郭文贵破产案 · ECF #304

Case 22-50073 Doc 304 Filed 05/01/22 Entered 05/02/22 00:17:09 Page 1 of 7

United States Bankruptcy Court

District of Connecticut

In re: Case No. 22-50073-jam

Ho Wan Kwok Chapter 11

Debtor

**CERTIFICATE OF NOTICE**

District/off: 0205-5 User: admin Page 1 of 4 Date Rcvd: Apr 29, 2022 Form ID: pdfdoc1 Total Noticed: 58

The following symbols are used throughout this certificate:

**Symbol Definition**

+ Addresses marked '+' were corrected by inserting the ZIP, adding the last four digits to complete the zip +4, or replacing an incorrect ZIP. USPS regulations require that automation-compatible mail display the correct ZIP.

**Notice by first class mail was sent to the following persons/entities by the Bankruptcy Noticing Center on May 01, 2022:**

| Recip ID<br>db | Recipient Name and Address<br>+ Ho Wan Kwok, 373 Taconic Road, Greenwich, CT 06831-2828 | |----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------| | aty | + Andrew M. Carty, Brown Rudnick LLP, Seven Times Square, New York, NY 10036-6548 | | dbaty | + Brown Rudnick LLP, One Financial Center, Boston, MA 02111-2600 | | cr | + Logan Cheng, c/o Randazza Legal Group, PLLC, 100 Pearl Street, 14th Floor, Hartford, CT 06103-4500 | | ca | + Stretto, 410 Exchange, Suite 100, Irvine, CA 92602-1331 | | 9343455 | + Bi Hai Ge Lin, C/O Kevin Tung, Esq., 38th Avenue, Suite 3d, Flushing, NY 11354 USA 11363 | | 9343425 | CHENG (NY), c/o Randazza Law Firm, 2764 Sahara Dr., Suite 109, Las Vegas, NV 89117 USA | | 9343450 | + Chao-Chic Chiu, c/o Giordano, Halleran &. Ciesla, P.C., 1250 Broadway, 36th Floor, New York, NY 10010 USA 10001-3709, Attn:<br>Christopher Marino | | 9343406 | + Cheng Jian Wu Jian She, c/o Kevin Kerveng Tung, P.C., 136-20 38th Avenue, Suite 3D & 3F, Flushing, NY 11354-4232, Attn: Kevin<br>Tung, Esq. | | 9343431 | + Chenglong Wang, C/O HGT Law, 250 Park Avenue, 7th Floor, New York, NY 10177-0799, Attn: Hung Ta | | 9343452 | + Chong Sheen Raphanella, C/O Wolf Haldenstein Adler Freeman & Her, 270 Madison Avenue, New York, NY 10016-0601, Attn: Matthew<br>Guiney | | 9343457 | + Fu Le Hong Ma, C/O Kevin Tung, Esq., 38th Avenue, Suite 3d, Flushing, NY 11354 USA 11363 | | 9343404 | + Golden Spring New York, 162 E. 64th Street, New York, NY 10605 USA 10065-7478, Attn: Max Krasner | | 9343408 | + Guo Baosheng, c/o Law Office of Ning Ye, Esq., 135-11 38th Avenue, Suite 1A, Flushing, NY 11354-4440, Attn: Ning Ye, Esq. | | 9343410 | + Hong Qi Qu, c/o Kevin Tung, P.C., 136-20 38th Avenue, Suite 3D & 3F, Flushing, NY 11354-4232, Attn: Kevin Tung, Esq. | | 9343449 | + Huizen Wang, c/o Giordano, Halleran &. Ciesla P.C., 1250 Broadway, 36th Floor, New York, NY 10010 USA 10001-3709, Attn:<br>Christopher Marino | | 9343421 | + Jia Li