--- type: court_doc id: "court_ctb_1604_21" court: "CTB" case_no: "22-50073" doc_number: 1604 doc_type: "EXHIBIT" filed_date: "2023-03-27" lang: "en" machine_translated: false url: "https://mubeitech.com/en/court/court_ctb_1604_21" json_url: "https://mubeitech.com/api/court/court_ctb_1604_21" --- # Guo Wengui / Miles Guo — bankruptcy case · EXHIBIT · ECF #1604-21 Exhibit 21 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 2 of i CHAR500 6.50 750 NYS Annual Filing for Charitable Organizationsl...www.CharitiesNYS.comNewYork,NY ~ NYS Office of the Attorney General ~1 Charities Bureau Registration Section i 28 Uberty Street Inspection 10005 2019 Open to Public Information Z [1.Gen@ral ForfiscaiYearBeginning(mrrwdd　,　Yyyy)01/11/2019ZandEnding(mnwdd/nyy)Ii*ZIIZi~IiJ~ Organization: Name of Check if Applicable: Ill-£ INC FOUNDATION Address Change LRULE OF LAW E-7　(EIN): Employer Identification Number 83-3252663 E-1 Name Change [XI　_ _ _ _ _ Mailing Address: _____,47-16-79 ARD FLOOR Ll.62 EAST €4 STBRET Initial Filing E-1 Final Filing　_ _ _ City / State / ZIP:　_ _　Telephone: E-1 Amended Filing F] Reg ID Pending　LNEW--YORK, AIY Website:　10-065　242-8069 Email: organization's Check your registration category:　7A only Fl EPTL 1-Xl　only @A & ~ DUAL　EPTU 1-1 EXEMPT*　Category the Confirm Registration in your Charities Registry at www.CharitiesNYS.com. 2. Certification See instructions for si natories. two　requirements. Improper certification　violation certification is a　of law that be subject may　requires penalties. The certification to We certify under　penalties of perjury that we　this report, including reviewed　and to the all attachments,　knowledge and belief, best of our they are　correct and complete in true,　with the laws accordance　of New York of the State　applicable to this report. HAIDONG HAO　1 Authorized President or　8-89 Officer:　H.A.I.PORCA _-　UNDATION FO　11/tize CHAIR _ _ _ HEINEMEYER ROSS Officer Chief Financial or　Treasurer:　TREASURER　11 l5 Signature　Print Name and Title　Date ' 3. Annual Reporting　Exemption If that to　is　exemption under category one　EPTL only filers) both (7A or or exemption(s) Check the (DUAL filers)　apply filing. your your registration, that apply to　organization claiming an complete only parts 1,2,　and 3, and submit the certified　No fee, schedules, Char500. or categories additional attachments　your required. If cannot claim you are　exemption DUAL or are a an　claims only filer that one　file applicable exemption, must you and attachments schedules　applicable fees. and pay ~338.7A filing　Total contributions exemption:　State including from NY　residents, foundations,　agencies, etc. did not government exceed　\$25,000 and the organization did　professional not engage a　(PFR) fund fund raiser or　(FRC) solicit raising counsel to contributions　the fiscal during year. ~-7 3b. EPTL　exemption: Gross receipts filing　\$25,000 exceed did not　of assets and the market value　\$25,000 time did not exceed at any during the fiscal year. 14. Schedules and　1 Attachments See the following page ~ ~　Yes No 4a. Did ~　fund professional fund raiser,　raising counsel commercial co-venturer or for a checklist of　~Xl for fund　organization your use a raising activity in NY State?　Schedule If complete　4a. schedules and attachments to　yes, filing.　Did Yes No 4b. ~ ~　the organization receive　grants? If government yes,　Schedule 4b. complete complete your 5. Fee See-the-checkliston-the7Afilingfee.　EPTLFdIngfee: 1　fee: Total　Make a single check or money order i calculate next to page　your　1　payable to: ~ fee(s). Indicate fee(s) you aresubmittingher'~~rtmentofLaw" CHAR500 Annual Filing for　Charitable Organizations　(Updated January 2020) 'The"Exempt" category refers to an organization's NYS registration status. It does not refer to its IRS tax designation. 968451 01-08-20 1019 Page 1 16201113 785547 313170900 2019.05000 RULE OF LAW FOUNDATION II 31317091 RULEOFLAWFOUNDATIONIII,INCCase 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 3 of Simplysubmit the certified CHAR500 with no fee, schedule, or additional attachments IF: 38 CHAR500 - - Your organization is registered as EPTL only andAnnualFilingChecklist you /LLL1- Your organization is registered as DUAL and you marked both the 7A and EPTL filing exemption in Part 3. marked the EPTL filing [-ChecklistofS®¢\¢4\%4¢(Attachments-1 Check the schedules you must submit with your CHAR500 as described in Part 4: - 1~1 If you answered "yes" in Part 4a, submit Schedule 4a: Professional Fund Raisers (PFR), Fund Raising Counsel (FRC), Commercial Co-Venturers (CCV) - E-1 If you answered "yes" in Part 4b, submit