the source of the funds used for the purchase);
- d. the actual or potential sale or efforts to sell or rent or lease;
- e. the amount and nature of monthly expenses and the source of the funds used to pay those expenses; and
- f. mortgages, trusts, liens, encumbrances, or pledges
- 2. All Documents and Communications relating to the property located at 373 Taconic Road, Stamford, CT 06904, including but not limited to Documents and Communications relating to:
- a. the identity of the occupant(s) and resident(s);
- b. the identity of the owner;
- c. the purchase (including but not limited to the purchase price and the source of the funds used for the purchase);
- d. the actual or potential sale or efforts to sell or rent or lease;
- e. the amount and nature of monthly expenses and the source of the funds used to pay those expenses; and
- f. mortgages, trusts, liens, encumbrances, or pledges
- 3. All Communications with the Debtor.
4. All Documents and Communications relating to any of Debtor's past or present Interests, Assets, and Accounts.
5. All Documents and Communications relating to businesses or other ventures involving Debtor.
6. All Documents and Communications relating to any Debtor-Related Person(s)'s past or present Interests, Assets, and Accounts.
7. All Documents and Communications relating to businesses or other ventures involving any Debtor-Related Persons(s).
8. All Documents and Communications relating to Debtor's past and present relationship with and Interest in Respondent.
9. All Documents and Communications relating to any Debtor-Related Person(s)'s past and present relationship with and Interest in Respondent.
10. All Documents and Communications relating to Respondent's past and present relationship with and Interest in any Debtor-Related Person(s).
11. Documents sufficient to identify Respondent's Interests, Accounts, and Assets
(including without limitation their amount and location), including without limitation:
- a. Bank account documents, including statements, check images (front and back), deposits, withdrawals, incoming and outgoing wire transfers, signatory cards, and account opening records.
- b. Brokerage account documents, including statements, signatory cards, account opening records, detailed wires of each account, and details on linked accounts.
- c. Credit card account documents, including statements, check images (front and back), incoming and outgoing wire transfers, signatory cards, and account opening records.
- d. Documents relating to debts or liabilities, including without limitation outstanding mortgages, regardless whether the account is in default, arrears, or foreclosure.
- e. Financial statements, statements of assets and liabilities, balance sheets, income statements, and expense statements.
- f. Solvency opinions, appraisals, valuation opinions, and analysis conducted by Respondent or third-parties in connection with Respondent's business.
- g. Documents evidencing ownership, including without limitation deeds and ownership certificates.
- h. Other business records of any kind.
- 12. All Documents and Communications relating to any actual or contemplated
transactions, transfers, distributions, or conveyances (including without limitation payments,
loans, benefits, gifts, compensation, and income), including without limitation those involving or
made on behalf of Debtor and any Debtor-Related Person(s).
13. Any and all tax returns (whether filed by Respondent, Debtor, or any Debtor-Related Person), including schedules, filed in the United States (both federal and state) and any
other country from 2015 to the present.
14. Documents sufficient to identify all service provides who have been engaged by Respondent (including but not limited to lawyers, accountants, advisers, brokers, and maintenance or other service providers) for the properties located at 33 Ferncliff Road, Cos Cob, CT 06807 and 373 Taconic Road, Stamford, CT 06904.
15. Documents sufficient to show Respondent's ownership structure, reflecting any and all changes since the date of Respondent's formation or incorporation, including without limitation organizational charts, and formation documents.
16. Documents sufficient to identify Respondent's employees, officers, and directors.
17. All Documents and Communications relating to Respondent's internal governance and decision-making, including without limitation bylaws, operating agreements, consents, notices, minutes, resolutions, board meeting packages, and other documents evidencing approval or denial of any corporate, business or legal action.
18. Documents sufficient to show how Respondent has been capitalized since its formation or incorporation, including without limitation documents identifying the source(s) of funds used to capitalize Respondent.
### **Appendix 1 List of Debtor-Related Persons**
#### Individuals
- Mei Guo
- Qiang Guo
- Mileson Kwok
- Yue Qingzhi
- Hing Chi Ngok
- Yan Ping Wang
- Yanping Wang
- Yvette Wang
### Entities
- AAGV Limited
- ACA Investment Management Limited
- ACA Capital Group Limited
- Ace Decade Holdings Limited
- AI Group Holdings Inc.
- Alfa Global Ventures Limited
- Alfonso Global Limited
- Allied Capital Global Limited
- Anton Development Limited
- Assets Sino Limited
- Auspicious Coast Limited
- Beijing Pangu Investment Co.
- Beijing Pangu Investment Co. Ltd.
- Beijing Pangu Investment Inc.
- Beijing Zenith Holdings Company Limited
- Bravo Luck Limited
- BSA Strategic Fund I
- China Golden Spring (Hong Kong) Limited
- Chuang Xin Limited
- Crane Advisory Group LLC
- Creative Apex Investments Limited
- Crystal Breeze Investments Limited
- Eastern Profit Corporation Limited
- Elite Well Global Limited
- Empire Growth Holdings
- G Club Operations LLC
- G Fashion LLC
- G News LLC
- Genever Holdings Corporation
- Genever Holdings LLC
- GFASHION MEDIA GROUP INC.
- Globalist International Limited
- Golden Spring (New York) Limited
- Greenwich Land LLC
- GTV Media Group, Inc.
- Guo Media
- Hamilton Capital Holdings Inc.
- Head Win Group Limited
- Hong Kong International Funds Investments Limited
- HK International Funds Investments (USA) Limited, LLC
- Infinite Increase Limited
- Infinitum Developments Limited
- Insight Phoenix Fund
- Lamp Capital LLC
- Leading Shine Limited
- Leading Shine NY Limited
- Long Gate Limited
- Next Tycoon Investments Limited
- Noble Fame Global Limited
- Rosy Acme Ventures Limited
- Rule of Law Foundation III, Inc.
- Rule of Law Foundation IV Inc.
- Rule of Law Society
- Rule of Law Society IV, Inc.
- Saraca Media Group, Inc.
- Shiny Times Holdings Limited
- Spirit Charter Investment Limited
- Voice of Guo Media Inc.
- World Century Limited
- Worldwide Opportunity Holdings Limited
- ZIBA Limited
#### SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK
PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,
Plaintiff,
v.
KWOK HO WAN, *a/k/a* KWOK HO, *a/k/a* GWO WEN GUI, *a/k/a* GUO WENGUI, *a/k/a* GUO WEN-GUI, *a/k/a* WAN GUE HAOYUN, *a/k/a* MILES KWOK, *a/k/a* HAOYUN GUO,
Defendant.
Index No. 652077/2017
Hon. Barry Ostrager
Part 61
**SUBPOENA AD TESTIFICANDUM**
TO: Greenwich Land, LLC C/O Corporate Creations Network, Inc. 3411 Silverside Rd. Tatnall Building Ste. 104 Wilmington, DE 19810
WHEREAS, in an action in the Supreme Court of the State of New York, County of New
York, Index No. 652077/2017, between Pacific Alliance Asia Opportunity Fund L.P.
("Judgment Creditor") and Defendants Miles Kwok ("Judgment Debtor"), Genever Holdings
Corporation, and Genever Holdings LLC, being all the parties to the action, on February 3, 2021,
the Supreme Court of the State of New York, County of New York, entered judgment in favor of
Judgment Creditor and against Judgment Debtor in the amount of \$116,402,019.57. This
amount, together with statutory interest, remains due and unpaid.
YOU ARE HEREBY COMMANDED, pursuant to New York Civil Practice Law and
Rules ("CPLR") §§ 5223 and 5224, all business and excuses being laid aside, to attend a
deposition upon oral or written questions.
PLEASE TAKE NOTICE that, under Articles 23 and 31 of the New York Civil Practice Law and Rules, and Commercial Division Rule 11-f, the Judgment Creditor, by its attorneys at O'Melveny & Myers LLP, will take by stenographic method the deposition upon oral examination of any officer, director, member, or employee of Greenwich Land, LLC who is most knowledgeable to give full and complete testimony on the topics set forth in Exhibit A.
The deposition will be conducted by remote video conference on June 15, 2021, beginning at 10:00 a.m., or at another mutually agreed upon date and time. The deposition will be recorded stenographically and by videotape by a representative of Veritext Legal Solutions, 1250 Broadway, Suite 2400, New York, New York 10001.
Disclosure is being sought from you because, upon information and belief, you possess information relevant and material to the above-captioned action, including without limitation information relating to the Judgment Creditor's efforts to collect on the above-referenced judgment.
PLEASE TAKE FURTHER NOTICE that pursuant to New York Commercial Division Rule 11-f, you must provide counsel for the Judgment Creditor with the name, description, and title of the officer, director, member, employee, or individual who will testify on your behalf no later than ten (10) days prior to the scheduled deposition. Such designation must include the identity, description, or title of such individual. If you designate more than one individual to testify on your behalf, you must also provide counsel for Judgment Creditor with the matters on which each individual will testify. The individual(s) designated must testify about information known or reasonably known to Greenwich Land, LLC, and their testimony can be used against Greenwich Land, LLC to the same extent provided in CPLR § 3117(2) and the applicable rules of evidence. Failure to comply with this subpoena is punishable as a contempt of Court and shall
make you liable to the person on whose behalf this subpoena was issued for a penalty not to exceed fifty dollars (\$50.00) and all damages sustained by reason of your failure to comply.
DATED: May 4, 2021 New York, New York Respectfully submitted, O'MELVENY & MYERS LLP
B
Stuart Sarnoff (ssarnoff@omm.com) Edward Moss (emoss@omm.com) 7 Times Square New York, NY 10036 (212) 326-2000
*Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*
#### **EXHIBIT A**
#### **DEFINITIONS**
1. "And" has both conjunctive and disjunctive meanings.
2. "Any" means each and every.
3. "Asset" means any asset or property whatsoever, whether tangible or intangible, including, without limitation, cash, bank accounts, brokerage accounts, real property, land, corporate shares, membership or interest in a limited liability company or partnership, stocks, shares, bonds, investments, investment vehicles, actual or potential judgments, liens, easements, attachments, leases, intellectual property including, without limitation, patents and trademarks, automobiles, airplanes, helicopters, sea vessels, vehicles, artwork, collectibles, clothing, jewelry, cryptocurrency, crypto-wallets, safe deposit boxes, chattel, precious stones or metals, pledged or hypothecated assets, contingent financial interests, options, warrants, securities, commodities, receivables, convertible loans, and interests derived from financial instruments, whether directly or indirectly held.
4. "Debtor-Related Person" or "Debtor-Related Persons" is defined in Appendix 1.
5. "Interest" means any direct or indirect interest, whether partial, whole, potential, or contingent, including, without limitation, legal ownership, beneficial ownership, right to control, ownership of any or all of the shares of an incorporated entity, membership or interest in a limited liability company or partnership, or access to funds or assets
6. "Miles Kwok" means Kwok Ho Wan, *a/k/a* Kwok Ho, *a/k/a* Gwo Wen Gui, *a/k/a* Guo Wengui, *a/k/a* Guo Wen-Gui, *a/k/a* Wan Gue Haoyun, *a/k/a* Miles Kwok, *a/k/a* Haoyun Guo, and all of his agents, attorneys, representatives, and all other persons or entities acting or purporting to act on his behalf.
7. "Or" has both conjunctive and disjunctive meanings.
8. "Properties" means the properties located at 33 Ferncliff Road, Cos Cob, CT
06807 and the property located at 373 Taconic Road, Stamford, CT 06904.
9. "You" and "Your" means, without limitation Greenwich Land, LLC, including all entities it controls and also including all of its agents, attorneys, representatives, and all other persons or entities acting or purporting to act on its behalf.
#### **DEPOSITION TOPICS**
- 1. The Assets and liabilities of Greenwich Land, LLC.
- 2. The Properties, including without limitation:
- a. the occupants and residents of the Properties;
- b. the owner of the Properties and those who have an Interest in the Properties;
- c. the purchase of the Properties (including but not limited to the purchase price and the source of the funds used for the purchase);
- d. any actual or potential transfers of the Properties or of any Interest in the Properties;
- e. the listing or potential sale of the Properties or of any Interest in the Properties;
- f. any individuals or companies who use, have used, work, have worked, live, or have lived on the Properties;
- g. any monies transferred relating in any way to the Properties;
- h. all past and present mortgages, liens, pledges, trusts, and encumbrances on the Properties;
- i. Miles Kwok's or any Debtor-Related Person(s)'s Interest in the Properties; and
- j. the amount and nature of monthly expenses for the Properties and the source of the funds used to pay those expenses.
3. Greenwich Land, LLC's relationship to Miles Kwok or any Debtor-Related
Person.
4. The Assets and liabilities of Miles Kwok or any Debtor-Related Person.
5. Any actual or potential payments, transfers, loans, or gifts made or given by You to or on behalf of Miles Kwok or any Debtor-Related Person.
6. Any actual or potential payments, transfers, loans, or gifts made or given to You by or on behalf of Miles Kwok or any Debtor-Related Person.
7. The formation and business purpose of Greenwich Land, LLC.
8. The employees, officers, directors, and corporate and organizational structure of Greenwich Land, LLC.
### **Appendix 1 List of Debtor-Related Persons**
#### Individuals
- Mei Guo
- Qiang Guo
- Mileson Kwok
- Yue Qingzhi
- Hing Chi Ngok
- Yan Ping Wang
- Yanping Wang
- Yvette Wang
#### Entities
- AAGV Limited
- ACA Investment Management Limited
- ACA Capital Group Limited
- Ace Decade Holdings Limited
- AI Group Holdings Inc.
- Alfa Global Ventures Limited
- Alfonso Global Limited
- Allied Capital Global Limited
- Anton Development Limited
- Assets Sino Limited
- Auspicious Coast Limited
- Beijing Pangu Investment Co.
- Beijing Pangu Investment Co. Ltd.
- Beijing Pangu Investment Inc.
- Beijing Zenith Holdings Company Limited
- Bravo Luck Limited
- BSA Strategic Fund I
- China Golden Spring (Hong Kong) Limited
- Chuang Xin Limited
- Crane Advisory Group LLC
- Creative Apex Investments Limited
- Crystal Breeze Investments Limited
- Eastern Profit Corporation Limited
- Elite Well Global Limited
- Empire Growth Holdings
- G Club Operations LLC
- G Fashion LLC
- G News LLC
- Genever Holdings Corporation
- Genever Holdings LLC
- GFASHION MEDIA GROUP INC.
- Globalist International Limited
- Golden Spring (New York) Limited
- Greenwich Land LLC
- GTV Media Group, Inc.
- Guo Media
- Hamilton Capital Holdings Inc.
- Head Win Group Limited
- Hong Kong International Funds Investments Limited
- HK International Funds Investments (USA) Limited, LLC
- Infinite Increase Limited
- Infinitum Developments Limited
- Insight Phoenix Fund
- Lamp Capital LLC
- Leading Shine Limited
- Leading Shine NY Limited
- Long Gate Limited
- Next Tycoon Investments Limited
- Noble Fame Global Limited
- Rosy Acme Ventures Limited
- Rule of Law Foundation III, Inc.
- Rule of Law Foundation IV Inc.
- Rule of Law Society
- Rule of Law Society IV, Inc.
- Saraca Media Group, Inc.
- Shiny Times Holdings Limited
- Spirit Charter Investment Limited
- Voice of Guo Media Inc.
- World Century Limited
- Worldwide Opportunity Holdings Limited
- ZIBA Limited
#### SUPERIOR COURT OF THE STATE OF DELAWARE Case 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 25 of 65
Pacific Alliance Asia Opportunity Fund L.P.