Wang, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | 9343435 | + Jiamei Lu, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | 9343412 | + Jian Gong, C/O Kevin Kerveng Tung, P.C., 136-20 38th Avenue, Suite 3D, Flushing, NY 11354-4232, Attn: Kevin Tung, Esq. | | 9343434 | + Jianhu Yi and Qiuju Jia, C/O Arthur Angel, Esq., 1305 n. Poinsettia Place, Los Angeles, CA 90046-4305 | | 9343419 | + Jun Chen aka Jonathan Ho, C/O Wayne Wei Zhu, Esq., 4125 Kissena Blvd, Suite 112, Flushing, NY 11355-3150, Attn: Wayne Wei Zhu | | 9343436 | + Jun Liu, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | 9343430 | + Kaixin Hong, C/O HGT Law, 250 Park Avenue, 7th Floor, New York, NY 10177-0799, Attn: Hung Ta | | 9343447 | + Keyi Zilkie, c/o Giordano, Halleran &. Ciesla, P.C., 1250 Broadway, 36th Floor, New York, NY 10010 USA 10001-3709, Attn:<br>Christopher Marino | | 9343418 | + Lamp Capital, LLC, Attn: Bernardo Enriquez, 667 Madison Avenue, New York, NY 10065-8029 | | 9343415 | + Liehong Zhuang/Xiao Yan Zhu, C/O Trexler & Zhang, LLP, 224 West 35th Street, 12th Floor, New York, NY 10001-2532, Attn: Jonathan<br>T. Trexler, Esq. | | 9343437 | + Linda Cheng, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | 9343438 | + Mao-Fu Weng, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | 9343411 | + Nan Tong Si Jian, C/O Kevin Kerveng Tung, P.C., 136-20 38th Avenue, Suite 3D & 3F, Flushing, NY 11354-4232, Attn: Kevin Tung,<br>Esq. | | 9343407 | + Ning Ye, c/o Law Office of Ning Ye, Esq., 135-11 38th Avenue, Suite 1A, Flushing, NY 11354-4440, Attn: Ning Ye, Esq. | | 9343451 | + Rong Zhang, C/O Wolf Haldenstein Adler Freeman & Her, 270 Madison Avenue, New York, NY 10016-0601, Attn: Matthew Guiney | | 9343439 | + RuQin Wang, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | 9343426 | + SHI, C/O Thompson Hine, 20 N. Clark St., Ste 3200, Chicago, IL 60602-5093, Attn: Steven A. Block, Esq. | | 9348491 | + Samuel Dan Nunberg, 600 South Dixie Highway, Suite 455, West Palm Beach, FL 33401-5851 | | 9343417 | + Samuel Nunberg, C/O Nesenoff & Miltenberg, LLP, 363 Seventh Ave, 5th Floor, New York, NY 10001-3915, Attn: Andrew T.<br>Miltenberg, Esq. | | 9343440 | + Teli Chen, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | 9343422 | + WA&HF, LLC/Ruizeng An, C/O AFN Law, 41 Madison Avenue, 31st Floor, New York, NY 10010-2345, Attn: Angus Ni, Esq. | | 9343427 | + WANG, C/O Carmody Torrance Sandak & Hennessey, 195 Church Street, P.O. Box 1950, New Haven, CT 6509 USA 06509-1950, Attn:<br>David Grudberg | | 9343441 | + Weiguo Sun, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | 9343442 | + Weixiand Ge, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | 9343429 | + Wen Lin, C/O HGT Law, 250 Park Avenue, 7th Floor, New York, NY 10177-0799, Attn: Hung Ta |

