郭文贵破产案 · PETITION · ECF #2173-1

元数据

当事人: 郭文贵 (Guo Wengui / Miles Guo / Ho Wan Kwok)
法院: CTB
案号: 22-50073
ECF #: 2173
类型: PETITION
立案日: 2023-09-07

原始法庭文件为英文，下方为英文全文。

全文

## NOTES TO THE OCTOBER 2022 OPERATING REPORT

# PART 2: ASSET AND LIABILITY STATUS:

Total current assets: d.

Total assets: e.

Unknown Unknown

The Debtor's only known asset is its interest in Genever Holdings LLC, and the value of this interest is unknown.

### UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT

In re Genever Holdings Corporation

Debtor

Case No. 22-50542 Reporting Period: Oct-22

Federal Tax I.D. # n/a

# CORPORATE MONTHLY OPERATING REPORT

File with the Court and submit a copy to the United States Trustee within 20 days after the end of the month and submit a copy of the report to any official committee appointed in the case.

(Reports for Rochester and Buffalo Divisions of Western District of New York are due 15 days after the end of the month, as are the reports for Southern District of New York.)

| REQUIRED DOCUMENTS | Form No. | Document Attached | Explanation Attached | |------------------------------------------------------------------|--------------|----------------------|-------------------------| | Schedule of Cash Receipts and Disbursements | MOR-1 | X | | | Bank Reconciliation (or copies of debtor's bank reconciliations) | MOR-1 (CONT) | X | | | Copies of bank statements | | | | | Cash disbursements journals | | | | | Statement of Operations | MOR-2 | X | | | Balance Sheet | MOR-3 | X | | | Status of Post-petition Taxes | MOR-4 | X | | | Copies of IRS Form 6123 or payment receipt | | | | | Copies of tax returns filed during reporting period | | | | | Summary of Unpaid Post-petition Debts | MOR-4 | X | | | Listing of Aged Accounts Payable | | | | | Accounts Receivable Reconciliation and Aging | MOR-5 | X | | | Taxes Reconciliation and Aging | MOR-5 | X | | | Payments to Insiders and Professional | MOR-6 | X | | | Post Petition Status of Secured Notes, Leases Payable | MOR-6 | X | | | Debtor Questionnaire | MOR-7 | X | |

I declare under penalty of perjury (28 U.S.C. Section 1746) that this report and the attached documents are true and correct to the best of my knowledge and belief.

Claire Abrehart, Director

2 February 2023

Date

\* Authorized individual must be an officer, director or shareholder if debtor is a corporation; a partner if debtor is a partnership; a manager or member if debtor is a limited liability company.

Case 22-50073 Doc 2173-1 Filed 09/07/23

| Entered 09/07/23 09:06:17 | Page 3 of | |---------------------------|-----------| |---------------------------|-----------|

In re Genever Holdings Corporation

Debtor

Case No. 22-50542

Oct-22 Reporting Period:

### SCHEDULE OF CASH RECEIPTS AND DISBURSEMENTS

Amounts reported should be from the debtor's books and not the bank statement. The beginning cash from the prior month or, if this is the first report, the amount should be the petition was filed. The amounts reported in the "CURRENT MONTH -ACTUAL" column must equal the sum of the four bank account columns. Attach copies of the bash disbursements journal. The total disbursements listed in the disbursements journal must equal disbursements reported on this page. A bank reconciliation must be attached for each account. [See MOR-1 (CON'T)]