Kwok Ho Wan a/k/a Kwok Ho, a/k/a Gwo Wen Gui, a/k/ a Guo Wengui, a/k/a Guo Wen-Gui, a/k/a Wan Gue Haoyun, a/k/a Miles Kwok, a/k/a Haoyun Guo, Genever Holdings, LLC, Genever Holdings Corporation
## **OUT OF STATE SUBPOENA IN A CIVIL CASE** v.
Civil Action No.:
**TO:** Greenwich Land, LLC c/o Corporate Creations Network, Inc. 3411 Silverside Road, Tatnall Building, Ste. 104 Wilmington, DE 19810
**YOU ARE COMMANDED** to appear in the Delaware Superior Court at the place, date, and time specified below to testify in the above case.
| PLACE OF TESTIMONY | COURTROOM |
|--------------------|---------------|
| | DATE AND TIME |
**YOU ARE COMMANDED** to appear at the place, date, and time specified below to testify at the taking of a deposition in the above case. X
**YOU ARE COMMANDED** to produce and permit inspection and copying of the following documents or objects at the place, date, and time specified below (list documents or objects): X
See Exhibit A
| PLACE
O'Melveny & Myers LLP
7 Times Square, New York, NY 10036
Attn: Edward Moss | DATE AND TIME
June 15, 2021 (or at least 20 days
after service) |
|-------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|
|-------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|
**YOU ARE COMMANDED** to permit inspection of the following premises at the date and time specified below.
| PREMISES | DATE AND TIME |
|-----------------------------------------------------------------------------|-----------------------|
| | |
| | |
| Any organization not a party to this suit that is subpoenaed for the taking | of a deposition shall |
designate one or more officers, directors, or managing agents, or other persons who consent to testify on its behalf, and may set forth, for each person designated, the matters on which the person will testify. Delaware Superior Court Civil Rule 30 (b) (6).
| REQUESTING PARTY'S NAME, ADDRESS AND PHONE NUMBER | Pacific Alliance Asia Opportunity Fund L.P. c/o O'Melveny & Myers LLP
7 Times Square, New York, NY 10036 - (212) 326-2000 | |
|-----------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------|------|
| SIGNATURE (FOR DELAWARE COURT USE ONLY)
CLERK OF COURT | | DATE |
| Case 22-50073 | Doc 1604-47 | | Filed 03/27/23 | Entered 03/27/23 14:12:10 | Page 26 |
|---------------------------|-------------|-------------------|----------------|---------------------------|---------|
| of 65
PROOF OF SERVICE | | | | | |
| SERVED | DATE | | PLACE | | |
| | | | | | |
| SERVED ON (PRINT NAME) | | MANNER OF SERVICE | | | |
| | | | | | |
| SERVED BY (PRINT NAME) | | TITLE | | | |
| | | | | | |
| DECLARATION
OF SERVER | | | | | |
I declare under penalty of perjury under the laws of the State of Delaware that the foregoing information contained in the Proof of Service is true and correct.
Executed on
DATE SIGNATURE OF SERVER
ADDRESS OF SERVER
### **Superior Court Civil Rule 45, Parts C, D & E:**
#### **(c) Protection of Persons Subject to Subpoenas.**
(1) A party or an attorney responsible for the issuance and service of a subpoena shall take reasonable steps to avoid imposing undue burden or expense on a person subject to that subpoena. The Court shall enforce this duty and impose upon the party or attorney in breach of this duty an appropriate sanction, which may include, but is not limited to, lost earnings and a reasonable attorney's fee.
(2)(A) A person commanded to produce and permit inspection and copying of designated books, papers, documents or tangible things or inspection of premises need not appear in person at the place of production or inspection unless commanded to appear for deposition, hearing or trial.
(B) Subject to paragraph (d)(2) of this rule, a person commanded to produce and permit inspection and copying may, within 14 days after service of the subpoena or before the time specified for compliance if such time is less than 14 days after service, serve upon the party or attorney designated in the subpoena written objection to inspection or copying of any or all of the designated materials or of the premises. If objection is made, the party serving the subpoena shall not be entitled to inspect and copy the materials or inspect the premises except pursuant to an order of the Court. If objection has been made, the party serving the subpoena may, upon notice to the person commanded to produce, move at any time for an order to compel the production. Such an order to compel production shall protect any person who is not a party or an officer of a party from significant expense resulting from the inspection and copying commanded.
(3)(A) On timely motion, the Court shall quash or modify the subpoena if it
(i) fails to allow reasonable time for compliance,
(ii) requires disclosure of privileged or other
protected matter and no exception or waiver applies, or
(iii) subjects a person to undue burden.
(B) If a subpoena
(i) requires disclosure of a trade secret or other confidential research, development, or commercial information, or
(ii) requires disclosure of an unretained expert's opinion or information not describing specific events or occurrences in dispute and resulting from the expert's study made not at the request of any party,
the Court may, to protect a person subject to or affected by the subpoena, quash or modify the subpoena or, if the party in whose behalf the subpoena is issued shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship and assures that the person to whom the subpoena is addressed will be reasonably compensated, the Court may order appearance or production only upon specified conditions.
#### **(d) Duties in Responding to Subpoena.**
(1) A person responding to a subpoena to produce documents shall produce them as they are kept in the usual course of business or shall organize and label them to correspond with the categories in the demand.
(2) When information subject to a subpoena is withheld on a claim that it is privileged or subject to protection as trial preparation materials, the claim shall be made expressly and shall be supported by a description of the nature of the documents, communications, or things not produced that is sufficient to enable the demanding party to contest the claim.
#### **(e) Contempt.**
Failure by any person without adequate excuse to obey a subpoena served upon that person may be deemed a contempt of court.
**Document List** of 65
**Index #**
Created on:05/03/2021 09:15 PM
New York County Supreme Court **652077/2017** NYSCEF
Case Caption: **Pacific Alliance Asia Opportunity Fund L.P. v. Kwok Ho Wan et al**
## Judge Name: **Barry R Ostrager**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|---------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|
| 1 | SUMMONS
Summons | Processed | 04/18/2017 | Seiden, R. |
| 2 | COMPLAINT
Complaint | Processed | 04/18/2017 | Seiden, R. |
| 3 | EXHIBIT(S)
2011 Facility Letter | Processed | 04/18/2017 | Seiden, R. |
| 4 | EXHIBIT(S)
Personal Guarantee | Processed | 04/18/2017 | Seiden, R. |
| 5 | AFFIRMATION/AFFIDAVIT OF SERVICE
Affidavit of Service | Processed | 04/21/2017 | Seiden, R. |
| 6 | STIPULATION - TIME TO ANSWER
Stipulation to Extend Time to Respond to Complaint | Processed | 05/26/2017 | Lee, F. |
| 7 | NOTICE OF MOTION
Notice of Motion to Dismiss | Processed | 06/29/2017 | Schiller, J. |
| 8 | MEMORANDUM OF LAW IN SUPPORT
Memorandum of Law in Support of Defendant's Motion
to Dismiss | Processed | 06/29/2017 | Schiller, J. |
| 9 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
Affirmation of Benjamin Margulis in Support of
Defendant's Motion to Dismiss | Processed | 06/29/2017 | Schiller, J. |
| 10 | EXHIBIT(S)
Margulis Aff. Exhibit 1 - Complaint | Processed | 06/29/2017 | Schiller, J. |
| 11 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
Affirmation of Fiona Yu in Support of Defendant's Motion
to Dismiss | Processed | 06/29/2017 | Schiller, J. |
| 12 | EXHIBIT(S)
Yu Aff. Ex. 1 - Loan Facility Letter dated February 4,
2008 | Processed | 06/29/2017 | Schiller, J. |
| 13 | EXHIBIT(S)
Yu Aff. Ex. 2 - Loan Facility Letter dated March 12, 2008 | Processed | 06/29/2017 | Schiller, J. |
| 14 | EXHIBIT(S)
Yu Aff. Ex. 3 - Deed of Settlement dated September 17,
2009 | Processed | 06/29/2017 | Schiller, J. |
| 15 | EXHIBIT(S)
Yu Aff. Ex. 4 - Personal Guarantee dated November 18,
2009 | Processed | 06/29/2017 | Schiller, J. |
| 16 | EXHIBIT(S)
Yu Aff. Ex. 5 - Loan Facility Letter dated March 16, 2011 | Processed | 06/29/2017 | Schiller, J. |
| 17 | EXHIBIT(S)
Yu Aff. Ex. 6 - Personal Guarantee dated March 16, | Processed | 06/29/2017 | Schiller, J. |
| 18 | EXHIBIT(S)
Yu Aff. Ex. 7 - Deed of Settlement dated April 19, 2013 | Processed | 06/29/2017 | Schiller, J. |
| 19 | EXHIBIT(S)
Yu Aff. Ex. 8 - Supplemental Deed of Settlement dated
December 13, 2013 | Processed | 06/29/2017 | Schiller, J. |
| 20 | EXHIBIT(S)
Yu Aff. Ex. 9 - Supplemental Deed of Settlement dated | Processed | 06/29/2017 | Schiller, J. |
**Document List** of 65
**Doc# Document Type/Information Status Date Received Filed By**
Created on:05/03/2021 09:15 PM
New York County Supreme Court **652077/2017**
May 15, 2014
**Index #**
21 EXHIBIT(S) Yu Aff. Ex. 10 - Supplemental Deed of Settlement dated July 11, 2014 Processed 06/29/2017 Schiller, J. 22 EXHIBIT(S) Yu Aff. Ex. 11 - Supplemental Deed of Settlement dated February 10, 2015 Processed 06/29/2017 Schiller, J. 23 EXHIBIT(S) Yu Aff. Ex. 12 - Option Agreement dated March 31, 2015 Processed 06/29/2017 Schiller, J. 24 AFFIDAVIT OR AFFIRMATION IN SUPPORT OF Affidavit of Kwok Ho Wan in Support of Defendant's Motion to Dismiss Processed 06/29/2017 Schiller, J. 25 RJI -RE: NOTICE OF MOTION Request for Judicial Intervention Processed 06/29/2017 Schiller, J. 26 ADDENDUM - COMMERCIAL DIVISION (840C) Processed 06/29/2017 Schiller, J. 27 NOTICE OF MOTION Notice of Plaintiff's Motion for Pre-Judgment Order of Attachment Processed 07/07/2017 Moss, E. 28 MEMORANDUM OF LAW IN SUPPORT Plaintiff's Memorandum of Law In Support Processed 07/07/2017 Moss, E. 29 AFFIDAVIT OR AFFIRMATION IN SUPPORT Affirmation of Pacific Alliance Asia Opportunity Fund L.P. In Support Processed 07/07/2017 Moss, E. 30 EXHIBIT(S) 2011 Facility Letter Processed 07/07/2017 Moss, E. 31 EXHIBIT(S) Personal Guarantee Processed 07/07/2017 Moss, E. 32 EXHIBIT(S) Original Deed of Settlement Processed 07/07/2017 Moss, E. 33 EXHIBIT(S) Supplemental Deed of Settlement Processed 07/07/2017 Moss, E. 34 EXHIBIT(S) Second Supplemental Deed of Settlement Processed 07/07/2017 Moss, E. 35 EXHIBIT(S) Third Supplemental Deed of Settlement Processed 07/07/2017 Moss, E. 36 EXHIBIT(S) Fourth Supplemental Deed of Settlement Processed 07/07/2017 Moss, E. 37 EXHIBIT(S) Option Agreement Processed 07/07/2017 Moss, E. 38 EXHIBIT(S) Kwok Notice of Demand Processed 07/07/2017 Moss, E. 39 EXHIBIT(S) Shiny Times Demand Letter Processed 07/07/2017 Moss, E. 40 AFFIDAVIT OR AFFIRMATION IN SUPPORT Affirmation of Derek Crane In Support Processed 07/07/2017 Moss, E. 41 AFFIDAVIT OR AFFIRMATION IN SUPPORT Affirmation of Christopher Gradel In Support Processed 07/07/2017 Moss, E.