Schedule 4b: Government Grants Check the financial attachments you must submit with your CHAR500: - FX1 IRS Form 990, 990-EZ, or 990-PF, and 990-T if applicable - [Xl Al I additional IRS Form 990 Schedules, including Schedule B (Schedule of Contributors). Schedule B of public charities is exempt from disclosure and will not be available for public review. - El Our organization was eligible for and filed an IRS 990-N e-postcard. Our revenue exceeded \$25,000 and/or our assets exceeded \$25,000 in the filing year. We have included an IRS Form 990-EZ for state purposes only. If you are a 7A only or DUAL filer, submit the applicable independent Certified Public Accountant's Review or Audit Report: - El Review Report if you received total revenue and support greater than \$250,000 and up to \$750,000. - [XlAudit Report if you received total revenue and support greater than \$750,000 - F--1 No Review Report or Audit Report is required because total revenue and support is less than \$250,000 E-1 We are a DUAL filer and checked box 3a, no Review Report or Audit Report is required [Calculate Your fe#J For 7A and DUAL filers, calculate the 7A fee: El \$0, if you checked the 7A exemption in Part 3a IXI \$25, if you did not check the 7A exemption in Part 3a For EPTL and DUAL filers, calculate the EPTL fee: \$0, [-7 if checked you　exemption in Part 3b the EPTL ~3　\$25, if the NET WORTH is less than \$50,000 \$50, if NET ~3 the　\$250,000 \$50,000 but less than WORTH is or more \$100, E-1 if the NET　\$1,000,000 \$250,000 but less than WORTH is or more \$250, if the NET E--1　\$10,000,000 \$1,000,000 but less than WORTH is or more \$750, F~ if the NET　\$10,000,000 \$50,000,000 but less than WORTH is more or \$1500, F--1 if the NET　\$50,000,000 WORTH is more or Efet'8-¥ourtinngl Send your CHAR500, all schedules and attachments, and total fee to: NYS Office of the Attorney General Charities Bureau Registration Section 28 Uberty Street New York, NY 10005 Need Assistance? Visit: www.CharitiesNYS.com Call: (212) 416-8401 Email: Charities.Bureau@ag.ny.gov *ls-mv-Registration Category 7A. EPTL. DUAL or EXEME[2=*Organizations are assigned a Registration Category upon registration with the NY Charities Bureau: in Part 3. exemption in Part 3. 7A filers are registered to solicit contributions in New York under Article 7-A of the Executive Law ("7A") EPTL filers are registered under the Estates, Powers & Trusts Law ("EPTL:') because they hold assets and/or conduct activities for charitable purposes in NY. DUAL filers are registered under both 7A and EPTL. EXEMPT filers have registered with the NY Charities Bureau and meet conditions in Schedule E - Registration · Exemotion for Charitable Oraanizations . These organizations are not required to file annual financial reports but may do so voluntarily. Confirm your Registration Category and learn more about NY law at www.CharitiesNYS=[rL Whpre do I find my organization's NET WORTH? NET WORTH for fee purposes is calculated on: - - IRS Form 990 Part 1, line 22 - - IRS Form 990 EZ Part 1, line 21 - - IRS Form 990 PF, calculate the difference between Total Assets at Fair Market Value (Part ll, line 16(c)) and Total Liabilities (Part 11, line 23(b)). 968461 01-08-20 1019 CHAR500 Annual Filing for Charitable Organizations (Updated January 2020) FOOTNOTES THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2019 HAVE NOT BEEN FINALIZED AS OF THE FILING DEADLINE. THE AUDITED FINANCIAL STATEMENTS WILL BE SUBMITTED ONCE COMPLETED. Case 22-50073　Doc 1604-21　EXTENDED　Filed 03/27/23 TO　16, NOVEMBER　2020　Entered 03/27/23 14:12:10　Page 5 of of Return　38 Exempt　From　Income　Tax　OMB No. 1545-0047 Organization (Rev.　2020) January numbers this form it Do enter social security I, not as on　may　made public. be　Open to Public Department of the Treasury Inspection and the latest information. ov/Form990 for instructions Go to www.irs. Service Internal Revenue A　For the　2019 calendar　tax year, or year　JAN beginning　11　2019　and ending　31, DEC　2019 B　Check if　of C Name　organization　D Employer　identification　number -　applicable: -Address Ichange Name　RULE OF　LAW　FOUNDATION　III,　INC L__lchange　Doin business as　83-3252663 ~　EX-1&#%and Number EASTstreet (or P.O. box if STREETmail is not 3RDdelivered to street FLOORaddress)Room/suiteE Telephone 917-242-8069number te?ln/ terminstateandZIP foreign orpostal code4,210,315. \$ Gross receipts G ated ~~~dedCity town, or NEW YORKprovince, or NYcountry, 10065H(a) Is this return a group [33~"ca-Name and Fof principal addressofficer: HAOHAIDONG~ ~ Yes for subordinates? No pendingAS SAMEABOVE Cincluded? Fl Yes E-1 