| | BANK ACCOUNTS | | | | | |-----------------------------------------------|---------------|---------|-----|----------|----------------------------------------------------| | ACCOUNT NUMBER (LAST 4) | OPER | PAYROLL | TAX | Official | CURRENT MONTH ACTUAL (TOTAL OF ALL ACCOUNTS) | | CASH BEGINNING OF MONTH | - | | | | | | RECETENS | | | | | | | CASH SALES | | | | | | | ACCOUNTS RECEIVABLE - | | | | | | | PREPETITION | | | | | | | ACCOUNTS RECEIVABLE - | | | | | | | POSTPETITION | | | | | | | LOANS AND ADVANCES | | | | | | | SALE OF ASSETS | | | | | | | OTHER (ATTACH LIST) | | | | | | | TRANSFERS (FROM DIP ACCTS) | | | | | | | TOTAL RECEIPTS | | | | | | | DISBURS BY BEY IS | | | | | | | NET PAYROLL | | | | | | | PAYROLL TAXES | | | | | | | SALES, USE, & OTHER TAXES | | | | | | | INVENTORY PURCHASES | | | | | | | SECURED/ RENTAL/ LEASES | | | | | | | INSURANCE | | | | | | | ADMINISTRATIVE | | | | | | | SELLING | | | | | | | OTHER (ATTACH LIST) | | | | | | | OWNER DRAW * | | | | | | | TRANSFERS (TO DIP ACCTS) | | | | | | | PROFESSIONAL FEES | | | | | | | U.S. TRUSTEE QUARTERLY FEES | | | | | | | COURT COSTS | | | | | | | TOTAL DISBURSEMENTS | | | | | | | | | | | | | | NET CASHELOW (RECEIPTS LESS DISBURSEMENTS) | | | | | | | | | | | | | | CASH - END OF MONTH | | | | | |

\* COMPENSATION TO SOLE PROPRIETORS FOR SERVICES RENDERED TO BANKRUPTCY ESTATE

### THE FOLLOWING SECTION MUST BE COMPLETED DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)

TOTAL DISBURSEMENTS LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow accounts) TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES

| | Operating | Payroll | Tax | Other | |---------------------------------------------------------------------------------------|-----------|---------|------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | BALANCE PER BOOKS | | | | | | BANK BALANCE | | | Contract Concession Comparis | NEWS . BE CONSULT CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CONSULTION CO | | (+) DEPOSITS IN TRANSIT (ATTACH LIST) | | | | | | (-) OUTSTANDING CHECKS (ATTACH LIST) : | | | | | | OTHER (ATTACH EXPLANATION) | | | | | | ADJUSTED BANK BALANCE * * Adrictad Rank Dalanca" much gaugl "Balanga par Booke" | | | | |

| DEPOSITS IN TRANSIT D Date | Amount | Date | Amount | |----------------------------|--------|-------|--------| | CHECKS OUTSTANDING Ck. # | Amount | Ck. # | Amount | | | | | | | | | | | | | | | | | | | | |

| REVENUES | MONTH | CUMULATIVE -FILING TO DATE | |--------------------------------------------------|-------|-------------------------------| | Gross Revenues | | | | Less: Returns and Allowances | - | | | Net Revenue | | | | COST OF GOODS SOLD | | | | Beginning Inventory | | | | Add: Purchases | | | | Add: Cost of Labor | | | | Add: Other Costs (attach schedule) | | | | Less: Ending Inventory | | | | Cost of Goods Sold | | | | Gross Profit | | | | OPERATING EXPENSES | | | | Advertising | = | | | Auto and Truck Expense | | | | Bad Debts | | | | Contributions | | | | Employee Benefits Programs | - | | | Officer/Insider Compensation* | | | | Insurance | | | | Management Fees/Bonuses | | | | Office Expense | | | | Pension & Profit-Sharing Plans | | | | Repairs and Maintenance | - | | | Rent and Lease Expense | | | | Salaries/Commissions/Fees | | | | Supplies | | | | Taxes - Payroll | - | | | Taxes - Real Estate | | | | Taxes - Other | | | | Travel and Entertainment | | | | Utilities | | | | Other (attach schedule) | | | | Total Operating Expenses Before Depreciation | | | | Depreciation/Depletion/Amortization | | | | Net Profit (Loss) Before Other Income & Expenses | | | | OTHER INCOME AND EXPENSES | | | | Other Income (attach schedule) | | | | Interest Expense | | | | Other Expense (attach schedule) | | | | Net Profit (Loss) Before Reorganization Items | - | |