New York County Supreme Court **652077/2017 Document List Index #** of 65
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|----------------------------------------------------------------------------------|-----------|---------------|----------|
| 42 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affirmation of Ian Zheng In Support | Processed | 07/07/2017 | Moss, E. |
| 43 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affidavit of Nathaniel Francis In Support | Processed | 07/07/2017 | Moss, E. |
| 44 | EXHIBIT(S)
Certificate of Incorporation | Processed | 07/07/2017 | Moss, E. |
| 45 | EXHIBIT(S)
Order | Processed | 07/07/2017 | Moss, E. |
| 46 | EXHIBIT(S)
Article | Processed | 07/07/2017 | Moss, E. |
| 47 | EXHIBIT(S)
Complaint | Processed | 07/07/2017 | Moss, E. |
| 48 | EXHIBIT(S)
Utility Bill | Processed | 07/07/2017 | Moss, E. |
| 49 | EXHIBIT(S)
Photos | Processed | 07/07/2017 | Moss, E. |
| 50 | EXHIBIT(S)
Article | Processed | 07/07/2017 | Moss, E. |
| 51 | EXHIBIT(S)
Business Record | Processed | 07/07/2017 | Moss, E. |
| 52 | EXHIBIT(S)
Public Land Records | Processed | 07/07/2017 | Moss, E. |
| 53 | EXHIBIT(S)
Article | Processed | 07/07/2017 | Moss, E. |
| 54 | EXHIBIT(S)
Article | Processed | 07/07/2017 | Moss, E. |
| 55 | EXHIBIT(S)
Article | Processed | 07/07/2017 | Moss, E. |
| 56 | EXHIBIT(S)
Article | Processed | 07/07/2017 | Moss, E. |
| 57 | EXHIBIT(S)
Article | Processed | 07/07/2017 | Moss, E. |
| 58 | EXHIBIT(S)
Article | Processed | 07/07/2017 | Moss, E. |
| 59 | EXHIBIT(S)
Article | Processed | 07/07/2017 | Moss, E. |
| 60 | EXHIBIT(S)
Summons | Processed | 07/07/2017 | Moss, E. |
| 61 | EXHIBIT(S)
Certified Translation | Processed | 07/07/2017 | Moss, E. |
| 62 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affirmation of Edward Moss In Support | Processed | 07/07/2017 | Moss, E. |
| 63 | EXHIBIT(S)
Complaint | Processed | 07/07/2017 | Moss, E. |
| 64 | EXHIBIT(S)
Stipulation | Processed | 07/07/2017 | Moss, E. |
| 65 | EXHIBIT(S)
Motion to Dismiss Papers | Processed | 07/07/2017 | Moss, E. |
New York County Supreme Court **652077/2017 Document List Index #** of 65
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|----------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|
| 66 | MEMORANDUM OF LAW IN OPPOSITION
Defendant's Memorandum of Law in Opposition to
Plaintiff's Motion for Pre-Judgment Order of Attachme | Processed | 08/01/2017 | Schiller, J. |
| 67 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION
Affirmation of Joshua I. Schiller in Opposition to
Plaintiff's Motion for Pre-Judgment Order of Atta | Processed | 08/01/2017 | Schiller, J. |
| 68 | EXHIBIT(S)
Realtor.com Website | Processed | 08/01/2017 | Schiller, J. |
| 69 | EXHIBIT(S)
XF444641 Delivery Notice | Processed | 08/01/2017 | Schiller, J. |
| 70 | EXHIBIT(S)
XF444738 Delivery Notice | Processed | 08/01/2017 | Schiller, J. |
| 71 | EXHIBIT(S)
XF444752 Delivery Notice | Processed | 08/01/2017 | Schiller, J. |
| 72 | EXHIBIT(S)
XF444641 Purchase Agreement | Processed | 08/01/2017 | Schiller, J. |
| 73 | EXHIBIT(S)
XF444738 Purchase Agreement | Processed | 08/01/2017 | Schiller, J. |
| 74 | EXHIBIT(S)
XF444752 Purchase Agreement | Processed | 08/01/2017 | Schiller, J. |
| 75 | MEMORANDUM OF LAW IN OPPOSITION
Plaintiff's Memorandum of Law in Opposition to
Defendants Motion to Dismiss Complaint | Processed | 08/01/2017 | Moss, E. |
| 76 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION
Affirmation of Edward Moss in Opposition to Defendant's
Motion to Dismiss | Processed | 08/01/2017 | Moss, E. |
| 77 | EXHIBIT(S)
Article | Processed | 08/01/2017 | Moss, E. |
| 78 | EXHIBIT(S)
Article | Processed | 08/01/2017 | Moss, E. |
| 79 | EXHIBIT(S)
Article | Processed | 08/01/2017 | Moss, E. |
| 80 | EXHIBIT(S)
Article | Processed | 08/01/2017 | Moss, E. |
| 81 | EXHIBIT(S)
Article | Processed | 08/01/2017 | Moss, E. |
| 82 | EXHIBIT(S)
Article | Processed | 08/01/2017 | Moss, E. |
| 83 | EXHIBIT(S)
Article | Processed | 08/01/2017 | Moss, E. |
| 84 | EXHIBIT(S)
Article | Processed | 08/01/2017 | Moss, E. |
| 85 | EXHIBIT(S)
Certified Translation | Processed | 08/01/2017 | Moss, E. |
| 86 | AFFIDAVIT
First Affidavit of Fei-Xue Qian | Processed | 08/01/2017 | Moss, E. |
**Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|-------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|
| 87 | EXHIBIT(S)
Mandarin Transcription | Processed | 08/01/2017 | Moss, E. |
| 88 | EXHIBIT(S)
English Translation | Processed | 08/01/2017 | Moss, E. |
| 89 | AFFIDAVIT
Second Affidavit of Fei-Xue Qian | Processed | 08/01/2017 | Moss, E. |
| 90 | EXHIBIT(S)
Mandarin Transcription | Processed | 08/01/2017 | Moss, E. |
| 91 | EXHIBIT(S)
English Translation | Processed | 08/01/2017 | Moss, E. |
| 92 | MEMORANDUM OF LAW IN REPLY
Defendant's Reply Memorandum of Law in Further
Support of Defendant's Motion to Dismiss | Processed | 08/07/2017 | Schiller, J. |
| 93 | MEMORANDUM OF LAW IN REPLY
Reply Memorandum in Support of Motion for Pre
Judgment Order of Attachment | Processed | 08/07/2017 | Moss, E. |
| 94 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affirmation of Vishal Prakash Melwani in Support of
Motion for Pre-Judgment Order of Attachment | Processed | 08/07/2017 | Moss, E. |
| 95 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affirmation of Catherine Yang in Support of Motion for
Pre-Judgment Order of Attachment | Processed | 08/07/2017 | Moss, E. |
| 96 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affirmation of Edward Moss in Support of Motion for Pre
Judgment Order of Attachment | Processed | 08/07/2017 | Moss, E. |
| 97 | EXHIBIT(S)
(Article) | Processed | 08/07/2017 | Moss, E. |
| 98 | COURT NOTICE
Filing on Behalf of - Hon. Barry R. Ostrager | Processed | 08/11/2017 | Court User |
| 99 | LETTER / CORRESPONDENCE TO JUDGE
Letter from S. Sarnoff to Justice Ostrager re Proposed
Sur-Reply to Defendants' Motion to Dismiss | Processed | 09/06/2017 | Sarnoff, S. |
| 100 | MEMORANDUM OF LAW
Proposed Sur-Reply Memorandum In Opposition to
Defendant's Motion to Dismiss | Processed | 09/06/2017 | Sarnoff, S. |
| 101 | COURT NOTICE
Filing on Behalf of - Rose Ann Magaldi, Law Clerk | Processed | 09/07/2017 | Court User |
| 102 | DECISION + ORDER ON MOTION | Processed | 09/20/2017 | Court User |
| 103 | DECISION + ORDER ON MOTION | Processed | 09/20/2017 | Court User |
| 104 | NOTICE OF ENTRY | Processed | 09/22/2017 | Schiller, J. |
| 105 | NOTICE OF ENTRY | Processed | 09/22/2017 | Schiller, J. |
| 106 | TRANSCRIPT - SO ORDERED | Processed | 10/02/2017 | Court User |
| 107 | NOTICE OF APPEAL
Notice of Appeal | Processed | 10/18/2017 | Sarnoff, S. |
**Document List** of 65
**Index #**
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|-----------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|
| 108 | EXHIBIT(S)
Decision and Order, Motion Sequence 001 | Processed | 10/18/2017 | Sarnoff, S. |
| 109 | EXHIBIT(S)
So-Ordered Transcript of Proceedings | Processed | 10/18/2017 | Sarnoff, S. |
| 110 | PRE-ARGUMENT STATEMENT
Pre-Argument Statement | Processed | 10/18/2017 | Sarnoff, S. |
| 111 | TRANSCRIPT - SO ORDERED | Processed | 10/26/2017 | Court User |
| 112 | NOTICE OF ENTRY
Notice of Entry of Decision and Order | Processed | 04/05/2018 | Sarnoff, S. |
| 113 | EXHIBIT(S)
Appellate Division, First Department Decision and Order
of April 5, 2018 | Processed | 04/05/2018 | Sarnoff, S. |
| 114 | NOTICE OF APPEARANCE (POST RJI) | Processed | 04/09/2018 | Searles, J. |
| 115 | STIPULATION - TIME TO ANSWER
Extending Time to Answer | Processed | 04/09/2018 | Searles, J. |
| 116 | LETTER / CORRESPONDENCE TO JUDGE
Letter from E. Moss to Justice Ostrager re Motion for
Pre-Judgment Order of Attachment | Processed | 04/10/2018 | Moss, E. |
| 117 | AFFIDAVIT
Proposed Transcriber Affidavit in Support of Motion for
Pre-Judgment Order of Attachment | Processed | 04/10/2018 | Moss, E. |
| 118 | AFFIDAVIT
Proposed Translator Affidavit in Support of Motion for
Pre-Judgment Order of Attachment | Processed | 04/10/2018 | Moss, E. |
| 119 | AFFIRMATION
Proposed Moss Affirmation in Support of Motion for Pre
Judgment Order of Attachment | Processed | 04/10/2018 | Moss, E. |
| 120 | COURT NOTICE
Filing on Behalf of - Rose Ann Magaldi, Law Clerk | Processed | 04/11/2018 | Court User |
| 121 | REMITTITUR | Processed | 04/11/2018 | Court User |
| 122 | NOTICE OF MOTION
NOTICE OF PLAINTIFF'S MOTION FOR PRE
JUDGMENT ORDER OF ATTACHMENT | Processed | 04/24/2018 | Sarnoff, S. |
| 123 | MEMORANDUM OF LAW IN SUPPORT
MEMORANDUM OF LAW IN SUPPORT OF PLAINTIFF
PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.'S
MOTION FOR P | Processed | 04/24/2018 | Sarnoff, S. |
| 124 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
AFFIRMATION OF PACIFIC ALLIANCE ASIA
OPPORTUNITY FUND L.P. IN SUPPORT OF
PLAINTIFF PACIFIC ALLIANCE | Processed | 04/24/2018 | Sarnoff, S. |
| 125 | EXHIBIT(S)
2011 Facility Letter | Processed | 04/24/2018 | Sarnoff, S. |
| 126 | EXHIBIT(S)
Personal Guarantee | Processed | 04/24/2018 | Sarnoff, S. |
| 127 | EXHIBIT(S)
Original Deed of Settlement | Processed | 04/24/2018 | Sarnoff, S. |
**Document List Index #** of 65
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|
| 128 | EXHIBIT(S)
Supplemental Deed of Settlement | Processed | 04/24/2018 | Sarnoff, S. |
| 129 | EXHIBIT(S)
Second Deed of Settlement | Processed | 04/24/2018 | Sarnoff, S. |
| 130 | EXHIBIT(S)
Third Deed of Settlement | Processed | 04/24/2018 | Sarnoff, S. |
| 131 | EXHIBIT(S)
Fourth Deed of Settlement | Processed | 04/24/2018 | Sarnoff, S. |
| 132 | EXHIBIT(S)
Option Agreement | Processed | 04/24/2018 | Sarnoff, S. |
| 133 | EXHIBIT(S)
Kwok Notice of Demand | Processed | 04/24/2018 | Sarnoff, S. |
| 134 | EXHIBIT(S)
Shiny Times Demand Letter | Processed | 04/24/2018 | Sarnoff, S. |
| 135 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
AFFIRMATION OF DEREK CRANE IN SUPPORT OF
PLAINTIFF'S MOTION FOR PRE-JUDGMENT ORDER
OF ATTACHMENT | Processed | 04/24/2018 | Sarnoff, S. |
| 136 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
AFFIRMATION OF CHRISTOPHER GRADEL IN
SUPPORT OF PLAINTIFF'S MOTION FOR PRE
JUDGMENT ORDER OF ATTACHM | Processed | 04/24/2018 | Sarnoff, S. |
| 137 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
AFFIRMATION OF IAN ZHENG IN SUPPORT OF
PLAINTIFF'S MOTION FOR PRE-JUDGMENT ORDER
OF ATTACHMENT | Processed | 04/24/2018 | Sarnoff, S. |
| 138 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
AFFIRMATION OF CATHERINE YANG IN SUPPORT
OF PLAINTIFF PACIFIC ALLIANCE ASIA
OPPORTUNITY FUND L.P.'S | Processed | 04/24/2018 | Sarnoff, S. |
| 139 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
AFFIRMATION OF VISHAL PRAKASH MELWANI IN
SUPPORT OF PLAINTIFF PACIFIC ALLIANCE ASIA
OPPORTUNITY FUND | Processed | 04/24/2018 | Sarnoff, S. |
| 140 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
AFFIDAVIT OF NATHANIEL FRANCIS IN SUPPORT
OF PLAINTIFF PACIFIC ALLIANCE ASIA
OPPORTUNITY FUND L.P.'S | Processed | 04/24/2018 | Sarnoff, S. |
| 141 | EXHIBIT(S)
Corporate Formation Documents | Processed | 04/24/2018 | Sarnoff, S. |
| 142 | EXHIBIT(S)
BVI Court Order | Processed | 04/24/2018 | Sarnoff, S. |
| 143 | EXHIBIT(S)
News Article | Processed | 04/24/2018 | Sarnoff, S. |
| 144 | EXHIBIT(S)
Complaint | Processed | 04/24/2018 | Sarnoff, S. |
| 145 | EXHIBIT(S)
Utilities Payment Record | Processed | 04/24/2018 | Sarnoff, S. |
| 146 | EXHIBIT(S)
Photographs | Processed | 04/24/2018 | Sarnoff, S. |
New York County Supreme Court **652077/2017 Document List Index #** of 65
**Document List** of 65
New York County Supreme Court **652077/2017 Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|--------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|
| 170 | EXHIBIT(S)
Aug. 1, 2017 Schiller Affirmation with Exhibits (Dkt. #'s
67-74) | Processed | 05/16/2018 | Searles, J. |
| 171 | EXHIBIT(S)
April 26, 2017 NYT Article | Processed | 05/16/2018 | Searles, J. |
| 172 | EXHIBIT(S)
April 26, 2017 Quartz Media LLC Article | Processed | 05/16/2018 | Searles, J. |
| 173 | EXHIBIT(S)
June 9, 2017 CNBC Article | Processed | 05/16/2018 | Searles, J. |
| 174 | EXHIBIT(S)
May 30, 2017 NYT Article | Processed | 05/16/2018 | Searles, J. |
| 175 | EXHIBIT(S)
April 19, 2017 NYT Article | Processed | 05/16/2018 | Searles, J. |
| 176 | EXHIBIT(S)
September 29, 2017 Free Beacon Article | Processed | 05/16/2018 | Searles, J. |
| 177 | EXHIBIT(S)
October 22, 2017 WSJ Article | Processed | 05/16/2018 | Searles, J. |
| 178 | EXHIBIT(S)
October 23, 2017 CNBC Article | Processed | 05/16/2018 | Searles, J. |
| 179 | EXHIBIT(S)
July 22, 2017 Reuters Article | Processed | 05/16/2018 | Searles, J. |
| 180 | EXHIBIT(S)
April 9, 2018 Foley Hoag Letter | Processed | 05/16/2018 | Searles, J. |
| 181 | EXHIBIT(S)
March 21, 2018 NYT Article | Processed | 05/16/2018 | Searles, J. |
| 182 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION
Affidavit of Yan Ping Wang | Processed | 05/16/2018 | Searles, J. |
| 183 | EXHIBIT(S)
Genever Register of Members | Processed | 05/16/2018 | Searles, J. |
| 184 | EXHIBIT(S)
Genever Certificate of Registration of Charge | Processed | 05/16/2018 | Searles, J. |
| 185 | EXHIBIT(S)
Property Acceptance Confirmation Notes | Processed | 05/16/2018 | Searles, J. |
| 186 | MEMORANDUM OF LAW IN SUPPORT
REPLY MEMORANDUM OF LAW IN SUPPORT OF
PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY
FUND L.P.S MOTION | Processed | 05/23/2018 | Sarnoff, S. |
| 187 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
AFFIDAVIT OF JOHN HILL IN SUPPORT OF
PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY
FUND L.P.'S MOTION | Processed | 05/23/2018 | Sarnoff, S. |
| 188 | EXHIBIT(S)
May 21, 2015 UCC-1 Report | Processed | 05/23/2018 | Sarnoff, S. |
| 189 | EXHIBIT(S)
March 29, 2017 UCC-1 Report | Processed | 05/23/2018 | Sarnoff, S. |
| 190 | EXHIBIT(S)
Complaint Wengui v. Wu | Processed | 05/23/2018 | Sarnoff, S. |
**Document List** of 65
New York County Supreme Court **652077/2017 Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|
| 191 | COURT NOTICE
Filing on Behalf of - Hon. Barry R. Ostrager | Processed | 05/29/2018 | Court User |
| 192 | DECISION + ORDER ON MOTION | Processed | 06/29/2018 | Court User |
| 193 | NOTICE OF ENTRY | Processed | 07/09/2018 | Searles, J. |
| 194 | ORDER - PRELIMINARY CONFERENCE | Processed | 07/10/2018 | Court User |
| 195 | LETTER / CORRESPONDENCE TO JUDGE
Letter from E. Moss to Justice Ostrager re Stipulation
and Proposed Order for Production and Exchang | Processed | 07/10/2018 | Moss, E. |
| 196 | EXHIBIT(S)
Stipulation and Proposed Order for Production and
Exchange of Confidential Information (PROPOSED) | Processed | 07/10/2018 | Moss, E. |
| 197 | EXHIBIT(S)
Stipulation and Proposed Order for Production and
Exchange of Confidential Information (REDLINE) | Processed | 07/10/2018 | Moss, E. |
| 198 | STIPULATION - SO ORDERED | Processed | 07/11/2018 | Court User |
| 199 | TRANSCRIPT - SO ORDERED | Processed | 08/29/2018 | Court User |