District/off: 0205-5 User: admin Page 2 of 4

Date Rcvd: Apr 29, 2022 Form ID: pdfdoc1 Total Noticed: 58

| 9343433 | + Xiaobo He, C/O HGT Law, 250 Park Avenue, 7th Floor, New York, NY 10177-0799, Attn: Hung Ta | | |---------|------------------------------------------------------------------------------------------------------------------------------------------------|--| | 9343453 | + Xiaodan Wang, C/O Wolf Haldenstein Adler Freeman & Her, 270 Madison Avenue, New York, NY 10016-0601, Attn: Matthew Guiney | | | 9343432 | + Xiaoping Luo, C/O HGT Law, 250 Park Avenue, 7th Floor, New York, NY 10177-0799, Attn: Hung Ta | | | 9343443 | + Xingyu Yan, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | | 9343454 | + Xiong Xian Wei Ye, C/O Kevin Tung, Esq., 136-20 38th Avenue, Suite 3D & 3F, Flushing, NY 11354-4232, Attn: Kevin Tung, Esq | | | 9343423 | + Xiqiu Fu, c/o The Lanier Law Firm, 10940 W. Sam Houston Pkwy N., Suite 100, Houston, TX 77064-5768, Attn: Lawrence P. Wilson | | | 9343448 | + YUNXIA WU, c/o Giordano, Halleran &. Ciesla, P.C., 1250 Broadway, 36th Floor, New York, NY 10010 USA 10001-3709, Attn:<br>Christopher Marino | | | 9343444 | + Yan Gao, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | | 9343413 | + Yan Zhao, C/O Law Office of Ning Ye, Esq., 135-11 38th Avenue, Suite 1A, Flushing, NY 11354-4440, Attn: Ning Ye, Esq. | | | 9343409 | + Yang Lan and Wu Zheng, 900 Third Avenue, 18th Floor, c/o Arkin Solbakken, LLP, New York, NY 10022-5000, Attn: Robert C.<br>Angelillo | | | 9343445 | + Yi Li, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | | 9343446 | + Ying Liu, C/O Thompson Hine, 335 Madison Avenue, 12th Floor, New York, NY 10017-4666, Attn: Brian P. Lanciault, Esq. | | | 9343414 | + Yua Hua Zhuang Shi, C/O Kevin Kerveng Tung, P.C., 136-20 38th Avenue, Suite 3D & 3F, Flushing, NY 11354-4232, Attn: Kevin Tung,<br>Esq. | | | 9344053 | + Yue Hua Zhu Shi, 136-20 38th Avenue, Suite 3D, c/o Kevin Kerveng Tung, P.C., Flushing, NY 11354-4232, Attn: Kevin Tung, Esq. | | | 9343456 | + Zhen Yuan Jian Zhu, C/O Kevin Tung, Esq., 38th Avenue, Suite 3d, Flushing, NY 11354 USA 11363 | | | 9343428 | + Zhengjun Dong, C/O HGT Law, 250 Park Avenue, 7th Floor, New York, NY 10177-0799, Attn: Hung Ta | |

TOTAL: 57

#### **Notice by electronic transmission was sent to the following persons/entities by the Bankruptcy Noticing Center.**

Electronic transmission includes sending notices via email (Email/text and Email/PDF), and electronic data interchange (EDI). Electronic transmission is in Eastern Standard Time.

| Recip ID<br>aty | Notice Type: Email Address<br>+ Email/Text: ustpregion02.nh.ecf@usdoj.gov | Date/Time | Recipient Name and Address | |-----------------|---------------------------------------------------------------------------|----------------------|---------------------------------------------------------------------------------------------------------------------------------------| | | | Apr 29 2022 18:28:00 | Steven E. Mackey, Office of the U.S. Trustee, The<br>Giaimo Federal Building, 150 Court Street, Room<br>302, New Haven, CT 06510-2022 | | ca | + Email/Text: cr-info@stretto.com | Apr 29 2022 18:28:00 | Stretto, 410 Exchange, Suite 100, Irvine, CA<br>92602-1331 |

TOTAL: 2

# **BYPASSED RECIPIENTS**

**The following addresses were not sent this bankruptcy notice due to an undeliverable address, \*duplicate of an address listed above, \*P duplicate of a preferred address, or ## out of date forwarding orders with USPS.**

| Recip ID<br>intp | Bypass Reason Name and Address<br>Golden Spring (New York) LTD | |------------------|-------------------------------------------------------------------------| | intp | HK International Funds Investments (USA) Limited, | | crcm | Official Committee of Unsecured Creditors | | cr | Zheng Wu | | 9343402 | 22-50073 | | 9343424 | Jonathan Young, 141 Allenby Road, Wellington Point, QLD 4160, AUSTRALIA | | 20 | Pacific Alliance Asia Opportunity Fund L.P. | | 20 | Rui Ma | | 20 | Weican Meng |

TOTAL: 9 Undeliverable, 0 Duplicate, 0 Out of date forwarding address

## **NOTICE CERTIFICATION**

**I, Gustava Winters, declare under the penalty of perjury that I have sent the attached document to the above listed entities in the manner shown, and prepared the Certificate of Notice and that it is true and correct to the best of my information and belief.**

**Meeting of Creditor Notices only (Official Form 309): Pursuant to Fed .R. Bank. P.2002(a)(1), a notice containing the complete Social Security Number (SSN) of the debtor(s) was furnished to all parties listed. This official court copy contains the redacted SSN as required by the bankruptcy rules and the Judiciary's privacy policies.**

Case 22-50073 Doc 304 Filed 05/01/22 Entered 05/02/22 00:17:09 Page 3 of 7

District/off: 0205-5 User: admin Page 3 of 4 Date Rcvd: Apr 29, 2022 Form ID: pdfdoc1 Total Noticed: 58