No all subordinates H(b) Are 1Tax-exemX t status:501 501 c c4 insert no.4947 a 1 or527If " No," attach a list. (see instructions) J Website:ROLFOUNDATION.ORGH Grou c exemtionnumber X K Form of or anization:CorporationTrustAssociationI OtherL Yearof formation:2019 MDE State of le al domicile: PartISummary 1Briefly describe theorganization'smost mission orsignificantactivities: TOEXPOSECORRUPTION, §OBSTRUCTION-,_ILLEGALITY-L-BRUTALITY.L.FALSEZIMPRISONMENT,ZEXCESSIVE ~2\$ Check this box~-1 if thediscontinued organizationitsdisposed operations orof morethan 25% of itsnet assets. ~3Number ofvoting members ofthegoverning body (Part VI, line la)3 06S4ofindependent Numbervoting membersofthegoverning body(Part VI, linelb) 6Total number ofTotal number of individuals employed in calendar year 2019 (Part V, line 2a) volunteers (estimateif necessary)5 g 073Total unrelatedfrom business revenuePart VIll, column(C), line127a0• bNet unrelatedtaxable income businessfrom Formline 990-T39 7b0. Prior YearCurrent Year o8and Contributions(Part Vill, grantslinelh)4,210,112. ~9Program service(Part Vill, line revenue29)0. &10Investment income(Part VIll, column(A), lines 3,4,and 7d)203. CM11(Part Other revenueVIll, column (A),lines5,6d, 8c,9c, 10c,andlle) 0. 12add Total revenue-lines 8throu h 11ual mustePart VIllcolumn A line 124,210,315. 13Grants and similaramounts paid FanIX, column (A),lines -3)0 14Benefits paid to orFart for membersIX, column (A),4) line ~15Salaries, otheremployee compensation,benefits (PartIX, column(A), lines 5-10)49,583. 216aProfessionalfundraising fees (Part IX,(A), column line11 e) #bfundraising Total(Part IX, expenses(D), line column25) I2,757.339,665. 2.17Other expenses(A), (Part IX, column11 a-1 ld, lines Part11 f-24e) columnline389,248. 19Total expenses. Revenue less13-17 (must Add lines Subtract line enses.equal IX, from line12(A), 25) 3,821,067. 0exBeof Current inninYearEnd of Year E20Total assets part X, line 16)3,831,093. 21liabilities (Part Total26) X, line10,026. _ a,22Net assets fund orSubtract balances.line fromline , , Part 11Ignatureoc Underpenaltiesof perjury, declarethat I have examinedthis return,includingaccompanying schedulesand statements,and the best toof mybelief, it is knowledge and true,correct,and lete. comDeclaration of re arerother than officerbased is onall information ofwhich re arerknowled has ane. Signof Signature ~officerDate Here~HAO ~HAIDONGFOUNDATIONCHAIR 1Type print orand title name it Paid-INDY KAMEN-INDYKAMEN~1/13/20 sell-em lo edL0138446O 11-3258497 PreparerFirm's nameLLC JANOVERROOSEVELTBLVDFirm's EIN UseOnlyFirm's address.QUENTIN CITY, GARDENNY11530phone no.516 -542-63 instructionsL~-XLYesCLI-Na LHA ForMav-th£18@discusittlis-retumwith-thepreparer-shown Reduction_above? Act Notice,(see the_~. instructions. separate_ Form 990 (2019) 932001 01-20-20Paperworksee SEE SCHEDULE 0 FOR ORGANIZATION MISSION STATEMENT CONTINUATION Case 22-50073 Doc 1604-21 Filed 03/27/23　Entered 03/27/23 14:12:10 Accomplishments Service 1-PirtlirTSfatement-6-Program 1　Briefly describe the organization's mission: OBSTRUCTION, ILLEGALITY, CORRUPTION, EXPOSE TO IMPRISONMENT,EXCESSIVESENTENCING,HARASSMENT,ANDINHUMANITY　FALSE BRUTALITY, PERVASIVE UL-THE　_=POLITICAL,LEGAL,-BUSINESSAND-FINANCIAL-SYSTEMS-OF N I H C　A 2　the significant services during organization undertake Did the program year any　the which not listed were on prior Form 990-EZ? or　1~1 Yes [Xl No Schedule 0. describe these services If "Yes," new on 3　changes in how it conducting, make significant organization Did the or cease　~Xl No services? E-1 Yes conducts, program any Schedule 0. If "Yes," describe these changes on for each of its three service　services, measured by largest as expenses. 4　accomplishments Describe the organization's program of required report the amount (c)(3) and (c)(4) organizations to Section are　program total and and allocations to others, the grants expenses, 4a　\$ including grants of \$ (Code: ) (Expenses ~_　\$ ) (Revenue E Y IN CURRENT NONE　R A 4b　of \$ \$ including grants (Code: ) (Expenses _　\$ ) ) (Revenue 4C　of \$ \$ including grants　\$ ) ) (Revenue ) (Expenses (Code: 4d　(Describe Schedule 0.) Other services program on -31£Total-arogram-serviceemenses 932002 01-20-20　Form 990 (2019) Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 7 of 990 2019 RULE OF LAW FOUNDATION III INCart I Checklist of Required Schedules 38 Form 83-3252663 Pa e 3 Yes　No 1　foundation)? section (c)(3) 4947(a)(1) (other than private Is the organization described in or a /f "yes," complete Schedule A.　1　X 2　Is the organization required to complete Schedule B, Schedule of Contributors? 