| 200 | LETTER / CORRESPONDENCE TO JUDGE | Processed | 09/11/2018 | Moss, E. |
| 201 | STIPULATION - SO ORDERED | Processed | 10/10/2018 | Court User |
| 202 | STIPULATION - OTHER - ( REQUEST TO SO ORDER )
Stipulation re Request Extension to Commercial Division
Rule 17 Word Limits | Processed | 11/09/2018 | Moss, E. |
| 203 | STIPULATION - SO ORDERED | Processed | 11/13/2018 | Court User |
| 204 | STIPULATION - SO ORDERED | Processed | 11/14/2018 | Court User |
| 205 | NOTICE OF MOTION - *Corrected*
Notice of Plaintiff's Renewed Motion for Pre-Judgment
Order Of Attachment | Processed | 11/19/2018 | Moss, E. |
| 206 | MEMORANDUM OF LAW IN SUPPORT
Plaintiff Pacific Alliance Asia Opportunity Fund L.P.s
Memorandum of Law in Support of its Motion fo | Processed | 11/15/2018 | Moss, E. |
| 207 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affirmation of Edward Moss, Esq. In Support of Plaintiff
Pacific Alliance Asia Opportunity Fund L.P. | Processed | 11/15/2018 | Moss, E. |
| 208 | EXHIBIT(S)
June 28, 2018 Decision and Order | Processed | 11/15/2018 | Moss, E. |
| 209 | EXHIBIT(S)
April 24, 2018 Memorandum of Law in Support | Processed | 11/15/2018 | Moss, E. |
| 210 | EXHIBIT(S)
January 30, 2018 Complaint | Processed | 11/15/2018 | Moss, E. |
| 211 | EXHIBIT(S)
October 3, 2018 Deposition Transcript Excerpts
(REDACTED - Partially Under Seal) | Processed | 11/15/2018 | Moss, E. |
#### **Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|------------------------------------------------------------------------------------------------------|-----------|---------------|----------|
| 212 | EXHIBIT(S)
March 4, 2015 Letter (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 213 | EXHIBIT(S)
May 15, 2018 Affidavit with Exhibits | Processed | 11/15/2018 | Moss, E. |
| 214 | EXHIBIT(S)
September 24, 2018 Deposition Transcript Excerpts
(REDACTED - Partially Under Seal) | Processed | 11/15/2018 | Moss, E. |
| 215 | EXHIBIT(S)
March 4, 2015 Letter (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 216 | EXHIBIT(S)
February 27, 2015 Letter (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 217 | EXHIBIT(S)
April 7, 2017 Answer to Complaint | Processed | 11/15/2018 | Moss, E. |
| 218 | EXHIBIT(S)
March 3, 2015 email with attachment (FILED UNDER
SEAL) | Processed | 11/15/2018 | Moss, E. |
| 219 | EXHIBIT(S)
August 3, 2018 Responses and Objections to Subpoena | Processed | 11/15/2018 | Moss, E. |
| 220 | EXHIBIT(S)
March 4, 2015 Debit Advice Statement (FILED UNDER
SEAL) | Processed | 11/15/2018 | Moss, E. |
| 221 | EXHIBIT(S)
May 21, 2015 Certificate of Registration of Charge | Processed | 11/15/2018 | Moss, E. |
| 222 | EXHIBIT(S)
May 21, 2015 UCC Financing Statement | Processed | 11/15/2018 | Moss, E. |
| 223 | EXHIBIT(S)
October 7, 2015 realtor.com article | Processed | 11/15/2018 | Moss, E. |
| 224 | EXHIBIT(S)
May 12, 2017 email (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 225 | EXHIBIT(S)
June 16, 2016 TheRealDeal.com article | Processed | 11/15/2018 | Moss, E. |
| 226 | EXHIBIT(S)
June 29, 2016 email chain (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 227 | EXHIBIT(S)
May 21, 2015 Notice of Satisfaction or Release of
Registered Charge | Processed | 11/15/2018 | Moss, E. |
| 228 | EXHIBIT(S)
March 29, 2017 UCC Financing Statement Amendment | Processed | 11/15/2018 | Moss, E. |
| 229 | EXHIBIT(S)
May 23, 2018 Reply Memorandum of Law | Processed | 11/15/2018 | Moss, E. |
| 230 | EXHIBIT(S)
June 2017 email chain (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 231 | EXHIBIT(S)
June 27, 2018 Hearing Pledge Documents | Processed | 11/15/2018 | Moss, E. |
| 232 | EXHIBIT(S)
May 18, 2018 TheRealDeal.com article | Processed | 11/15/2018 | Moss, E. |
| 233 | EXHIBIT(S)
April 10, 2018 Letter | Processed | 11/15/2018 | Moss, E. |
**Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|-----------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|----------|
| 234 | EXHIBIT(S)
October 9, 2018 email (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 235 | EXHIBIT(S)
October 11, 2018 Deposition Transcript Excerpts
(REDACTED - Partially Under Seal) | Processed | 11/15/2018 | Moss, E. |
| 236 | EXHIBIT(S)
March 6, 2015 Proprietary Lease (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 237 | EXHIBIT(S)
August 17, 2018 letter (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 238 | EXHIBIT(S)
May 16, 2018 Memorandum of Law in Opposition | Processed | 11/15/2018 | Moss, E. |
| 239 | EXHIBIT(S)
June 27, 2018 Hearing Transcript | Processed | 11/15/2018 | Moss, E. |
| 240 | EXHIBIT(S)
February 14, 2018 Notice of Satisfaction or Release of
Registered Charge | Processed | 11/15/2018 | Moss, E. |
| 241 | EXHIBIT(S)
November 10, 2016 email chain (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 242 | EXHIBIT(S)
March 12, 2008 Amended Facility Letter | Processed | 11/15/2018 | Moss, E. |
| 243 | EXHIBIT(S)
August 3, 2018 Responses and Objections to Plaintiffs
Second Set of Requests for the Production of D | Processed | 11/15/2018 | Moss, E. |
| 244 | EXHIBIT(S)
June 18, 2018 email (FILED UNDER SEAL) | Processed | 11/15/2018 | Moss, E. |
| 245 | EXHIBIT(S)
September 28, 2018 email chain | Processed | 11/15/2018 | Moss, E. |
| 246 | EXHIBIT(S)
July 30, 2018 Responses and Objections to Plaintiffs
Amended First Set of Interrogatories | Processed | 11/15/2018 | Moss, E. |
| 247 | EXHIBIT(S)
November 14, 2018 TheRealDeal.com article | Processed | 11/15/2018 | Moss, E. |
| 248 | EXHIBIT(S)
November 9, 2018 Stipulation | Processed | 11/15/2018 | Moss, E. |
| 249 | LETTER / CORRESPONDENCE TO JUDGE
Letter from Eddie Moss to Justice Ostrager re Filing
Under Seal | Processed | 11/15/2018 | Moss, E. |
| 250 | MEMORANDUM OF LAW IN SUPPORT
Memorandum of Law in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.'s Motion for P | Processed | 11/28/2018 | Moss, E. |
| 251 | EXHIBIT(S)
October 3, 2018 Deposition Transcript Excerpts - Dkt.
No. 211 | Processed | 11/28/2018 | Moss, E. |
| 252 | EXHIBIT(S)
March 4, 2015 Letter - Dkt. No. 212 | Processed | 11/28/2018 | Moss, E. |
| 253 | EXHIBIT(S)
September 24, 2018 Deposition Transcript Excerpts -
Dkt. No. 214 | Processed | 11/28/2018 | Moss, E. |
| 254 | EXHIBIT(S)
March 4, 2015 Letter - Dkt. No. 215 | Processed | 11/28/2018 | Moss, E. |
New York County Supreme Court **652077/2017**
**Document List** of 65
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|--------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|
| 255 | EXHIBIT(S)
February 27, 2015 Letter - Dkt. No. 216 | Processed | 11/28/2018 | Moss, E. |
| 256 | EXHIBIT(S)
March 3, 2015 email with attachment - Dkt. No. 218 | Processed | 11/28/2018 | Moss, E. |
| 257 | EXHIBIT(S)
March 4, 2015 Debit Advice Statement - Dkt. No. 220 | Processed | 11/28/2018 | Moss, E. |
| 258 | EXHIBIT(S)
May 12, 2017 email - Dkt. No. 224 | Processed | 11/28/2018 | Moss, E. |
| 259 | EXHIBIT(S)
June 29, 2016 email chain - Dkt. No. 226 | Processed | 11/28/2018 | Moss, E. |
| 260 | EXHIBIT(S)
June 2017 email chain - Dkt. No. 230 | Processed | 11/28/2018 | Moss, E. |
| 261 | EXHIBIT(S)
October 9, 2018 email - Dkt. No. 234 | Processed | 11/28/2018 | Moss, E. |
| 262 | EXHIBIT(S)
October 11, 2018 Deposition Transcript Excerpts - Dkt.
No. 235 | Processed | 11/28/2018 | Moss, E. |
| 263 | EXHIBIT(S)
March 6, 2015 Proprietary Lease - Dkt. No. 236 | Processed | 11/28/2018 | Moss, E. |
| 264 | EXHIBIT(S)
August 17, 2018 letter - Dkt. No. 237 | Processed | 11/28/2018 | Moss, E. |
| 265 | EXHIBIT(S)
November 10, 2016 email chain - Dkt. No. 241 | Processed | 11/28/2018 | Moss, E. |
| 266 | EXHIBIT(S)
June 18, 2018 email - Dkt. No. 244 | Processed | 11/28/2018 | Moss, E. |
| 267 | STIPULATION - ADJOURNMENT OF MOTION -IN
SUBMISSIONS PART -RM 130 | Processed | 12/07/2018 | Searles, J. |
| 268 | MEMORANDUM OF LAW IN OPPOSITION | Processed | 12/14/2018 | Searles, J. |
| 269 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION | Processed | 12/14/2018 | Searles, J. |
| 270 | EXHIBIT(S)
09.24.18 - Ullman Deposition Transcript Excerpts | Processed | 12/14/2018 | Searles, J. |
| 271 | EXHIBIT(S)
07.30.18 Letter from the Sherry-Netherland | Processed | 12/14/2018 | Searles, J. |
| 272 | MEMORANDUM OF LAW IN REPLY
Reply Memorandum Of Law In Support of Plaintiff's
Motion for Pre-Judgment Order Of Attachment | Processed | 01/18/2019 | Moss, E. |
| 273 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affirmation Of David Lukmire, Esq. In Support | Processed | 01/18/2019 | Moss, E. |
| 274 | EXHIBIT(S)
Preliminary Conference Order | Processed | 01/18/2019 | Moss, E. |
| 275 | EXHIBIT(S)
Decision And Order | Processed | 01/18/2019 | Moss, E. |
| 276 | EXHIBIT(S)
Article | Processed | 01/18/2019 | Moss, E. |
**Document List Index #** of 65
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|
| 277 | COURT NOTICE
Filing on Behalf of - Hon. Barry R. Ostrager | Processed | 01/23/2019 | Court User |
| 278 | COURT NOTICE
Filing on Behalf of - Hon. Barry R. Ostrager | Processed | 02/07/2019 | Court User |
| 279 | COURT NOTICE
Filing on Behalf of - Zack Goldberg - Law Clerk for
Justice Ostrager | Processed | 03/08/2019 | Court User |
| 280 | COURT NOTICE
Filing on Behalf of - Hon. Barry R. Ostrager | Processed | 03/14/2019 | Court User |
| 281 | TRANSCRIPT OF PROCEEDINGS
Transcript Of Proceedings of March 8, 2019 | Processed | 03/21/2019 | Moss, E. |
| 282 | NOTICE OF MOTION
NOTICE OF PLAINTIFFS MOTION FOR LEAVE TO
AMEND THE COMPLAINT | Processed | 04/02/2019 | Moss, E. |
| 283 | MEMORANDUM OF LAW IN SUPPORT
PLAINTIFFS MEMORANDUM OF LAW IN SUPPORT
OF ITS MOTION FOR LEAVE TO AMEND THE | Processed | 04/02/2019 | Moss, E. |
| 284 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
AFFIRMATION OF EDWARD MOSS, ESQ. IN
SUPPORT OF PLAINTIFF PACIFIC ALLIANCE ASIA
OPPORTUNITY FUND L.P. | Processed | 04/02/2019 | Moss, E. |
| 285 | EXHIBIT(S)
Summonses and Proposed First Amended Complaint | Processed | 04/02/2019 | Moss, E. |
| 286 | EXHIBIT(S)
Blackline Comparison | Processed | 04/02/2019 | Moss, E. |
| 287 | EXHIBIT(S)
Summons | Processed | 04/02/2019 | Moss, E. |
| 288 | EXHIBIT(S)
Decision and Order | Processed | 04/02/2019 | Moss, E. |
| 289 | EXHIBIT(S)
Corporate Documents | Processed | 04/02/2019 | Moss, E. |
| 290 | EXHIBIT(S)
Brief | Processed | 04/02/2019 | Moss, E. |
| 291 | EXHIBIT(S)
Deposition Transcript | Processed | 04/02/2019 | Moss, E. |
| 292 | EXHIBIT(S)
Financial Documents | Processed | 04/02/2019 | Moss, E. |
| 293 | EXHIBIT(S)
Deposition Transcript | Processed | 04/02/2019 | Moss, E. |
| 294 | EXHIBIT(S)
Financial Document | Processed | 04/02/2019 | Moss, E. |
| 295 | EXHIBIT(S)
Affidavit | Processed | 04/02/2019 | Moss, E. |
| 296 | EXHIBIT(S)
Certificate of Registration of Charge | Processed | 04/02/2019 | Moss, E. |
| 297 | EXHIBIT(S)
UCC Financing Statement | Processed | 04/02/2019 | Moss, E. |
| 298 | EXHIBIT(S)
E-mail Chain | Processed | 04/02/2019 | Moss, E. |
**Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|---------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|
| 299 | EXHIBIT(S)
Financial Documents | Processed | 04/02/2019 | Moss, E. |
| 300 | EXHIBIT(S)
Pledge Document | Processed | 04/02/2019 | Moss, E. |
| 301 | EXHIBIT(S)
Deposition Transcript | Processed | 04/02/2019 | Moss, E. |
| 302 | EXHIBIT(S)
Letter | Processed | 04/02/2019 | Moss, E. |
| 303 | EXHIBIT(S)
Hearing Transcript | Processed | 04/02/2019 | Moss, E. |
| 304 | EXHIBIT(S)
Certificate of Registration of Charge | Processed | 04/02/2019 | Moss, E. |
| 305 | EXHIBIT(S)
UCC Financing Statement | Processed | 04/02/2019 | Moss, E. |
| 306 | STIPULATION - SO ORDERED | Processed | 04/03/2019 | Court User |
| 307 | LETTER / CORRESPONDENCE TO JUDGE
Letter from E. Moss to Justice Ostrager re Extension of
Pre-Hearing Submissions Deadline to April 19 | Processed | 04/05/2019 | Moss, E. |
| 308 | STIPULATION - OTHER | Processed | 04/17/2019 | Moss, E. |
| 309 | COMPLAINT (AMENDED)
First Amended Complaint | Processed | 04/18/2019 | Moss, E. |
| 310 | EXHIBIT(S)
Personal Guarantee | Processed | 04/18/2019 | Moss, E. |
| 311 | EXHIBIT(S)
Loan Facility | Processed | 04/18/2019 | Moss, E. |
| 312 | EXHIBIT(S)
Amended Loan Facility | Processed | 04/18/2019 | Moss, E. |
| 313 | EXHIBIT(S)
Settlement Deed | Processed | 04/18/2019 | Moss, E. |
| 314 | EXHIBIT(S)
Personal Guarantee | Processed | 04/18/2019 | Moss, E. |
| 315 | EXHIBIT(S)
Loan Facility Letter | Processed | 04/18/2019 | Moss, E. |
| 316 | EXHIBIT(S)
Deed of Settlement | Processed | 04/18/2019 | Moss, E. |
| 317 | EXHIBIT(S)
Settlement Extension | Processed | 04/18/2019 | Moss, E. |
| 318 | EXHIBIT(S)
Settlement Extension | Processed | 04/18/2019 | Moss, E. |
| 319 | EXHIBIT(S)
Settlement Extension | Processed | 04/18/2019 | Moss, E. |
| 320 | EXHIBIT(S)
Settlement Extension | Processed | 04/18/2019 | Moss, E. |
| 321 | EXHIBIT(S)
Option Agreement | Processed | 04/18/2019 | Moss, E. |
| 322 | SUMMONS (POST RJI) (AMENDED)
Genever Holdings Corporation Amended Summons | Processed | 04/18/2019 | Moss, E. |
**Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|-----------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-----------------|
| 323 | SUMMONS (POST RJI) (AMENDED)
Genever Holdings LLC Amended Summons | Processed | 04/18/2019 | Moss, E. |
| 324 | NOTICE OF CHANGE OF ATTORNEY (POST RJI)
Notice of Withdrawal of Appearance of David Lukmire | Processed | 04/18/2019 | Moss, E. |
| 325 | LETTER / CORRESPONDENCE TO JUDGE
Letter to J. Ostrager Re Pre-Hearing Materials | Processed | 04/19/2019 | Moss, E. |
| 326 | EXHIBIT(S)
Exhibit List | Processed | 04/19/2019 | Moss, E. |
| 327 | EXHIBIT(S)
Depo Designations (Kwok) | Processed | 04/19/2019 | Moss, E. |
| 328 | EXHIBIT(S)
Depo Designations (Horvitz) | Processed | 04/19/2019 | Moss, E. |
| 329 | DECISION + ORDER ON MOTION | Processed | 04/24/2019 | Court User |
| 330 | DECISION + ORDER ON MOTION | Processed | 04/30/2019 | Court User |
| 331 | TRANSCRIPT - SO ORDERED | Processed | 05/08/2019 | Court User |
| 332 | ANSWER | Processed | 05/24/2019 | Searles, J. |
| 333 | STIPULATION - SO ORDERED | Processed | 06/04/2019 | Court User |
| 334 | NOTICE OF CHANGE OF ATTORNEY (POST RJI)
Notice of Withdrawal of Appearance of Garabed
Hoplamazian | Processed | 06/13/2019 | Hoplamazian, G. |
| 335 | COURT NOTICE | Processed | 09/10/2019 | Court User |
| 336 | STIPULATION - SO ORDERED | Processed | 09/10/2019 | Court User |
| 337 | STIPULATION - DISCOVERY ( REQUEST TO SO | Processed | 11/01/2019 | Searles, J. |
| 338 | CONSENT TO CHANGE ATTORNEY (POST RJI)
Consent to Change attorney | Processed | 11/19/2019 | Mitchell, A. |
| 339 | STIPULATION - ADJOURNMENT OF CONFERENCE
Joint Stipulation to Adjourn Status Conference | Processed | 12/05/2019 | Moss, E. |
| 340 | COURT NOTICE
Filing on Behalf of - Rose Ann Magaldi, Law Clerk | Processed | 12/06/2019 | Court User |
| 341 | LETTER / CORRESPONDENCE TO JUDGE
Joint Letter to Justice Ostrager re: Court's December 6,
2019 Notice | Processed | 12/11/2019 | Moss, E. |
| 342 | ORDER - OTHER | Processed | 01/22/2020 | Court User |