| re Genever Holdings Corporation | | Case No. 22-50542 | |---------------------------------------------------------------------------------|-------------------|-------------------| | Debtor | Reporting Period: | Oct-22 | | REORGANIZATION ITBMS | | | | Professional Fees | 1 | | | U. S. Trustee Quarterly Fees | | | | Interest Earned on Accumulated Cash from Chapter 11 (see continuation sheet) | | | | Gain (Loss) from Sale of Equipment | 1 | | | Other Reorganization Expenses (attach schedule) | 1 | | | Total Reorganization Expenses | 1 | | | Income Taxes | 1 | | | Net Profit (Loss) | - | |

| OTHER COSTS | | |-------------------------------|--| | | | | | | | | | | | | | | | | OTHER OPERATIONAL EXPENSES | | | | | | | | | | | | | | | | | | OTHER INCOME | | | | | | | | | | | | OTHER EXPENSES | | | | | | | | | | | | OTHER REORGANIZATION EXPENSES | | | | | | | | | | | | | |

| ASSOLAS | BOOK VALUE AT END OF CURRENT REPORTING | PRIOR REPORTING MONTH | BOOK VALUE AT END OF BOOK VALUE ON PETITION DATE OR SCHEDULED | |--------------------------------------------------------|----------------------------------------------------|-----------------------|------------------------------------------------------------------| | CURRENT ASSETS | MONTH | | | | Unrestricted Cash and Equivalents | | | | | Restricted Cash and Cash Equivalents (see continuation | - | | | | sheet) | | | | | Accounts Receivable (Net) | - | | | | Notes Receivable | | | | | Inventories | | | | | Prepaid Expenses | | | | | Professional Retainers | - | | | | Other Current Assets (attach schedule) | | | | | TOTAL CURRENT ASSETS | | | | | PROPERTY & EQUIPMENT | | | | | Real Property and Improvements | | | | | Machinery and Equipment | - | | | | Furniture, Fixtures and Office Equipment | | | | | Leasehold Improvements | | | | | Vehicles | 1 | | | | Less: Accumulated Depreciation | - | | | | TOTAL PROPERTY & EQUIPMENT | | | | | OTHER ASSETS | | | | | Amounts due from Insiders* | | | | | Other Assets (attach schedule) | - | | | | TOTAL OTHER ASSETS | | | | | TOTAL ASSETS | | | | | LIABILITIES AND OWNER EQUITY | BOOK VALUE AT END OF CURRENT REPORTING MONTH | PRIOR REPORTING MONTH | BOOK VALUE AT END OF BOOK VALUE ON PETITION DATE | | LIABILITIES NOT SUBJECT TO COMPROMISE (Postpetition) | | | | | Accounts Payable | | | | | Taxes Payable (refer to FORM MOR-4) | - | | | | Wages Payable | 11 | | | | Notes Payable | - | | | | Rent / Leases - Building/Equipment | | | | | Secured Debt / Adequate Protection Payments | - | | | | Professional Fees | | | | | Amounts Due to Insiders* | | | | | Other Post-petition Liabilities (attach schedule) | | | | | TOTAL POST-PETITION LIABILITIES | | | | | LIABILITIES SUBJECT TO COMPROMISE (Pre-Petition) | | | | | Secured Debt | | | | | Priority Debt | | | | | Unsecured Debt TOTAL PRE-PETITION LIABILITIES | 254,000,000.00 | | | | TOTAL LIABILITIES | | | | | OWNERS' EQUITY | 254,000,000.00 | | | | Capital Stock | unknown | | | | Additional Paid-In Capital | | | | | Partners' Capital Account | | | | | Owner's Equity Account | unknown | | | | Retained Earnings - Pre-Petition | | | | | Retained Earnings - Post-petition | - | | | | Adjustments to Owner Equity (attach schedule) | - | | | | Post-petition Contributions (attach schedule) | - | | | | NET OWNERS' EQUITY | unknown | | | | TOTAL LIABILITIES AND OWNERS' EQUITY | | | |