2　X 3　behalf of in opposition to candidates for organization in direct indirect political campaign activities Did the or on or engage public office? /f "Yes," complete Schedu/e C, Part / 3　X 4　effect have section (h) election in the organization in lobbying activities, Section 501(c)(3) organizations. Did engage or a during the tax year? /f"Yes,"comp/ete Schedu/e C, Part // ,　4　X 5　(c)(6) organization that receives membership dues, assessments, organization section (c)(4), (c)(5), Is the or a or similar amounts as defined in Revenue Procedure 98- 19? if 'Yes," complete Schedule C, Part Ill 5　X 6　the right funds similar funds accounts for which donors have to Did the organization maintain donor advised or any or any ? of amounts in such funds accounts If "Yes," complete Schedule D, Part 1 provide advice the distribution investment or or on　6　X 7　including easements to Did the organization receive hold conservation easement, preserve open space, or a ? the environment historic land historic structures or Schedule D Part li areas If " Yes ," complete , , ,　7　X 8　? / f " Did the organization maintain collections of works of art historical treasures other similar assets " Yes complete or , , , Schedu/e D, Part///　8　X 9　custodial liability, custodian for organization amount in Part X, line 21, for account Did the report serve as a an escrow or services? debt management, credit repair, debt negotiation listed in Part X; provide credit counseling, amounts not or or /f"yes,"comp/ete Schedu/e D, Part/V 9　X 10　donor-restricted endowments through related organization, hold assets in Did the organization, directly or a orinquasi endowments? /f "Yes,"complete Schedule D, Part V　10　X 11　VI, VII, VIll, IX, X questions is "Yes," then complete Schedule D, Parts If organization's to of the following the or answer any as applicable. ? f " a　/ Did theorganization report amount for land buildings and equipment in Part X line Yes ," complete Schedule D an , , , ,　1la　X line 12, that is 5% of its total for investments other securities in Part X, Did the amount or more b　organization report an - assets in Part line　1lb　X reported X, 16? /f "Yes,"complete Schedu/e D, Part V// 5% of its total for investments related in Part X, line 13, that is Did the amount or more an c　organization report program complete Schedule D, Part Vill assets reported in Part X line ? / f " "　llc　X d　yes , of reported in for other in Part X, line 15, that is 5% its total assets Did the organization report amount assets or more an Part X, line 16? Schedule D Part IX If " Yes ," complete　1ld　X e　, for other liabilities in Part X line ? / f " Yes ," Did the organization report amount complete Schedule D Part X an　11e　X f , , footnote addresses financial statements for the tax include that Did the organization's separate consolidated year a or the organization' s liability for uncertain tax positions under FIN 48 (ASC 740)? /f "Yes," complete Schedule D Part X　1lf　X 12a　, financial for the ? / f " Yes " Did the organization obtain separate independent audited statements tax complete year , , Schedule D, Parts XI and XII 12a　X b　year? independent audited financial statements for the tax Was the organization included in consolidated, completing Xland is optional andifthe organization answered " " line then Schedule XII If " ," No to D Parts Yes , , 12b　X 13　If "Yes," complete Schedule E ( b )( )( A )( ii )? theorganization aschool described in section Is　13　X 14a　of United States? organization maintain office, employees, agents outside the Did the an or 14a　X b　\$10,000 from grantmaking, fundraising, business, of than Did the organization have aggregate revenues or expenses more \$100,000 valued outside the United States, aggregate foreign investments at investment, and service activities or program or more? land IV complete Schedule F Parts If " Yes U , ,　14b　X 15　\$5,000 assistance for organization Part IX, column (A), line 3, than of grants other to Did the report any more or or on foreign organization? /f"Yes,"comp/ete Schedu/e F, Parts//and/V 15　X 16　\$5,000 other assistance Part IX, column (A), line 3, than of aggregate grants to Did the organization report more or on for foreign individuals ? / f " complete Schedule F, Parts Illand IV , or yes · ,　16　X 17　\$15,000 of for professional fundraising services Part IX, Did the organization report total of than on a more expenses column (A), lines 6 and 1 le? lf "yes, " complete Schedule G, Pan / _ 17　X 18　\$15,000 and contributions Part VIll, lines than total of fundraising event income Did the organization report on gross more 1 c and 8a? /f "Yes, "complete Schedule G, Part // 18　X 19　\$15,000 from activities Pan Vill, line 9a? /f "yes," Did the organization report than of income gaming more gross on comp/ete Schedu/e G, Part/// 19　X 20a　If "Yes," complete Schedule H . hospital facilities ? Did the organization operate one or more　2Oa　X b　financial statements to this return? 