| 343 | NOTICE OF MOTION
Notice of Plaintiff's Motion for Costs and Sanctions | Processed | 03/03/2020 | Moss, E. |
| 344 | MEMORANDUM OF LAW IN SUPPORT
Memorandum of Law in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.'s Motion for C | Processed | 03/03/2020 | Moss, E. |
| 345 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
Affirmation of Edward Moss in Support of Plaintiff Pacific | Processed | 03/03/2020 | Moss, E. |
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|---------------------------------------------------------------------|-----------|---------------|-------------|
| | Alliance Asia Opportunity Fund L.P.'S Mot | | | |
| 346 | EXHIBIT(S)
Horvitz Deposition Transcript | Processed | 03/03/2020 | Moss, E. |
| 347 | EXHIBIT(S)
Responses to Requests for Admission | Processed | 03/03/2020 | Moss, E. |
| 348 | EXHIBIT(S)
Sarnoff Letter | Processed | 03/03/2020 | Moss, E. |
| 349 | EXHIBIT(S)
Harmon Letter | Processed | 03/03/2020 | Moss, E. |
| 350 | EXHIBIT(S)
Kwok Day 1 Deposition Transcript | Processed | 03/03/2020 | Moss, E. |
| 351 | EXHIBIT(S)
Kwok Day 2 Deposition Transcript | Processed | 03/03/2020 | Moss, E. |
| 352 | EXHIBIT(S)
Stevenson Wong email | Processed | 03/03/2020 | Moss, E. |
| 353 | EXHIBIT(S)
Stevenson Wong email | Processed | 03/03/2020 | Moss, E. |
| 354 | EXHIBIT(S)
Stevenson Wong email | Processed | 03/03/2020 | Moss, E. |
| 355 | EXHIBIT(S)
Stevenson Wong email | Processed | 03/03/2020 | Moss, E. |
| 356 | EXHIBIT(S)
Stevenson Wong email | Processed | 03/03/2020 | Moss, E. |
| 357 | EXHIBIT(S)
Stevenson Wong email | Processed | 03/03/2020 | Moss, E. |
| 358 | EXHIBIT(S)
Stevenson Wong email | Processed | 03/03/2020 | Moss, E. |
| 359 | EXHIBIT(S)
Stevenson Wong email | Processed | 03/03/2020 | Moss, E. |
| 360 | EXHIBIT(S)
Stevenson Wong email | Processed | 03/03/2020 | Moss, E. |
| 361 | EXHIBIT(S)
Letter of Reference | Processed | 03/03/2020 | Moss, E. |
| 362 | EXHIBIT(S)
Searles Email | Processed | 03/03/2020 | Moss, E. |
| 363 | EXHIBIT(S)
Kwok Production | Processed | 03/03/2020 | Moss, E. |
| 364 | EXHIBIT(S)
Attorneys Fees Chart | Processed | 03/03/2020 | Moss, E. |
| 365 | STIPULATION - ADJOURNMENT OF MOTION -IN
SUBMISSIONS PART -RM 130 | Processed | 03/12/2020 | Searles, J. |
| 366 | URGENT - COURT APPEARANCE UPDATE | Processed | 03/20/2020 | Court User |
| 367 | COURT NOTICE
Filing on Behalf of - Rose Ann Magaldi, Law Clerk | Processed | 05/18/2020 | Court User |
| 368 | ORDER - STATUS CONFERENCE | Processed | 05/27/2020 | Court User |
**Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|-----------------------------------------------------------------------------------|-----------|---------------|-------------|
| 369 | STIPULATION - OTHER - ( REQUEST TO SO ORDER )
Stipulation and [Proposed] Order | Processed | 05/29/2020 | Moss, E. |
| 370 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION | Processed | 05/29/2020 | Searles, J. |
| 371 | EXHIBIT(S)
July 2010 PAX Email with Attachment | Processed | 05/29/2020 | Searles, J. |
| 372 | EXHIBIT(S)
November 2011 PAX Email with Attachment | Processed | 05/29/2020 | Searles, J. |
| 373 | EXHIBIT(S)
September 2011 Project Pangu Appendix | Processed | 05/29/2020 | Searles, J. |
| 374 | EXHIBIT(S)
November 25, 2019 Kwok Deposition Excerpts | Processed | 05/29/2020 | Searles, J. |
| 375 | EXHIBIT(S)
December 11, 2019 Kwok Deposition Excerpts | Processed | 05/29/2020 | Searles, J. |
| 376 | EXHIBIT(S)
September 2015 PAX Email with Attachment | Processed | 05/29/2020 | Searles, J. |
| 377 | EXHIBIT(S)
PACL Board of Directors Package | Processed | 05/29/2020 | Searles, J. |
| 378 | EXHIBIT(S)
June 2011 PAX Email Exchange | Processed | 05/29/2020 | Searles, J. |
| 379 | EXHIBIT(S)
September 2010 PAX Valuation Committee Minutes | Processed | 05/29/2020 | Searles, J. |
| 380 | EXHIBIT(S)
August 2010 PAX Email with Attachment | Processed | 05/29/2020 | Searles, J. |
| 381 | EXHIBIT(S)
October 2012 PAX Email Exchange | Processed | 05/29/2020 | Searles, J. |
| 382 | EXHIBIT(S)
July 2015 PAX Email Exchange | Processed | 05/29/2020 | Searles, J. |
| 383 | EXHIBIT(S)
August 2015 PAX Email | Processed | 05/29/2020 | Searles, J. |
| 384 | EXHIBIT(S)
June - August 2015 PAX Email Exchange | Processed | 05/29/2020 | Searles, J. |
| 385 | EXHIBIT(S)
January 15, 2020 Crane Deposition Excerpts | Processed | 05/29/2020 | Searles, J. |
| 386 | EXHIBIT(S)
May 25, 2018 Hodgson Russ Discovery Letter | Processed | 05/29/2020 | Searles, J. |
| 387 | EXHIBIT(S)
May 30, 2018 O'Melveny Discovery Letter | Processed | 05/29/2020 | Searles, J. |
| 388 | EXHIBIT(S)
June 7, 2018 Email Exchange Between Counsel | Processed | 05/29/2020 | Searles, J. |
| 389 | EXHIBIT(S)
July 6, 2018 Email from O'Melveny | Processed | 05/29/2020 | Searles, J. |
| 390 | MEMORANDUM OF LAW IN OPPOSITION | Processed | 05/29/2020 | Searles, J. |
| 391 | STIPULATION - ADJOURNMENT OF MOTION -IN
SUBMISSIONS PART -RM 130 | Processed | 06/08/2020 | Court User |
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|
| 392 | MEMORANDUM OF LAW IN REPLY
Reply Memorandum of Law in Further Support of
Plaintiff Pacific Alliance Asia Opportunity Fund L.P.S | Processed | 06/17/2020 | Moss, E. |
| 393 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affirmation of Edward Moss in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.s Moti | Processed | 06/17/2020 | Moss, E. |
| 394 | EXHIBIT(S)
Searles_Email | Processed | 06/17/2020 | Moss, E. |
| 395 | EXHIBIT(S)
KWOK000898 - 935 - March 12, 2008 Investment
Agreement | Processed | 06/17/2020 | Moss, E. |
| 396 | EXHIBIT(S)
2009-09-16 PAX-KWOK-073294_Financial Document | Processed | 06/17/2020 | Moss, E. |
| 397 | EXHIBIT(S)
2009-09-17 PAX-KWOK-073297_Financial Document | Processed | 06/17/2020 | Moss, E. |
| 398 | EXHIBIT(S)
2009-11-03 PAX-KWOK-073293_Financial Document | Processed | 06/17/2020 | Moss, E. |
| 399 | EXHIBIT(S)
2009-11-10 PAX-KWOK-073295_Financial Document | Processed | 06/17/2020 | Moss, E. |
| 400 | EXHIBIT(S)
Feb 4 2008 Personal Guarantee | Processed | 06/17/2020 | Moss, E. |
| 401 | COURT NOTICE | Processed | 06/23/2020 | Court User |
| 402 | COURT NOTICE | Processed | 07/01/2020 | Court User |
| 403 | NOTE OF ISSUE:WITH JURY
Note of Issue and Certificate of Readiness for Trial | Processed | 07/03/2020 | Moss, E. |
| 404 | DECISION + ORDER ON MOTION | Processed | 07/07/2020 | Court User |
| 405 | STIPULATION - OTHER - ( REQUEST TO SO ORDER )
Stipulation and (Proposed) Order re: Summary
Judgment Scheduling | Processed | 07/14/2020 | Moss, E. |
| 406 | TRANSCRIPT - SO ORDERED | Processed | 07/20/2020 | Court User |
| 407 | COURT NOTICE
Filing on Behalf of - Rose Ann Magaldi, Law Clerk | Processed | 07/22/2020 | Court User |
| 408 | NOTICE OF MOTION
Notice of Motion re: Plaintiff Pacific Alliance Asia
Opportunity Fund L.P.s Motion for Partial Summa | Processed | 07/24/2020 | Moss, E. |
| 409 | MEMORANDUM OF LAW IN SUPPORT
Memorandum of Law in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.s Motion for Pa | Processed | 07/24/2020 | Moss, E. |
| 410 | STATEMENT OF MATERIAL FACTS
Statement of Material Fact in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.s Moti | Processed | 07/24/2020 | Moss, E. |
| 411 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
Notice of Intent to Request Judicial Notice of Foreign
Law | Processed | 07/24/2020 | Moss, E. |
| 412 | EXHIBIT(S)
Affirmation of Vishal Melwani | Processed | 07/24/2020 | Moss, E. |
**Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|---------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|----------|
| 413 | EXHIBIT(S)
CV of Vishal Melwani | Processed | 07/24/2020 | Moss, E. |
| 414 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 415 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 416 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 417 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 418 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 419 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 420 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 421 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 422 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 423 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 424 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 425 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 426 | EXHIBIT(S)
Hong Kong law treatise | Processed | 07/24/2020 | Moss, E. |
| 427 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 428 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 429 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 430 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 431 | EXHIBIT(S)
Hong Kong case law | Processed | 07/24/2020 | Moss, E. |
| 432 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
Affirmation of Edward Moss in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.s Moti | Processed | 07/24/2020 | Moss, E. |
| 433 | EXHIBIT(S)
Feb. 4, 2008 Loan Facility | Processed | 07/24/2020 | Moss, E. |
| 434 | EXHIBIT(S)
Requests for Admission | Processed | 07/24/2020 | Moss, E. |
| 435 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 07/24/2020 | Moss, E. |
| 436 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 07/24/2020 | Moss, E. |
**Document List** of 65
New York County Supreme Court **652077/2017 Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|---------------------------------------------------------|-----------|---------------|----------|
| 437 | EXHIBIT(S)
Feb. 4, 2008 Personal Guarantee | Processed | 07/24/2020 | Moss, E. |
| 438 | EXHIBIT(S)
March 12, 2008 Investment Agreement | Processed | 07/24/2020 | Moss, E. |
| 439 | EXHIBIT(S)
Sept. 17, 2009 Deed of Settlement | Processed | 07/24/2020 | Moss, E. |
| 440 | EXHIBIT(S)
Letter | Processed | 07/24/2020 | Moss, E. |
| 441 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 07/24/2020 | Moss, E. |
| 442 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 07/24/2020 | Moss, E. |
| 443 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 07/24/2020 | Moss, E. |
| 444 | EXHIBIT(S)
Standard Chartered Bank Account Statement | Processed | 07/24/2020 | Moss, E. |
| 445 | EXHIBIT(S)
Feb. 4, 2008 Notice of Drawing | Processed | 07/24/2020 | Moss, E. |
| 446 | EXHIBIT(S)
March 12, 2008 Amended Loan Facility | Processed | 07/24/2020 | Moss, E. |
| 447 | EXHIBIT(S)
Deposition Transcript | Processed | 07/24/2020 | Moss, E. |
| 448 | EXHIBIT(S)
Standard Chartered Bank Account Record | Processed | 07/24/2020 | Moss, E. |
| 449 | EXHIBIT(S)
Standard Chartered Bank Account Record | Processed | 07/24/2020 | Moss, E. |
| 450 | EXHIBIT(S)
Nov. 18, 2009 Personal Guarantee | Processed | 07/24/2020 | Moss, E. |
| 451 | EXHIBIT(S)
March 12, 2010 Extension Letter | Processed | 07/24/2020 | Moss, E. |
| 452 | EXHIBIT(S)
Letter | Processed | 07/24/2020 | Moss, E. |
| 453 | EXHIBIT(S)
March 16, 2011 Loan Facility | Processed | 07/24/2020 | Moss, E. |
| 454 | EXHIBIT(S)
Financial Document | Processed | 07/24/2020 | Moss, E. |
| 455 | EXHIBIT(S)
March 16, 2011 Personal Guarantee | Processed | 07/24/2020 | Moss, E. |
| 456 | EXHIBIT(S)
E-mail correspondence | Processed | 07/24/2020 | Moss, E. |
| 457 | EXHIBIT(S)
Letter | Processed | 07/24/2020 | Moss, E. |
| 458 | EXHIBIT(S)
April 25, 2012 Deed of Settlement | Processed | 07/24/2020 | Moss, E. |
| 459 | EXHIBIT(S)
E-mail correspondence | Processed | 07/24/2020 | Moss, E. |
| 460 | EXHIBIT(S)
Pleadings | Processed | 07/24/2020 | Moss, E. |
NYSCEF
Case 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 48
**Document List Index #** of 65
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|-----------------------------------------------------------------------------------------------------------------------|-----------|---------------|----------|
| 461 | EXHIBIT(S)
April 19, 2013 Deed of Settlement | Processed | 07/24/2020 | Moss, E. |
| 462 | EXHIBIT(S)
Expert Report of Shitong Qiao with Exhibits | Processed | 07/24/2020 | Moss, E. |
| 463 | EXHIBIT(S)
E-mail correspondence | Processed | 07/24/2020 | Moss, E. |
| 464 | EXHIBIT(S)
E-mail correspondence | Processed | 07/24/2020 | Moss, E. |
| 465 | EXHIBIT(S)
E-mail correspondence | Processed | 07/24/2020 | Moss, E. |
| 466 | EXHIBIT(S)
E-mail correspondence | Processed | 07/24/2020 | Moss, E. |
| 467 | EXHIBIT(S)
E-mail correspondence | Processed | 07/24/2020 | Moss, E. |
| 468 | EXHIBIT(S)
E-mail correspondence | Processed | 07/24/2020 | Moss, E. |
| 469 | EXHIBIT(S)
Dec. 13, 2013 Suppl. Deed of Settlement | Processed | 07/24/2020 | Moss, E. |
| 470 | EXHIBIT(S)
May 15, 2014 Suppl. Deed of Settlement | Processed | 07/24/2020 | Moss, E. |
| 471 | EXHIBIT(S)
July 11, 2014 Suppl. Deed of Settlement | Processed | 07/24/2020 | Moss, E. |
| 472 | EXHIBIT(S)
Feb. 10, 2015 Suppl. Deed of Settlement | Processed | 07/24/2020 | Moss, E. |
| 473 | EXHIBIT(S)
Purchase Agreement | Processed | 07/24/2020 | Moss, E. |
| 474 | EXHIBIT(S)
Purchase Agreement | Processed | 07/24/2020 | Moss, E. |
| 475 | EXHIBIT(S)
Purchase Agreement | Processed | 07/24/2020 | Moss, E. |
| 476 | EXHIBIT(S)
Delivery Notice | Processed | 07/24/2020 | Moss, E. |
| 477 | EXHIBIT(S)
Delivery Notice | Processed | 07/24/2020 | Moss, E. |
| 478 | EXHIBIT(S)
Delivery Notice | Processed | 07/24/2020 | Moss, E. |
| 479 | EXHIBIT(S)
Property Acceptance Confirmation Notes | Processed | 07/24/2020 | Moss, E. |
| 480 | EXHIBIT(S)
Affirmation of Catherine Yang in Support of PAX LPs
Motion for Pre-Judgment Order of Attachment | Processed | 07/24/2020 | Moss, E. |
| 481 | EXHIBIT(S)
Translation of Exhibit C to Expert Report of Shitong Qiao | Processed | 07/24/2020 | Moss, E. |
| 482 | EXHIBIT(S)
Complaint in Wengui v. Wu (S.D.N.Y.) | Processed | 07/24/2020 | Moss, E. |
| 483 | EXHIBIT(S)
Defendant Kwoks Memorandum of Law in Opposition to
PAX LPs Motion for Pre-Judgment Order of Attachme | Processed | 07/24/2020 | Moss, E. |
**Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|-----------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|
| 484 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 07/24/2020 | Moss, E. |
| 485 | EXHIBIT(S)
Notice of Demand to Defendant Kwok | Processed | 07/24/2020 | Moss, E. |
| 486 | EXHIBIT(S)
Demand Letter to Shiny Times Holdings Ltd. | Processed | 07/24/2020 | Moss, E. |
| 487 | EXHIBIT(S)
Affirmation of PAX LP in Support of PAX LPs Motion for
Pre-Judgment Order of Attachment | Processed | 07/24/2020 | Moss, E. |
| 488 | EXHIBIT(S)
Email correspondence | Processed | 07/24/2020 | Moss, E. |
| 489 | EXHIBIT(S)
Email correspondence | Processed | 07/24/2020 | Moss, E. |
| 490 | EXHIBIT(S)
Affirmation of Fiona Yu | Processed | 07/24/2020 | Moss, E. |
| 491 | EXHIBIT(S)
Decision and Order on Motion Seq. No. 6 | Processed | 07/24/2020 | Moss, E. |
| 492 | EXHIBIT(S)
Affidavit of Jon Lewis in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.s Motion f | Processed | 07/24/2020 | Moss, E. |
| 493 | EXHIBIT(S)
Kwoks Brief in Opposition to Sanctions Motion (Mot.