Date: May 01, 2022 Signature: /s/Gustava Winters

### **CM/ECF NOTICE OF ELECTRONIC FILING**

| | The following persons/entities were sent notice through the court's CM/ECF electronic mail (Email) system on April 29, 2022 at the address(es) listed below: | |------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Name | Email Address | | Aaron Romney | on behalf of Interested Party HK International Funds Investments (USA) Limited LLC aromney@zeislaw.com,<br>swenthen@zeislaw.com | | Aaron Romney | on behalf of Plaintiff HK International Funds Investments (USA) Limited LLC aromney@zeislaw.com, swenthen@zeislaw.com | | Annecca H. Smith | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. asmith@rc.com | | Bennett Silverberg | on behalf of Debtor Ho Wan Kwok bsilverberg@brownrudnick.com | | Carollynn H.G. Callari | on behalf of Creditor Zheng Wu ccallari@callaripartners.com | | Carollynn H.G. Callari | on behalf of 20 Largest Creditor Rui Ma ccallari@callaripartners.com | | Carollynn H.G. Callari | on behalf of 20 Largest Creditor Weican Meng ccallari@callaripartners.com | | David S. Forsh | on behalf of 20 Largest Creditor Rui Ma dforsh@callaripartners.com | | David S. Forsh | on behalf of Creditor Zheng Wu dforsh@callaripartners.com | | David S. Forsh | on behalf of 20 Largest Creditor Weican Meng dforsh@callaripartners.com | | David V. Harbach, II | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. dharbach@omm.com | | Dylan Kletter | on behalf of Debtor Ho Wan Kwok dkletter@brownrudnick.com<br>adeering@brownrudnick.com;upinelo@brownrudnick.com;bsilverberg@brownrudnick.com;rstark@brownrudnick.com | | Holley L. Claiborn | on behalf of U.S. Trustee U. S. Trustee holley.l.claiborn@usdoj.gov | | Irve J. Goldman | on behalf of Creditor Committee Official Committee of Unsecured Creditors igoldman@pullcom.com rmccoy@pullcom.com | | Jay Marshall Wolman | on behalf of Creditor Logan Cheng jmw@randazza.com ecf-6898@ecf.pacerpro.com | | Jeffrey L Jonas | on behalf of Debtor Ho Wan Kwok jjonas@brownrudnick.com | | Jonathan Kaplan | on behalf of Creditor Committee Official Committee of Unsecured Creditors jkaplan@pullcom.com<br>prulewicz@pullcom.com;rmccoy@pullcom.com | | Kenneth Aulet | on behalf of Debtor Ho Wan Kwok kaulet@brownrudnick.com | | Kristin B. Mayhew | on behalf of Creditor Zheng Wu kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | | Kristin B. Mayhew | on behalf of 20 Largest Creditor Weican Meng kmayhew@mdmc-law.com<br>kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | | Kristin B. Mayhew | on behalf of 20 Largest Creditor Rui Ma kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | | Laura Aronsson | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. laronsson@omm.com | | Mia N. Gonzalez | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. mgonzalez@omm.com |

#### Case 22-50073 Doc 304 Filed 05/01/22 Entered 05/02/22 00:17:09 Page 4 of 7

| District/off: 0205-5<br>Date Rcvd: Apr 29, 2022 | User: admin<br>Form ID: pdfdoc1 | Page 4 of 4<br>Total Noticed: 58 | | | |-------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------|--|--| | Patrick M. Birney | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. pbirney@rc.com ctrivigno@rc.com | | | | | Peter Friedman | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. pfriedman@omm.com | | | | | Peter J. Zarella | on behalf of 20 Largest Creditor Rui Ma pzarella@mdmc-law.com | | | | | Peter J. Zarella | on behalf of Creditor Zheng Wu pzarella@mdmc-law.com | | | | | Peter J. Zarella | on behalf of 20 Largest Creditor Weican Meng pzarella@mdmc-law.com | | | | | Scott D. Rosen | on behalf of Interested Party Golden Spring (New York) LTD srosen@cb-shea.com kseaman@cbshealaw.com | | | | | Stephen M. Kindseth | on behalf of Interested Party HK International Funds Investments (USA) Limited LLC skindseth@zeislaw.com,<br>cjervey@zeislaw.com | | | | | Stuart M. Sarnoff | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. ssarnoff@omm.com | | | | | Timothy D. Miltenberger | on behalf of Interested Party Golden Spring (New York) LTD Tmiltenberger@cbshealaw.com<br>msullivan@cbshealaw.com;dtempera@cbshealaw.com | | | | | U. S. Trustee | USTPRegion02.NH.ECF@USDOJ.GOV | | | | | William Baldiga | on behalf of Debtor Ho Wan Kwok wbaldiga@brownrudnick.com | | | | | William R. Baldiga | on behalf of Debtor Ho Wan Kwok wbaldiga@brownrudnick.com | | | | | TOTAL: 35 | | | | |

#### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**

--------------------------------------------------------------------X In re: Ho Wan Kwok, Debtor. : : : : : : : : Chapter 11 Case No. 22-50073 (JAM) 5H(&)1R

--------------------------------------------------------------------X

#### **ORDER AUTHORIZING RETENTION AND EMPLOYMENT OF BROWN RUDNICK LLP AS COUNSEL TO DEBTOR AND DEBTOR IN POSSESSION**

Upon the application of Mr. Ho Wan Kwok (the "Application"),¹ as debtor and debtor in possession in the above-captioned Chapter 11 case, pursuant to title 11 of the United States Code, 11 U.S.C. §§ 101-1330, as amended (the "Bankruptcy Code"), for authorization to employ Brown Rudnick LLP ("Brown Rudnick") as his bankruptcy counsel effective as of the Petition Date, as more fully set forth in the Application; and upon the annexed affidavit of William R. Baldiga, Esquire, a partner of Brown Rudnick (the "Baldiga Affidavit"); and the Court being satisfied, based on the representations made in the Application and the Baldiga Affidavit, that Brown Rudnick does not represent or hold any interest adverse to Mr. Kwok or his Chapter 11 estate as to the matters upon which it is to be engaged and is a "disinterested person" under 11 U.S.C. § 101(14), as modified by 11 U.S.C. § 1107(b), and that the employment of Brown Rudnick is necessary to Mr. Kwok ("Debtor") and his Chapter 11 estate; and the Court having jurisdiction to consider the Application and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334; and after due deliberation and sufficient cause appearing thereforeDIWHUWKHKHDULQJKHOG RQ\$SULO:

¹ Capitalized terms not otherwise defined herein shall have the meanings ascribed in the Application.

#### **IT IS HEREBY ORDERED THAT:**

1. That the Application is granted and approved subject to the terms and limitations herein.

2. Pursuant to Sections327(a) of title 11 of the United States Code, 11 U.S.C. §§ 101, et seq. (the "Bankruptcy Code"), Rule 2014 of the Federal Rules of Bankruptcy Procedure (the "Bankruptcy Rules") and Rule 2014-1 of the Local Bankruptcy Rules for the District of Connecticut (the "Local Rules"), the Debtor, is authorized to employ and retain Brown Rudnick as his counsel to perform the services as set forth in the Application and the Baldiga Affidavit, effective as of the Petition Date.

3. Notwithstanding any provision of the Engagement Agreement, any dispute concerning the performance of services by Brown Rudnick pursuant to the Engagement Agreement shall be governed by and construed in accordance with the laws of the State of Connecticut.

4. Notwithstanding the Engagement Agreement and the Client Engagement Terms incorporated therein, Brown Rudnick will not, during the pendency of the chapter 11 case, represent any client that is adverse to the Debtor or the estate, and that the conflicts section in the Client Engagement Terms at ECF 142 at pages 21-23 does not, during the pendency of the chapter 11 case, supersede, override, waive, or negate the obligations the Debtor has to the estate, the obligations Brown Rudnick has to the Debtor and the estate in the role as chapter 11 counsel to the Debtor, nor the professional responsibilities Brown Rudnick has and owes to the Debtor.

5. Notwithstanding the Engagement Agreement and the Client Engagement Terms incorporated therein, Brown Rudnick shall be compensated on an hourly basis, with reimbursement of expenses, in accordance with the procedures set forth in Sections 330 and 331 of the Bankruptcy Code and such Bankruptcy Rules, Local Rules of the District of Connecticut and guidelines established by the Office of the United States Trustee as may then be applicable, from time to time, and such other procedures as may be fixed by order of this Court. Brown Rudnick shall not be entitled to interest on fees awarded by Court.

6. Ten business days' notice must be provided by Brown Rudnick to the Debtor, the United States Trustee and any official committee prior to any increases in the rates set forth in the Application, and such notice must be filed with the Court.

7. The Debtor is authorized and empowered to take all actions necessary to implement the relief granted in this Order.

8. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.

9. This Court shall retain jurisdiction to hear and determine all matters arising from or related to the implementation and enforcement of this Order.

Dated at Bridgeport, Connecticut this 29th day of April, 2022.

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