20a, did the organization attach of its audited If "Yes" to line a copy 20b 21　\$5,000 of other assistance to domestic organization Did the organization report than grants any or more or linel? " IX column A domestic overnment Part e on　21　X 932003 01-20-20　Form　990　(2019) Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 8 of 38 III INC 83-3252663 Pa e 4 FOUNDATION Part IV Checklist of Required Schedules continued Yes　No 22　\$5,000 of other assistance to for domestic individuals Did the organization report than grants or on more or Part IX, column (A), line 2? and Ill If " Yes ," complete Schedule Parts l　22　X , Part VII, Section A, line 3,4, about compensation of the organization's current Did the organization "Yes" to or answer compensated employees ? / f " " and former officers directors trustees key employees and highest complete yes , , , , , Schedule J .　23　X 24a　\$100,000 of the outstanding principal amount of than organization have tax-exempt bond issue with Did the more as a an last day of the that issued after December 31,2002? "Yes, " answer/ines 24b through 24d and comp/ete year, was Schedu/e K/f　24a　X b　"No,"goto#ne 25a exception? proceeds of tax-exempt bonds beyond temporary period Did the organization invest a　24b c　any defease other than refunding at time during the to Did the organization maintain account a escrow any year an escrow any tax-exempt bonds?　24c d　time during the year? organization "on behalf of" issuer for bonds outstanding at Did the act as an　24d 25a　any benefit organization in and organizations. Did the Section an excess 501(c)(31 501(c)(4), 501(c)(29) engage disqualified during the ? transaction with a　25a　X b　If "Yes," complete Schedule L, Pan I person year benefit transaction with disqualified in prior and the that it in Is a organization engaged person year, aware an excess a of ' Forms EZ ? / f " the transaction has not been the prior that reported organization complete or yes u on any s - ,　25b　X Schedu/e L, Parti current 26　for receivables from payables to Did the organization report amount Part X, line 22, any any on or or 35% creator substantial officer, key employee, founder, contributor, former director, trustee, or or or "　26　X controlled family entity member of of these persons? /f "Yes, Schedule complete L, Part // or any former 27　officer, director, key employee, organization provide grant other assistance to current trustee, Did the or any or a 35% r.nntrolled selection committee to thereof, member, substantial contributor omployoo grant creator founder, or a a or or　27　X entity Uncluding an employee thereof) or family member of any of these persons? /f " yes, " Schedule L Part complete , 28　transaction with of the following parties (see Schedule L, Part IV Was the organization party to business a a one for filing thresholds, conditions, and exceptions): instructions, applicable a　substantial contributor? /f officer, key employee, creator founder, A current former director, trustee, or or or　28a　X "Yes," complete Schedule L, Part IV "　28b　X b　? A family member of individual described in line 28a Schedule L Part IV If Yes U complete any , , c　and/or organizations described in lines 28a 28b? /f A 35% controlled entity of individuals or ono or more　28c　X "Yes," comp/ete Schedu/e L, Part/V 29X 29　Did the organization receive more than \$25 , 000 in non-cash contributions? /f " yes," Schedule M complete 30　other similar qualified conservation Did the organization receive contributions of art, historical treasures, assets, or or　X contributions? /f "yes,"complete Schedu/e M 31　? organization liquidate terminate dissolve and operations Did the N Part I complete Schedule or cease If " Yes ," , , ,　31　X 32　Did the organization sell , exchange, dispose of, or transfer more than 25% of its net assets? /f " yes, " complete Schedule N, Part 11　32　X 33　100% of disregarded separate from the organization under Regulations Did the organization entity as own an　33　X sections 301 . 7701 -2 and 301 . 