Seq. No. 6) | Processed | 07/24/2020 | Moss, E. |
| 494 | NOTICE OF CROSS-MOTION | Processed | 08/17/2020 | Searles, J. |
| 495 | MEMORANDUM IN OPPOSITION TO MOTION AND IN
SUPPORT OF CROSS-MOTION | Processed | 08/17/2020 | Searles, J. |
| 496 | STATEMENT OF MATERIAL FACTS | Processed | 08/17/2020 | Searles, J. |
| 497 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION
Notice of Intent to Request Judicial Notice of Foreign
Law | Processed | 08/17/2020 | Searles, J. |
| 498 | EXHIBIT(S)
Affirmation of Phillip Loukis Georgiou | Processed | 08/17/2020 | Searles, J. |
| 499 | EXHIBIT(S)
CV of Phillip Loukis Georgiou | Processed | 08/17/2020 | Searles, J. |
| 500 | EXHIBIT(S)
Hong Kong Legal Treatise | Processed | 08/17/2020 | Searles, J. |
| 501 | EXHIBIT(S)
Hong Kong Case Law | Processed | 08/17/2020 | Searles, J. |
| 502 | EXHIBIT(S)
Hong Kong Case Law | Processed | 08/17/2020 | Searles, J. |
| 503 | EXHIBIT(S)
Hong Kong Case Law | Processed | 08/17/2020 | Searles, J. |
| 504 | EXHIBIT(S)
Hong Kong Case Law | Processed | 08/17/2020 | Searles, J. |
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|------------------------------------------------------------------------------------|-----------|---------------|-------------|
| 505 | EXHIBIT(S)
Hong Kong Legal Treatise | Processed | 08/17/2020 | Searles, J. |
| 506 | EXHIBIT(S)
Hong Kong Case Law | Processed | 08/17/2020 | Searles, J. |
| 507 | EXHIBIT(S)
Hong Kong Case Law | Processed | 08/17/2020 | Searles, J. |
| 508 | EXHIBIT(S)
Hong Kong Case Law | Processed | 08/17/2020 | Searles, J. |
| 509 | EXHIBIT(S)
Hong Kong Case Law | Processed | 08/17/2020 | Searles, J. |
| 510 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION AND IN SUPPORT OF CROSS-MOTION | Processed | 08/17/2020 | Searles, J. |
| 511 | EXHIBIT(S)
July 2010 PAX Email with Attachment | Processed | 08/17/2020 | Searles, J. |
| 512 | EXHIBIT(S)
November 2011 Email with Attachment | Processed | 08/17/2020 | Searles, J. |
| 513 | EXHIBIT(S)
September 2011 Project Pangu Appendix | Processed | 08/17/2020 | Searles, J. |
| 514 | EXHIBIT(S)
September 2015 PAX Email with Attachment | Processed | 08/17/2020 | Searles, J. |
| 515 | EXHIBIT(S)
PACL Board of Directors Package | Processed | 08/17/2020 | Searles, J. |
| 516 | EXHIBIT(S)
June 2011 PAX Email Exchange | Processed | 08/17/2020 | Searles, J. |
| 517 | EXHIBIT(S)
September 2010 PAX Valuation Committee Minutes | Processed | 08/17/2020 | Searles, J. |
| 518 | EXHIBIT(S)
August 2010 PAX Email with Attachment | Processed | 08/17/2020 | Searles, J. |
| 519 | EXHIBIT(S)
July 2015 PAX Email Exchange | Processed | 08/17/2020 | Searles, J. |
| 520 | EXHIBIT(S)
August 2015 PAX Email | Processed | 08/17/2020 | Searles, J. |
| 521 | EXHIBIT(S)
June - August 2015 PAX Email Exchange | Processed | 08/17/2020 | Searles, J. |
| 522 | EXHIBIT(S)
January 15, 2020 Crane Deposition Excerpts | Processed | 08/17/2020 | Searles, J. |
| 523 | EXHIBIT(S)
November 21, 2019 Lewis Deposition Excerpts | Processed | 08/17/2020 | Searles, J. |
| 524 | EXHIBIT(S)
November 6, 2019 Yang Deposition Excerpts | Processed | 08/17/2020 | Searles, J. |
| 525 | EXHIBIT(S)
June 25, 2020 Qiao Deposition Excerpts | Processed | 08/17/2020 | Searles, J. |
| 526 | EXHIBIT(S)
November 25, 2019 Kwok Deposition Excerpts | Processed | 08/17/2020 | Searles, J. |
| 527 | EXHIBIT(S)
May 30, 2018 O'Melveny Discovery Letter | Processed | 08/17/2020 | Searles, J. |
| 528 | EXHIBIT(S)
July 7, 2020 Decision and Order | Processed | 08/17/2020 | Searles, J. |
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|----------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|
| 529 | MEMORANDUM OF LAW IN REPLY
Reply Memorandum of Law in Further Support of
Plaintiff Pacific Alliance Asia Opportunity Fund L.P.' | Processed | 08/28/2020 | Moss, E. |
| 530 | RESPONSE TO STATEMENT OF MATERIAL FACTS
PAX's Reply to Kwok's Counterstatement of Material
Facts | Processed | 08/28/2020 | Moss, E. |
| 531 | AFFIDAVIT OR AFFIRMATION IN REPLY
Affirmation of Edward Moss in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.'s Rep | Processed | 08/28/2020 | Moss, E. |
| 532 | EXHIBIT(S)
Lewis Deposition Excerpts | Processed | 08/28/2020 | Moss, E. |
| 533 | EXHIBIT(S)
Crane Deposition Excerpts | Processed | 08/28/2020 | Moss, E. |
| 534 | EXHIBIT(S)
PAX email | Processed | 08/28/2020 | Moss, E. |
| 535 | AFFIDAVIT OR AFFIRMATION IN REPLY
Supplemental Affirmation of Vishal Prakash Melwani in
Support of Plaintiff Pacific Alliance Asia Opp | Processed | 08/28/2020 | Moss, E. |
| 536 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 537 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 538 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 539 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 540 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 541 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 542 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 543 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 544 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 545 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 546 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 547 | EXHIBIT(S)
Hong Kong case law | Processed | 08/28/2020 | Moss, E. |
| 548 | COURT NOTICE | Processed | 08/31/2020 | Court User |
| 549 | DECISION + ORDER ON MOTION | Processed | 09/15/2020 | Court User |
| 550 | NOTICE OF ENTRY
Notice of Entry of Justice Ostrager's Decision and Order
on Motion Sequence 007 | Processed | 09/16/2020 | Moss, E. |
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|
| 551 | ORDER TO SHOW CAUSE ( PROPOSED )
Order to Show Cause | Processed | 09/21/2020 | Moss, E. |
| 552 | MEMORANDUM OF LAW IN SUPPORT
Memorandum of Law in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.'s CPLR 5229 Mo | Processed | 09/21/2020 | Moss, E. |
| 553 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
PROPOSED OSC/EXPARTE APP
Affirmation of Edward Moss in Support of Plaintiff's
CPLR 5229 Motion by Order to Show Cause | Processed | 09/21/2020 | Moss, E. |
| 554 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 09/21/2020 | Moss, E. |
| 555 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 09/21/2020 | Moss, E. |
| 556 | EXHIBIT(S)
Petition | Processed | 09/21/2020 | Moss, E. |
| 557 | EXHIBIT(S)
Order | Processed | 09/21/2020 | Moss, E. |
| 558 | EXHIBIT(S)
Listing | Processed | 09/21/2020 | Moss, E. |
| 559 | EXHIBIT(S)
Complaint | Processed | 09/21/2020 | Moss, E. |
| 560 | EXHIBIT(S)
Listing | Processed | 09/21/2020 | Moss, E. |
| 561 | NOTICE OF MOTION
Notice of Motion to Establish Damages, Legal Fees, and
Expenses | Processed | 09/21/2020 | Moss, E. |
| 562 | MEMORANDUM OF LAW IN SUPPORT
Memorandum of Law in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.'s Motion to Es | Processed | 09/21/2020 | Moss, E. |
| 563 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
Affirmation of Jon Lewis | Processed | 09/21/2020 | Moss, E. |
| 564 | EXHIBIT(S)
Chart | Processed | 09/21/2020 | Moss, E. |
| 565 | EXHIBIT(S) - REQUEST TO SEAL
Invoices | Processed | 09/21/2020 | Moss, E. |
| 566 | EXHIBIT(S)
Complaint | Processed | 09/21/2020 | Moss, E. |
| 567 | ORDER TO SHOW CAUSE | Processed | 09/22/2020 | Court User |
| 568 | EXHIBIT(S)
Invoices (corrected) | Processed | 09/22/2020 | Moss, E. |
| 569 | ORDER TO SHOW CAUSE ( PROPOSED )
Order to Show Cause | Processed | 09/23/2020 | Moss, E. |
| 570 | MEMORANDUM OF LAW IN SUPPORT
Memorandum of Law in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.'s Unopposed Mo | Processed | 09/23/2020 | Moss, E. |
| 571 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
PROPOSED OSC/EXPARTE APP
Affirmation of Edward Moss in Support of Plaintiff's
Unopposed Motion to Seal | Processed | 09/23/2020 | Moss, E. |
New York County Supreme Court **652077/2017 Document List Index #** of 65
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|---------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|
| 572 | LETTER / CORRESPONDENCE TO JUDGE
Letter to Justice Ostrager regarding Plaintiff's Order to
Show Cause for an Order and Discovery Unde | Processed | 09/24/2020 | Moss, E. |
| 573 | COURT NOTICE
Filing on Behalf of - Rose Ann Magaldi, Law Clerk | Processed | 09/24/2020 | Court User |
| 574 | NOTICE OF WITHDRAWAL OF MOTION / ORDER TO
SHOW CAUSE - BEFORE JUDGE
Notice of Withdrawal of Order to Show Cause | Processed | 09/25/2020 | Moss, E. |
| 575 | ORDER TO SHOW CAUSE ( PROPOSED )
Order to Show Cause | Processed | 09/25/2020 | Moss, E. |
| 576 | MEMORANDUM OF LAW IN SUPPORT
Memorandum of Law in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.'s CPLR 5229 Mo | Processed | 09/25/2020 | Moss, E. |
| 577 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
PROPOSED OSC/EXPARTE APP
Affirmation of Jon Lewis | Processed | 09/25/2020 | Moss, E. |
| 578 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
PROPOSED OSC/EXPARTE APP
Affirmation of Edward Moss in Support of Plaintiff's
Order to Show Cause | Processed | 09/25/2020 | Moss, E. |
| 579 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 09/25/2020 | Moss, E. |
| 580 | EXHIBIT(S)
Deposition Transcript Excerpts | Processed | 09/25/2020 | Moss, E. |
| 581 | EXHIBIT(S)
Petition | Processed | 09/25/2020 | Moss, E. |
| 582 | EXHIBIT(S)
Order | Processed | 09/25/2020 | Moss, E. |
| 583 | EXHIBIT(S)
Listing | Processed | 09/25/2020 | Moss, E. |
| 584 | EXHIBIT(S)
Complaint | Processed | 09/25/2020 | Moss, E. |
| 585 | EXHIBIT(S)
Listing | Processed | 09/25/2020 | Moss, E. |
| 586 | DECISION + ORDER ON MOTION | Processed | 09/26/2020 | Court User |
| 587 | COURT NOTICE | Processed | 09/28/2020 | Court User |
| 588 | DECISION + ORDER ON MOTION
Motion Withdrawn Without prejudice | Processed | 09/28/2020 | Court User |
| 589 | CONSENT TO CHANGE ATTORNEY (POST RJI) | Processed | 09/30/2020 | Siegal, J. |
| 590 | ORDER TO SHOW CAUSE | Processed | 09/30/2020 | Court User |
| 591 | ORDER - OTHER | Processed | 09/30/2020 | Court User |
| 592 | NOTICE OF ENTRY
Notice of Entry of Justice Ostrager's Decision and Order
on Motion Sequence 11 | Processed | 09/30/2020 | Moss, E. |
New York County Supreme Court **652077/2017 Document List** of 65
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|
| 593 | ORDER TO SHOW CAUSE - CONFORMED COPY
Signed Order to Show Cause with Supporting Papers | Processed | 09/30/2020 | Moss, E. |
| 594 | TRANSCRIPT - SO ORDERED | Processed | 10/07/2020 | Court User |
| 595 | LETTER / CORRESPONDENCE TO JUDGE | Processed | 10/07/2020 | Nash, K. |
| 596 | NOTICE OF ENTRY
Notice of Entry of So-Ordered Transcript re: Motion
Sequence 11 | Processed | 10/08/2020 | Moss, E. |
| 597 | LETTER / CORRESPONDENCE TO JUDGE
Letter from E. Moss to Justice Ostrager re: Genever
Holdings LLC's 10/07/20 Letter | Processed | 10/08/2020 | Moss, E. |
| 598 | LETTER / CORRESPONDENCE TO JUDGE
Joint Letter from Plaintiff and Defendant Miles Kwok to
Justice Ostrager re: October 15, 2020 Hearin | Processed | 10/08/2020 | Moss, E. |
| 599 | MEMORANDUM OF LAW IN OPPOSITION