| 12 | |----|

| BALANCE SHEET - continuation section ASSETS |------------------------------------------------| | | | | | Other Current Assets | | Ownership - Genever Holdings LLC | | | | Other Assets | | | | LIABILITIES AND OWNER EQUITY | Other Post-petition Liabilities | | n/a | | | | | | | | | | | | Adjustments to Owner's Equity | n/a | | | | | | Reporting Period: CURRENT REPORTING MONTH uknown | Oct-22 BOOK VALUE AT END OF BOOK VALUE AT END OF PRIOR REPORTING MONTH | BOOK VALUE ON PETITION DATE | -----------------------------------------------------------|---------------------------------------------------------------------------------|--------------------------------| | | | | | | | | | | unknown | unknown | | | | | | | | | | | BOOK VALUE AT END OF CURRENT REPORTING MONTH | | BOOK VALUE ON PETITION DATE | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |

Case 22-50073 Doc 2173-1 Filed 09/07/23 Entered 09/07/23 09:06:17 Page 9 of

In re Genever Holdings Corporation

Debtor

Case No. 22-50542 Oct-22 Reporting Period:

### STATUS OF POST-PETITION TAXES

The beginning tax liability should be the ending liability from the prior month or, if this is the first report, the amount should be zero.

Attach photocopies of IRS Form 6123 or payment receipt to verify payment or deposit of federal payroll taxes. Attach photocopies of any tax returns filed during the reporting period.

| Federal | Beginning Lax | Amount Withheld and/or Accrued | Amount Paid | Date Paid | Check # or 13 34 F | Ending Tax | |-----------------------|------------------|-----------------------------------------|----------------|-----------|-----------------------|------------| | Withholding | | | | | | | | FICA-Employee | | | | | | | | FICA-Employer | | | | | | | | Unemployment | | | | | | | | Income | | | | | | | | Other: | | | | | | | | Total Federal Taxes | | | | | | | | State and Local | | | | | | | | Withholding | | | | | | | | Sales | | | | | | | | Excise | | | | | | | | Unemployment | | | | | | | | Real Property | | | | | | | | Personal Property | | | | | | | | Other: | | | | | | | | Total State and Local | | | | | | | | Total Taxes | | | | | | |

### SUMMARY OF UNPAID POST-PETITION DEBTS

Attach aged listing of accounts payable.

| | | | | Number of Days Past Due | | | |---------------------------|---------|------|-------|-------------------------|---------|-------| | | Current | 0-30 | 31-60 | 61-90 | Over 91 | Total | | Accounts Payable | | | | | | | | Wages Payable | | | 1 | | | | | Taxes Payable | - | | | | | | | Rent/Leases-Building | - | | | | - | | | Rent/Leases-Equipment | | | | | | | | Secured Debt/Adequate | | | | | | | | Protection Payments | | | | | | | | Professional Fees | | | | | | | | Amounts Due to Insiders | | | | | | | | Other: | | | | | | | | Other: | - | | | | | | | Total Post-petition Debts | - | = | - | | - | |

Explain how and when the Debtor intends to pay any past due post-petition debts.