7701 -3? Patti If " Yes /' complete Schedule R , " " 34　? / f the organization related to tax exempt taxable entity Yes Was Ill IV and complete Schedule R Part ll any or or - , , , , ,　34X Part V, Une 1 35a　512(b)(13)? Did the organization have controlled entity within the meaning of section a　35a　X b　from in transaction with controlled entity If "Yes" to line 35a, did the organization receive payment engage any a any or " " within the meaning of section ( b )( )? / f Yes complete Schedule R, Part V, line 2　35b 36　transfers non-charitable related organization? Section 501(c)(3) organizations. Did the organization make to exempt any an　X /f "Yes,"complete Schedule R, Part K line 2　36 37　organization Did the organization conduct than 5% of its activities through entity that is not related more an a and that istreated asapartnership forfederal income tax purposes? lf "yes,"complete Schedule R, Part Vi 37　X 38　Schedule and provide explanations in Schedule for Part VI, lines 1lb and 19? Did the organization complete Part　Note: All Form 990 filers arere uired tocom lete Schedule O , V Statements Regarding Other IRS Filings and Tax Compliance　38　X Check if Schedule O contains note to line in this Part V response or any a -0- if la of Form 1096. Enter not ~ la　applicable the number reported in Box Enter if b　-0- applicable lb Enter the number of Forms W-2G included in line la. Enter not with rules for to vendors and Did the　0 c　-. reportable gaming comply backup withholding reportable payments organization Cqambling)winnings to- prize winners? , 1 1c 1　Form 990　(2019) 932004　01-20-20 Form 990 2019 RULE OF LAW 2019.05000 RULE OF LAW FOUNDATION II 31317091 Case 22-50073　Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 9 of INC OF FOUNDATION III RULE LAW　83-3252663　Pa e 5 Part　Form 990 2019 Regarding Filings and Compliance V Other IRS Tax Statements continued Transmittal of and Tax Form　Yes　No 2a　Wage Statements, Enter the number of employees reported W-3, on forthe calendar with orwithin the covered return　28　0---~ filed ending bythis year year federal tax returns? b　employment If is reported line 2a, did the organization file all required at least one on 2b e-file (see instructions) be required to If the of lines la and 2a is greater than Note you may : sum , the of　3a　X 3a　\$1,000 year? income during Did the organization have unrelated business or more gross b　If "Yes," has filed it Form 990-T for this year? /f "No" line to provide exp/anation Schedu/e O a an on other　31) 4a　have interest in, signature authority At time during the calendar did the organization or a or over, a year, an any securities other financial in bank account)? financial foreign country (such account, account, account or a as a b　of foreign I If "Yes," enter the the country name for FinCEN 114, Report of Foreign Bank and Financial See instructions for filing requirements Form　Accounts (FBAR).　X 5a　time during the tax year? prohibited tax shelter transaction at Was the organization party to any a a 5a b　shelter transaction? notify the organization that it is party to prohibited tax Did taxable party was or a a any　5b　X c　If "Yes" toline 5aor 5b, did the organization file Form 8886-T? .　5c 6a　\$100,000, and did the the organization have annual receipts that normally greater than Does gross are　organization solicit deductible charitable contributions? contributions that not tax as any were 6a　--J　X b　solicitation statement that such contributions If "Yes," did the organization include with express every an　gifts or were not tax deductible?　6b 7　170(c). deductible contributions under section Organizations that receive may a　\$75 of made partly contribution and partly for goods and services Did the organization receive payment in a excess as a　payor? provided to the　7a　X b　of goods services provided? If "Yes," did the organization notify the donor of the value the or　7b c　dispose of tangible personal property for which it Did the organization sell, exchange, otherwise was or　required tofile Form 8282? 7c　X d　of filed during the If"Yes," indicate the number Forms 7d year e　personal benefit receive funds, directly indirectly, to premiums Did the organization any or pay on a　contract?　