Defendant Kwok Ho Wan's Memorandum of Law in
Opposition to Order to Show Cause | Processed | 10/13/2020 | Carvalho, M. |
| 600 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
ORDER TO SHOW CAUSE
Affirmation of Melissa M. Carvalho in Opposition to
Order to Show Cause | Processed | 10/13/2020 | Carvalho, M. |
| 601 | EXHIBIT(S)
Exhibit 1 - Plaintiff's Second Set of Request for the
Production of Documents | Processed | 10/13/2020 | Carvalho, M. |
| 602 | NOTICE OF CROSS-MOTION
Defendant Kwok Ho Wan's Notice of Cross-Motion | Processed | 10/13/2020 | Siegal, J. |
| 603 | MEMORANDUM IN OPPOSITION TO MOTION AND IN
SUPPORT OF CROSS-MOTION
Defendant Kwok Ho Wan's Memorandum of Law in
Opposition and in Support of Cross-Motion | Processed | 10/13/2020 | Siegal, J. |
| 604 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION AND IN SUPPORT OF CROSS-MOTION
Affirmation of John Siegal in Opposition to Motion and in
Support of Cross-Motion | Processed | 10/13/2020 | Siegal, J. |
| 605 | EXHIBIT(S)
Exhibit 1-Amended Complaint | Processed | 10/13/2020 | Siegal, J. |
| 606 | EXHIBIT(S)
Exhibit 2-Answer | Processed | 10/13/2020 | Siegal, J. |
| 607 | EXHIBIT(S)
Exhibit 3-Proposed Amended Answer | Processed | 10/13/2020 | Siegal, J. |
| 608 | EXHIBIT(S)
Exhibit 4- Highlighted 1.15.20 Derek Crane Full
Transcripth | Processed | 10/13/2020 | Siegal, J. |
| 609 | EXHIBIT(S)
Exhibit 5-Highlighted 11.6.19 Catherine Yang Transcript | Processed | 10/13/2020 | Siegal, J. |
| 610 | EXHIBIT(S)
Exhibit 6-Highlighted 11.21.19 Jon Lewis Full Transcript | Processed | 10/13/2020 | Siegal, J. |
| 611 | EXHIBIT(S)
Exhibit 7-8-17-2020-Affirmation of Phillip Loukis | Processed | 10/13/2020 | Siegal, J. |
**Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|---------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|
| | Georgiou | | | |
| 612 | EXHIBIT(S)
Exhibit 8- 8-3-2015 Email from H. Wong to Derek Crane | Processed | 10/13/2020 | Siegal, J. |
| 613 | EXHIBIT(S)
Exhibit 9-Email 7-24-2015 from D. Crane to Chris Gradel | Processed | 10/13/2020 | Siegal, J. |
| 614 | EXHIBIT(S)
Exhibit 10-2011 loan facility letter | Processed | 10/13/2020 | Siegal, J. |
| 615 | EXHIBIT(S)
Exhibit 11-2011 personal guarantee | Processed | 10/13/2020 | Siegal, J. |
| 616 | EXHIBIT(S)
Exhibit 12-PAX-KWOK-063878 -PAX-KWOK-063879 | Processed | 10/13/2020 | Siegal, J. |
| 617 | MEMORANDUM OF LAW IN REPLY
Reply Memorandum of Law in Further Support of
Plaintiff Pacific Alliance Asia Opportunity Fund L.P.' | Processed | 10/14/2020 | Moss, E. |
| 618 | AFFIDAVIT OR AFFIRMATION IN REPLY
Affirmation of Edward Moss in Support of Plaintiff's
CPLR 5229 | Processed | 10/14/2020 | Moss, E. |
| 619 | EXHIBIT(S)
Nevada Motion to Order Satisfaction of Judgment | Processed | 10/14/2020 | Moss, E. |
| 620 | EXHIBIT(S)
Horvitz Deposition Transcript | Processed | 10/14/2020 | Moss, E. |
| 621 | EXHIBIT(S)
Responses and Objections to Interrogatories | Processed | 10/14/2020 | Moss, E. |
| 622 | EXHIBIT(S)
Responses and Objections to Requests for Production | Processed | 10/14/2020 | Moss, E. |
| 623 | EXHIBIT(S)
Kwok Deposition Transcript | Processed | 10/14/2020 | Moss, E. |
| 624 | EXHIBIT(S)
Searles Email | Processed | 10/14/2020 | Moss, E. |
| 625 | EXHIBIT(S)
Searles Letter | Processed | 10/14/2020 | Moss, E. |
| 626 | EXHIBIT(S)
Nevada Opposition | Processed | 10/14/2020 | Moss, E. |
| 627 | NOTICE OF BANKRUPTCY (POST RJI) | Processed | 10/14/2020 | Donovan, J. |
| 628 | EXHIBIT(S)
Proof of filing | Processed | 10/14/2020 | Donovan, J. |
| 629 | NOTICE OF APPEARANCE (POST RJI)
Daniel S. Shamah | Processed | 10/14/2020 | Shamah, D. |
| 630 | DECISION + ORDER ON MOTION | Processed | 10/15/2020 | Court User |
| 631 | NOTICE OF ENTRY
Notice of Entry of Justice Ostrager's Decision and Order
on Motion Sequence 011 | Processed | 10/15/2020 | Moss, E. |
| 632 | NOTICE OF ENTRY
Notice of Entry of Justice Ostrager's Decision and Order
on Motion Sequence 011 | Processed | 10/15/2020 | Moss, E. |
| 633 | DECISION + ORDER ON MOTION | Processed | 10/16/2020 | Court User |
New York County Supreme Court **652077/2017 Document List Index #** of 65
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|----------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|
| 634 | NOTICE OF APPEAL
Notice of Appeal of Order dated 9/15/20 and entered on
9/16/20 | Pending | 10/16/2020 | Siegal, J. |
| 635 | MEMORANDUM OF LAW IN REPLY
Memorandum of Law in Further Support of Plaintiff
Pacific Alliance Asia Opportunity Fund L.P.'s Moti | Processed | 10/23/2020 | Moss, E. |
| 636 | AFFIDAVIT OR AFFIRMATION IN REPLY
Affirmation of Edward Moss in Further Support of
Plaintiff's Motion to Establish Damages, Legal Fees | Processed | 10/23/2020 | Moss, E. |
| 637 | EXHIBIT(S)
5229 Hearing Transcript | Processed | 10/23/2020 | Moss, E. |
| 638 | EXHIBIT(S)
Produced Document Metadata | Processed | 10/23/2020 | Moss, E. |
| 639 | AFFIDAVIT OR AFFIRMATION IN REPLY
Notice of Intent to Request Judicial Notice of Foreign
Law | Processed | 10/23/2020 | Moss, E. |
| 640 | EXHIBIT(S)
Melwani Affirmation | Processed | 10/23/2020 | Moss, E. |
| 641 | EXHIBIT(S)
Melwani CV | Processed | 10/23/2020 | Moss, E. |
| 642 | EXHIBIT(S)
Foreign Law Treatise | Processed | 10/23/2020 | Moss, E. |
| 643 | EXHIBIT(S)
Foreign Case Law | Processed | 10/23/2020 | Moss, E. |
| 644 | EXHIBIT(S)
Foreign Case Law | Processed | 10/23/2020 | Moss, E. |
| 645 | EXHIBIT(S)
Foreign Case Law | Processed | 10/23/2020 | Moss, E. |
| 646 | COURT NOTICE | Processed | 10/29/2020 | Court User |
| 647 | TRANSCRIPT - SO ORDERED | Processed | 11/10/2020 | Court User |
| 648 | ORDER - STATUS CONFERENCE | Processed | 11/13/2020 | Court User |
| 649 | LETTER / CORRESPONDENCE TO JUDGE
Letter to Judge Ostrager re: The Lady May | Processed | 11/18/2020 | Siegal, J. |
| 650 | LETTER / CORRESPONDENCE TO JUDGE
Letter to the Court re: the Lady May | Processed | 11/19/2020 | Sarnoff, S. |
| 651 | EXHIBIT(S)
Nov. 18, 2020 Letter | Processed | 11/19/2020 | Sarnoff, S. |
| 652 | STIPULATION - OTHER - ( REQUEST TO SO ORDER )
Stipulation Adjourning Pre-Trial Deadlines and Trial Date | Processed | 11/30/2020 | Moss, E. |
| 653 | AFFIDAVIT OR AFFIRMATION IN REPLY
Affirmation of John Siegal | Processed | 12/03/2020 | Siegal, J. |
| 654 | EXHIBIT(S)
Exhibit 1 - E-Mail Dated June 1, 2015 | Processed | 12/03/2020 | Siegal, J. |
| 655 | EXHIBIT(S)
Exhibit 2 - E-Mail Dated January 20, 2012 | Processed | 12/03/2020 | Siegal, J. |
**Document List** of 65
**Index #**
New York County Supreme Court **652077/2017**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|-----------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|
| 656 | EXHIBIT(S)
Exhibit 3 - E-Mail Dated September 12, 2014 | Processed | 12/03/2020 | Siegal, J. |
| 657 | EXHIBIT(S)
Exhibit 4 - E-Mail Dated August 21, 2015 | Processed | 12/03/2020 | Siegal, J. |
| 658 | EXHIBIT(S)
Exhibit 5 - Bates numbered PAX-KWOK-066635 | Processed | 12/03/2020 | Siegal, J. |
| 659 | EXHIBIT(S)
Exhibit 6 - Minutes-PAG Risk Committee Meeting | Processed | 12/03/2020 | Siegal, J. |
| 660 | EXHIBIT(S)
Exhibit 7 - E-Mail Dated September 12, 2013 | Processed | 12/03/2020 | Siegal, J. |
| 661 | EXHIBIT(S)
Exhibit 8 - E-Mail Dated October 22, 2012 | Processed | 12/03/2020 | Siegal, J. |
| 662 | EXHIBIT(S)
Exhibit 9 - Colliers Valuation Dated January 2015 | Processed | 12/03/2020 | Siegal, J. |
| 663 | EXHIBIT(S)
Exhibit 10 - E-Mail Dated October 22, 2012 | Processed | 12/03/2020 | Siegal, J. |
| 664 | EXHIBIT(S)
Exhibit 11 - E-Mail Dated January 3, 2014 | Processed | 12/03/2020 | Siegal, J. |
| 665 | EXHIBIT(S)
Exhibit 12 - PANGU Arrangement for Recovery of
Amounts Owed | Processed | 12/03/2020 | Siegal, J. |
| 666 | AFFIDAVIT OR AFFIRMATION IN REPLY
Notice of Intent to Request Judicial Notice of Foreign
Law | Processed | 12/03/2020 | Siegal, J. |
| 667 | EXHIBIT(S)
Exhibit A - Affirmation of Phillip Loukis Georgiou in
Opposition to Plaintiff's Motion to Establish | Processed | 12/03/2020 | Siegal, J. |
| 668 | EXHIBIT(S)
Exhibit B - Curriculum vitae of Phillip Loukis Georgiou | Processed | 12/03/2020 | Siegal, J. |
| 669 | EXHIBIT(S)
Exhibit C- British Westinghouse Co v Underground Ry
[1912] A.C. 673 | Processed | 12/03/2020 | Siegal, J. |
| 670 | EXHIBIT(S)
Exhibit D - Win Profit Corporation Ltd v World Orient
Investment Ltd [2012] HKCFI 529 | Processed | 12/03/2020 | Siegal, J. |
| 671 | EXHIBIT(S)
Exhibit E - Able Success Asia Ltd v China Packaging
Group Co Ltd [2015] HKEC 2508, HCA 1120/2014 (25 | Processed | 12/03/2020 | Siegal, J. |
| 672 | EXHIBIT(S)
Exhibit F - Strong Offer Investment Limited v Nyeu Ting
Chuang | Processed | 12/03/2020 | Siegal, J. |
| 673 | EXHIBIT(S)
Exhibit G - Chitty on Contracts, 33rd Edition, at 21-041 | Processed | 12/03/2020 | Siegal, J. |
| 674 | EXHIBIT(S)
Exhibit H - Chitty on Contracts, 33rd Edition, at 2-159 | Processed | 12/03/2020 | Siegal, J. |
| 675 | EXHIBIT(S)
Exhibit I - Marble Holding Limited v Yatin Development
Limited, (2008) 11 HKCFAR 222 | Processed | 12/03/2020 | Siegal, J. |
| 676 | EXHIBIT(S)
Exhibit J - McGregor on Damages, 20th Ed, 9-004 | Processed | 12/03/2020 | Siegal, J. |
**Document List** of 65
**Doc# Document Type/Information Status Date Received Filed By**
Created on:05/03/2021 09:15 PM
| Cour |
|------|
|------|
New York County Supreme Court **652077/2017**
| Index # | |
|---------|--|
| | |
677 EXHIBIT(S) Exhibit K - Payzu v Saunders [1919] 2 K.B. 581 CA Processed 12/03/2020 Siegal, J. 678 EXHIBIT(S) Exhibit L - Kin Tong Land Investment Co Ltd v Capella Ltd [2019] HKDC 65 Processed 12/03/2020 Siegal, J. 679 EXHIBIT(S) Exhibit M - Kings City Holdings Limited v De Monsa Investments Limited [2012] CACV 205/2012 Processed 12/03/2020 Siegal, J. 680 EXHIBIT(S) Exhibit N - Lagden v OConnor [2003] UKHL 64 Processed 12/03/2020 Siegal, J. 681 EXHIBIT(S) Exhibit O - Ge Qingfu & Ors v L&A International Holdings Limited & Ors [2019] CACV 11/2019 & CACV 16 Processed 12/03/2020 Siegal, J. 682 SUR-REPLY Defendant Mr. Kwok Ho Wan's Sur-Reply in Further Opposition to Plaintiff's Motion to Establish Damag Processed 12/03/2020 Siegal, J. 683 NOTIFICATION FROM COURT Notice of Neutral Evaluation Program - Commercial Division - Supreme NY Civil Processed 12/09/2020 Court User 684 LETTER / CORRESPONDENCE TO JUDGE Letter from E. Moss to Court and Memorandum of Law in Support of PAX's Response to Kwok's Sur-Reply Processed 12/15/2020 Moss, E. 685 DECISION + ORDER ON MOTION Processed 12/18/2020 Court User 686 NOTICE OF ENTRY Notice of Entry of Justice Ostrager's Decision and Order on Motion Sequence 009 Processed 12/21/2020 Moss, E. 687 Deleted 688 NOTICE OF MOTION Notice of Motion for Order of Contempt Against Defendant Kwok Processed 12/24/2020 Moss, E. 689 MEMORANDUM OF LAW IN SUPPORT Memorandum of Law in Support of Pacific Alliance Asia Opportunity Fund L.P.'s Motion for Order of Co Processed 12/24/2020 Moss, E. 690 AFFIDAVIT OR AFFIRMATION IN SUPPORT OF Affirmation of Edward Moss in Support of Plaintiff's Motion for Order of Contempt Against Defendant Processed 12/24/2020 Moss, E.