| re Genever Holdings Corporation | | |---------------------------------|--| | | | | | |

| Accounts Receivable Reconciliation | Amoun | |--------------------------------------------------------------------|-------| | Total Accounts Receivable at the beginning of the reporting period | | | Amounts billed during the period Plus: | | | Amounts collected during the period Less: | | | Total Accounts Receivable at the end of the reporting period | |

| Accounts Receivable Aging | 1-30 123 | 51-60 Days | 61-90 Days | 91 + Days | 11.621 | |-----------------------------------------------------|----------|------------|------------|-----------|--------| | - 30 days old | | | | | | | 1 - 60 days old | | | | | | | 1 - 90 days old | | | | | | | 1+ days old | | | | | | | Total Accounts Receivable | | | | | | | | | | | | | | C Less: Bad Debts (Amount considered uncollectib | | | | | | | | | | | | | | Net Accounts Receivable | | | | | | | | | | | | |

| Taxes Payable | I-SI Dav | 31-60 Days | 6 L-90 Davs | 91 - Days | 019 | |------------------------|----------|------------|-------------|-----------|-----| | - 30 days old | | | | | | | 31 - 60 days old | | | | | | | 161 - 90 days old | | | | | | | 191+ days old | | | | | | | Total Taxes Payable | | | | | | | Total Accounts Payable | | | | | |

| INSIDERS | | | | | | | |----------|----------------------------|-------------|--------------------|--|--|--| | NAME | TYPE OF PAYMENT | AMOUNT PAID | TOTAL PAID TO DATE | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | TOTAL PAYMENTS TO INSIDERS | 1 | | | | |

| PROFESSIONALS | | | | | | | |-----------------------------------|-----------------------------------------------|-----------------|-------------|--------------------|-----------------------------|--| | NAME | DATE OF COURT ORDER AUTHORIZING PAYMENT | AMOUNT APPROVED | AMOUNT PAID | TOTAL PAID TO DATE | TOTAL INCURRED & UNPAID* | | | Neubert, Pepe & Monteith, P.C. | n/a | n/a | n/a | 0 | \$22,068.50 (estimated) | | | | | | | | | | | | | | | | | | | | | | | | | | | | TOTAL PAYMENTS TO PROFESSIONALS | 1 | - | - | | |

| NAME OF CREDITOR | SCHEDINGED MONTHLY PAYMENT DUE | AMOUNT PAID DURING MONTH | TOTAL UNPAID POST- PETITUON | |------------------|--------------------------------------|-----------------------------|--------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | TOTAL PAYMENTS | - | |

| | Must be completed each month. If the answer to any of the | Yes | No | |-----|--------------------------------------------------------------------------|-----|----| | | questions is "Yes", provide a detailed explanation of each item. | | | | | Attach additional sheets if necessary. | | | | | Have any assets been sold or transferred outside the normal course of | | X | | | business this reporting period? | | | | | Have any funds been disbursed from any account other than a debtor in | | X | | | possession account this reporting period? | | | | | Is the Debtor delinquent in the timely filing of any post-petition tax | | X | | | returns? | | | | | Are workers compensation, general liability or other necessary | | X | | | 4 insurance coverages expired or cancelled, or has the debtor received | | | | | notice of expiration or cancellation of such policies? | | | | | | | X | | | Is the Debtor delinquent in paying any insurance premium payment? | | | | | Have any payments been made on pre-petition liabilities this reporting | | X | | | period? | | | | | Are any post petition receivables (accounts, notes or loans) due from | | X | | | related parties? | | | | | Are any post petition payroll taxes past due? | | X | | | 9 Are any post petition State or Federal income taxes past due? | | X | | | 10 Are any post petition real estate taxes past due? | | X | | | 11 Are any other post petition taxes past due? | | X | | | | | X | | | 12 Have any pre-petition taxes been paid during this reporting period? | | | | | 13 Are any amounts owed to post petition creditors delinquent? | | X | | | 14 Are any wage payments past due? | | X | | ો ર | Have any post petition loans been been received by the Debtor from any | | X | | | party? | | | | | 16 Is the Debtor delinquent in paying any U.S. Trustee fees? | | X | | 17 | Is the Debtor delinquent with any court ordered payments to attorneys or | | X | | | other professionals? | | | | 18 | Have the owners or shareholders received any compensation outside of | | X | | | the normal course of business? | | |