7e　X f　benefit contract? premiums, directly indirectly, personal Did the organization, during the on a year, pay or　7f　X g　organization file Form required? If organization received contribution of qualified intellectual property, did the the as a h　other vehicles, did the organization If organization received contribution of boats, airplanes, the a cars, or　8 1098=C? file Form a　7h 8　advised funds. Did donor advised fund maintained by the Sponsoring organizations maintaining donor a year? holdings at time during the sponsoring organization have business excess any , 9　funds. Sponsoring organizations maintaining donor advised a　4966? Did the sponsoring organization make taxable distributions under section any　9a b　person? make distribution to donor, donor advisor, related Did the sponsoring organization a or a　9b 10　501(c)(7) organizations. Enter: Section a　capital contributions included Part Vill, line Initiation fees and on 1Oa b　for public of club facilities Gross receipts, included Form 990, Part VIll, line 12, on use 1Ob 11　Section 501(c)(12) organizations. Enter: a　shareholders Gross income from members or 11a b　(Do due paid other against Gross income from other not net amounts to sources sources or amounts due or received from them.) 11b 12a　of the organization filing Form in lieu Form 4947(a)(1) non-exempt charitable trusts. Is Section　1041 ?　12a b　interest received accrued during the If "Yes," enter the amount of tax-exempt or year 13　issuers. Section 501(c)(29) qualified nonprofit health insurance a　in than state? Is the organization licensed to issue qualified health plans one more　13a information the organization must report Schedule O. Note: See the instructions for additional on b　maintain by the in which the Enter the amount of the organization is required to states reserves qualified health plans organization islicensed toissue 13b c　of hand Enter the amount on reserves 13c 14a　for indoor tanning services during the tax year? Did the organization receive payments any　,.　14a　X b　If "Yes," has it filed Form to report these payments? /f "No," provide exp/anation Schedu/e a an on　O 14b 15　\$1,000,000 payment(s) of than in remuneration Is the organization subject to the section tax more on　or payment(s) during the year? parachute excess 15　X Schedule N. If "Yes," instructions and file Form 4720, see 16　subject the section excise tax net investment Is the organization educational institution to on an　income? ,　16　X Schedule O. If " lete Form "Yes com　1 Form 990 (2019) Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 10 of 38 --83-375-2-66-3 I　INC _-BULE-OF--LAW- -FOUNDATION III, -Form-982@919)　__page-6 Part　VII Governance, Management, and Disclosure For each "Yes" to lines through 7b below, and for response a　"No"　response Schedule O. See instructions. describe the circumstances, changes to line 88,8b, 10b below, processes, or on or Check if Schedule Ocontainsa note to line in this Part VI or any response - ----　X Section　Management Governing Body and A. Yes　No la　'la of the goveir,ing body al tlie end oflhe tax Enlei llte number of voting members year members of the governing body, if the governing If there material differences in voting rights or among are similar committee, explain Schedule body delegaled broad authority to all executive committee or on　- b　lb of members included line above, who independent Enter the number voting a, are on 2　relationship with other key employee have family relationship business Did officer, director, trustee, a or a any any or officer, director, trustee, or key employee? 2　X 3　performed by under the direct supervision organization delegate control management duties custoinarily Did the over or　3X other person? of officers, directors, trustees, key employees to management a company or or 4　Form filed? make significant changes to its governing documents since the prior Did the organization was any 4　X 5　assets? during the of significant diversion of the organization's Did the organization become aware year a 5　X 6　orstockholders? Did the organization have members　6　X 7a appoint stockholders, other who had the to elect Did the have members, one or or or organization persons power ofthe members　7a　X governing body? more members, stockholders, of the reserved to to b　approval by) decisions organization (or subject Are or any governance persons other than the governing body?　7b　X 8　during the by the following: contomporancously document the meetings hold written actions undertaken Did tho organization or year　-.Ill--I-.　-Im/g a　The governing body?　8a　X b　Each cotrimitlee with authority load un belialf ofthe goveirtitig body? , 81,　X 9　the officer, key employee listed in Part VII, Section A, who cannot be reached at Is there director, trustee, any or ' mailin address? " " anization's or 9　X Section　B. Policies Yes　No 10a　Did the organization have local chapters, branches, or affiliates?　