| | Motion for Order of Contempt Against Defendant | | | |
|-----|-----------------------------------------------------|-----------|------------|--------------|
| 691 | EXHIBIT(S) | Processed | 12/24/2020 | Moss, E. |
| | Transcript of Nov. 12, 2020 Conference | | | |
| 692 | EXHIBIT(S) | Processed | 12/24/2020 | Moss, E. |
| | Nov. 18, 2020 Letter | | | |
| 693 | EXHIBIT(S) | Processed | 12/24/2020 | Moss, E. |
| | Screenshot from MarineTraffic.com | | | |
| 694 | STIPULATION - ADJOURNMENT OF MOTION -IN | Processed | 01/04/2021 | Carvalho, M. |
| | SUBMISSIONS PART -RM 130 | | | |
| | | | | |
| 695 | TRANSCRIPT OF PROCEEDINGS - CERTIFIED | Processed | 01/08/2021 | Moss, E. |
| | Transcript of Proceedings held on December 18, 2020 | | | |
| | | | | |
New York County Supreme Court **652077/2017 Document List Index #** of 65
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|--------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|
| 696 | TRANSCRIPT - SO ORDERED | Processed | 01/12/2021 | Court User |
| 697 | NOTICE OF APPEAL
Notice of Appeal of Order dated and entered on
12/18/20 | Pending | 01/12/2021 | Siegal, J. |
| 698 | MEMORANDUM OF LAW IN OPPOSITION
Defendant Kwok Ho Wan's Memorandum of Law in
Opposition to Plaintiff's Motion for an Order of Contem | Processed | 01/19/2021 | Siegal, J. |
| 699 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION
Affirmation of Melissa Carvalho in Opposition to
Plaintiff's Motion for an Order of Contempt | Processed | 01/19/2021 | Siegal, J. |
| 700 | EXHIBIT(S)
Exhibit 1 - Letter dated 11/9/2020 | Processed | 01/19/2021 | Siegal, J. |
| 701 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION
Affirmation of Craig Heaslop in Opposition to Plaintiff's
Motion for an Order of Contempt | Processed | 01/19/2021 | Siegal, J. |
| 702 | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO
MOTION
Affirmation of Lee Vartan in Opposition to Plaintiff's
Motion for an Order of Contempt | Processed | 01/19/2021 | Siegal, J. |
| 703 | EXHIBIT(S)
Exhibit A - Registration Certificate | Processed | 01/19/2021 | Siegal, J. |
| 704 | EXHIBIT(S)
Exhibit B - Certificate of Formation | Processed | 01/19/2021 | Siegal, J. |
| 705 | EXHIBIT(S)
Exhibit C - LLC Agreement | Processed | 01/19/2021 | Siegal, J. |
| 706 | EXHIBIT(S)
Exhibit D - Certificate of Correction | Processed | 01/19/2021 | Siegal, J. |
| 707 | EXHIBIT(S)
Exhibit E - Certificate of Good Standing | Processed | 01/19/2021 | Siegal, J. |
| 708 | STIPULATION - ADJOURNMENT OF MOTION -IN
SUBMISSIONS PART -RM 130 - *Corrected*
Stipulation | Processed | 01/26/2021 | Moss, E. |
| 709 | MEMORANDUM OF LAW IN REPLY
MEMORANDUM OF LAW IN FURTHER SUPPORT OF
PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY
FUND L.P.S MOTIO | Processed | 01/27/2021 | Moss, E. |
| 710 | AFFIDAVIT OR AFFIRMATION IN REPLY
AFFIRMATION OF EDWARD MOSS IN FURTHER
SUPPORT OF PACIFIC ALLIANCE ASIA
OPPORTUNITY FUND L.P.S MOTION | Processed | 01/27/2021 | Moss, E. |
| 711 | EXHIBIT(S)
Certified Translation of YouTube Video | Processed | 01/27/2021 | Moss, E. |
| 712 | EXHIBIT(S)
Debtors Declaration | Processed | 01/27/2021 | Moss, E. |
| 713 | AFFIDAVIT OR AFFIRMATION IN REPLY
AFFIRMATION OF NATHANIEL FRANCIS IN
FURTHER SUPPORT OF PACIFIC ALLIANCE ASIA | Processed | 01/27/2021 | Moss, E. |
NYSCEF
Case 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 60
New York County Supreme Court **652077/2017 Document List Index #** of 65
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|--------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|---------------|
| | FUND L.P.S | | | |
| 714 | EXHIBIT(S)
Certified Translation of Tweets | Processed | 01/27/2021 | Moss, E. |
| 715 | LETTER / CORRESPONDENCE TO JUDGE
Letter from E. Moss to Justice Ostrager re: Contempt
Motion Fully Submitted | Processed | 02/02/2021 | Moss, E. |
| 716 | JUDGMENT - MONEY | Processed | 02/03/2021 | Court User |
| 717 | | Error | | |
| 718 | NOTICE OF ENTRY
Notice of Entry of Judgment entered on February 3,
2021 | Processed | 02/03/2021 | Sarnoff, S. |
| 719 | ORDER TO SHOW CAUSE ( PROPOSED )
[Proposed] Order to Show Cause | Processed | 02/12/2021 | Moss, E. |
| 720 | MEMORANDUM OF LAW IN SUPPORT
Memorandum of Law in Support of Plaintiff Pacific
Alliance Asia Opportunity Fund L.P.'s Motion to Am | Processed | 02/12/2021 | Moss, E. |
| 721 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
PROPOSED OSC/EXPARTE APP
Affirmation of Edward Moss, Esq. in Support of Plaintiff's
Motion to Amend Judgment | Processed | 02/12/2021 | Moss, E. |
| 722 | EXHIBIT(S)
Proposed Amended Judgment | Processed | 02/12/2021 | Moss, E. |
| 723 | DECISION + ORDER ON MOTION | Processed | 02/22/2021 | Court User |
| 724 | NOTICE OF ENTRY
Notice of Entry of Decision and Order dated February
22, 2021 | Processed | 02/23/2021 | Carvalho, M. |
| 725 | NOTICE OF APPEAL
Notice of Appeal from the Judgment dated February 3,
2021 | Pending | 03/02/2021 | Siegal, J. |
| 726 | LETTER / CORRESPONDENCE TO JUDGE
Letter to Justice Ostrager from Stuart Sarnoff re: Lady
May | Processed | 03/16/2021 | Sarnoff, S. |
| 727 | NOTICE OF APPEARANCE (POST RJI) | Processed | 03/16/2021 | Spelfogel, D. |
| 728 | DECISION + ORDER ON MOTION | Processed | 03/16/2021 | Court User |
| 729 | NOTICE OF APPEARANCE (POST RJI) | Processed | 03/16/2021 | Nann, A. |
| 730 | NOTICE OF ENTRY
Notice of Entry of Justice Ostrager's March 16, 2021
Decision and Order on Motion Sequence 12 | Processed | 03/17/2021 | Sarnoff, S. |
| 731 | NOTICE OF APPEAL
Notice of Appeal from Order Entered March 17, 2021 | Pending | 03/23/2021 | Siegal, J. |
| 732 | NOTICE OF APPEARANCE (POST RJI) | Processed | 04/14/2021 | Alter, D. |
| 733 | LETTER / CORRESPONDENCE TO JUDGE | Processed | 04/14/2021 | Alter, D. |
New York County Supreme Court **652077/2017 Document List Index #** of 65
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|----------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|
| 734 | COURT NOTICE | Processed | 04/15/2021 | Court User |
| 735 | COURT NOTICE | Processed | 04/16/2021 | Court User |
| 736 | ORDER TO SHOW CAUSE ( PROPOSED ) | Processed | 04/21/2021 | Alter, D. |
| 737 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
PROPOSED OSC/EXPARTE APP - *Corrected* | Processed | 04/22/2021 | Alter, D. |
| 738 | EXHIBIT(S)
Subpoena served on Bank of America | Processed | 04/21/2021 | Alter, D. |
| 739 | EXHIBIT(S)
Subpoena served on Citibank | Processed | 04/21/2021 | Alter, D. |
| 740 | EXHIBIT(S)
Subpoena served on JP Morgan Chase | Processed | 04/21/2021 | Alter, D. |
| 741 | MEMORANDUM OF LAW IN SUPPORT | Processed | 04/21/2021 | Alter, D. |
| 742 | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF
PROPOSED OSC/EXPARTE APP | Processed | 04/22/2021 | Alter, D. |
| 743 | ORDER TO SHOW CAUSE | Processed | 04/22/2021 | Court User |
| 744 | LETTER / CORRESPONDENCE TO JUDGE | Processed | 04/22/2021 | Alter, D. |
| 745 | AFFIRMATION/AFFIDAVIT OF SERVICE | Processed | 04/22/2021 | Alter, D. |
| 746 | COURT NOTICE
Filing on Behalf of - Rose Ann Magaldi, Law Clerk | Processed | 04/22/2021 | Court User |
| 747 | LETTER / CORRESPONDENCE TO JUDGE | Processed | 04/27/2021 | Alter, D. |
| 748 | LETTER / CORRESPONDENCE TO JUDGE
Request to be added to Microsoft Teams Meeting | Processed | 04/27/2021 | Mitchell, A. |
| 749 | LETTER / CORRESPONDENCE TO JUDGE
April 28, 2021 Letter from E. Moss to Court | Processed | 04/28/2021 | Moss, E. |
| 750 | MEMORANDUM OF LAW IN OPPOSITION
Memorandum of Law in Opposition to Nonparty Movant
Yvette Wang's Motion for Relief Pursuant to CPLR | Processed | 04/28/2021 | Moss, E. |
| 751 | MEMORANDUM OF LAW - REQUEST TO SEAL
Memorandum of Law in Opposition to Nonparty Movant
Yvette Wang's Motion for Relief Pursuant to CPLR | Processed | 04/28/2021 | Moss, E. |
| 752 | AFFIDAVIT OR AFFIRMATION IN SUPPORT
Affirmation of Edward Moss in Support of Plaintiff's
Opposition to Nonparty Movant Yvette Wang's Mot | Processed | 04/28/2021 | Moss, E. |
| 753 | AFFIDAVIT/AFFIRMATION - REQUEST TO SEAL
Affirmation of Edward Moss in Support of Plaintiff's
Opposition to Nonparty Movant Yvette Wang's Mot | Processed | 04/28/2021 | Moss, E. |
| 754 | EXHIBIT(S)
Screenshot from YouTube | Processed | 04/28/2021 | Moss, E. |
**Document List** of 65
New York County Supreme Court **652077/2017**
**Index #**
| Doc# | Document Type/Information | Status | Date Received | Filed By |
|------|---------------------------------------------------------------------------------|-----------|---------------|------------|
| 755 | EXHIBIT(S)
Transcription of YouTube captions | Processed | 04/28/2021 | Moss, E. |
| 756 | EXHIBIT(S)
Responses and Objections | Processed | 04/28/2021 | Moss, E. |
| 757 | EXHIBIT(S)
Debtors Declaration in Genever Bankruptcy | Processed | 04/28/2021 | Moss, E. |
| 758 | EXHIBIT(S)
Instrument of Transfer | Processed | 04/28/2021 | Moss, E. |
| 759 | EXHIBIT(S)
Sherry-Netherland Joinder | Processed | 04/28/2021 | Moss, E. |
| 760 | EXHIBIT(S)
March 11, 2021 Letter from M. Carvalho to E. Moss | Processed | 04/28/2021 | Moss, E. |
| 761 | EXHIBIT(S)
April 23, 2021 Email Chain between A. Mitchell and E.
Moss | Processed | 04/28/2021 | Moss, E. |
| 762 | EXHIBIT(S)
April 21, 2021 Letter from L. Vartan to E. Moss | Processed | 04/28/2021 | Moss, E. |
| 763 | EXHIBIT(S)
April 9-15, 2021 Email Chain between D. Alter and E.
Moss | Processed | 04/28/2021 | Moss, E. |
| 764 | EXHIBIT(S)
Kwok Affidavit in Ace Decade v. UBS | Processed | 04/28/2021 | Moss, E. |
| 765 | EXHIBIT(S)
Feb. 21, 2021 Letter from M. Carvalho to E. Moss | Processed | 04/28/2021 | Moss, E. |
| 766 | EXHIBIT(S)
April 7, 2021 Letter from K. Kearney to E. Moss | Processed | 04/28/2021 | Moss, E. |
| 767 | EXHIBIT(S)
Transcript of December 18, 2020 Hrg in Genever
Bankruptcy | Processed | 04/28/2021 | Moss, E. |
| 768 | EXHIBIT(S)
GSNY Proof of Claim in Genever Bankruptcy | Processed | 04/28/2021 | Moss, E. |
| 769 | EXHIBIT(S)
April 9, 2021 Letter from D. Alter to E. Moss and S.
Sarnoff | Processed | 04/28/2021 | Moss, E. |
| 770 | EXHIBIT(S)
Wang Depo. Tr. Excerpts | Processed | 04/28/2021 | Moss, E. |
| 771 | EXHIBIT(S)
Dept of State Records | Processed | 04/28/2021 | Moss, E. |
| 772 | EXHIBIT(S)
USPTO Records | Processed | 04/28/2021 | Moss, E. |
| 773 | EXHIBIT(S)
Trial Tr. Excerpts in Eastern Profit v. Strategic Vision | Processed | 04/28/2021 | Moss, E. |
| 774 | LETTER / CORRESPONDENCE TO JUDGE
April 29, 2021 Letter from E. Moss to Court | Processed | 04/29/2021 | Moss, E. |
| 775 | LETTER / CORRESPONDENCE TO JUDGE | Processed | 04/30/2021 | Alter, D. |
| 776 | DECISION + ORDER ON MOTION | Processed | 04/30/2021 | Court User |
#### H yea heSUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK
PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,
Plaintiff,
v.
KWOK HO WAN, *a/k/a* KWOK HO, *a/k/a* GWO WEN GUI, *a/k/a* GUO WENGUI, *a/k/a* GUO WEN-GUI, *a/k/a* WAN GUE HAOYUN, *a/k/a* MILES KWOK, *a/k/a* HAOYUN GUO, GENEVER HOLDINGS, LLC, *and* GENEVER HOLDINGS CORPORATION,
Defendants.
O'MELVENY & MYERS LLP Edward N. Moss (emoss@omm.com) Stuart M. Sarnoff (ssarnoff@omm.com) Daniel S. Shamah (dshamah@omm.com) 7 Times Square New York, NY 10036 Tel: (212) 326-2000
FOLEY & LARDNER LLP Douglas E. Spelfogel (dspelfogel@foley.com) Alissa M. Nann (anann@foley.com) 90 Park Avenue New York, New York 10016 Tel: (212) 338-3578
SEIDEN LAW GROUP LLP Robert W. Seiden (rseiden@seidenlegal.com) 69 Seventh Avenue, Fifth Floor New York, NY 10018 Tel: (212) 523-0686
*Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*
Index No. 652077/2017
Hon. Barry Ostrager
Part 61
**COUNSEL OF RECORD**
\* \* \*
BAKER & HOSTETLER LLP John Siegal (jsiegal@bakerlaw.com) Melissa M. Carvalho (mcarvalho@bakerlaw.com) 45 Rockefeller Plaza New York, NY 10111-0100 Tel (212) 589-4289
*Attorneys for Defendant Kwok Ho Wan*
LAWALL & MITCHELL, LLC Aaron A. Mitchell (aaron@lmesq.com) 162 E. 64th Street New York, NY 10065 (973) 285-3280
*Attorneys for Defendants Genever Holdings LLC and Genever Holdings Corporation*
| denorris angelo britt | |
|-----------------------------------|--|
| | |
| NOTARY PUBLIC | |
| | |
| STATE OF DELAWARE | |
| | |
| My Commission Expires May 1, 2022 | |
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