10a　X b　the activities of such chapters, affiliates, organization have written policies and procedures governing If "Yes," did the the organization's exempt purposes? and branches their operations consistent with to are ensure 1Ob　---3 110　before filing the form? provided complete of this Form to all members of its governing body Hastho organization a copy　110　X b　990. O if used by the organization to review this Form Describe in Schedule the process, any, 12a　Did the organization have a written conflict of interest policy? if "No,"go to line 13 128　X 1-,　could give rise conflicts? officers, and key employees required to disclose annually intel-Asts that to Were directors, trustees, or　121,　X c　// organization regularly and consistently monitor and enforce compliance with the policy ? " Yes " Did the describe , in Schedule 0 how thiswas done _　12c　X 13　Did the organization have a written whistleblower policy? 13　X 14　and dest,uction policy? Did the organization have writter) ducunie, il retention a ,　14　X 15　approval by independent for determining compensation of the following include review and Did the persons a process substantiation of the deliberation and decision? comparability data, and contomporaneous porsons, a　The organization's CEO, Executive Director, or top management official 15a　X b　of the organization Other officers key employees or 15b (see instructions). If "Yes" to line 15a 15b, describe the in Schedule or process 16a　organization invest in, coriltibute assets to, participate in joint venture ot similar atrangerner,l will-i Did the or a a taxable entity during the year?　16a b　requiring tho organization to evaluate its participation If "Yos," did tho organization follow written policy procoduro a or organization's applicable federal law, and take steps to safeguard the in joint venture arrangements under tax Section　exem t status with res ect to such arran ements? C. Disclosure filed INY,CA with which of this Form is to be 17　required Ust the states a copy 18　(Section (c)(3)s (1024 1024-A, if applicable), 990, and 990-T Section requires organization to make its Forms or an　only)　available ~ for public inspection. Indicate how made these available. Check all that apply. you El El EXI Upon request Other (explain on Schedule 0) Own website Another's website 19　governing documents, conflict of interest policy, and Describe Schedule whether (and if how) tho organization macie its so, on　financial public during the tax statements available to the year. 20　) State and telephone number of the who the organization's books and records the address, possesses name, person　•　- 917-242-8069 ROSS HEINEMEYER YORK, NY EAST STREET, NEW 932006 01-20-20　Form 990 (2019) Case 22-50073 Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 11 fom].22Q.(2012)RULEOFLAWFOUNDATIONIIIIN(83-3252663pae7　of 38 Compensated Employees, Highest of Officers, Directors, Trustees, Key Part VII I Compensation Contractors Employees, and Independent 22£&21.8.-_Officers. [ZEmiRLR:-TEMEign&-R£X2~ma!2XZRR:-RniMia!12§122012£n&2121-Eme!2*22~ organization's ending with within the tax compensation for the calendar required be listed. Report year. Complete this table for all to or la year persons of amount of compensation. individuals organizations), regardless officers, directors, trustees (whether of the organization's current Ust all or • compensation paid. -0- in columns (D), (E), and (F) if Enter no was •Ustalloftheorganization'scurrentkeyemployees, if any.Seeinstructionsfordefinitionof"keyemployee." • Ust the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportablecompensation(Box5ofFormW-2and/orBox7ofForm1099-MISC)of morethan\$100,000fromtheorganizationandanyrelatedorganizations. • Ust all of the organization's former officers, key employees, and highest compensated employees who received more than \$100,000 of reportablecompensationfromtheorganization and any related organizations. • Ust all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than \$10,000 of reportable compensation from the organization and any related organizations. See instructions for the order in which to list the persons above. XCheckthisboxif neither the or anization nor an related or anization com ensated an current officer director or trustee. (A)　(B)　(C)　(D)　(E)　(F) Name and title　Average　Position (do not check more than one　Reportable　Reportable　Estimated hours per　box, unless person is both an　compensation　compensation　amount of week　officer　and　a　director/trustee)　from　from related　other (list any　-　the　organizations　compensation hours for　:&　0,　- p　organization　M/-2/1099-MISC)　from the related　51　V　C -　(VV-2/1 099-MISC)　organization organizations　g　*　E 0　2 0　and related below　23　Efil:　organizations line)　2　285　FrE & (1) MAX KRASNER　8.00 PRESIDENT, TREASURER, DIRECTOR　X　X　0.　0.　0. (2) KYLE BASS　2.00 CHAIR, DIRECTOR　X　~•　~•　~• (3) JENNIFER MERCURIO　20.00 DIRECTOR GENERAL COUNSEL, SECRETARY,　20.00　X　X　0.　0.　0. (4) MELISSA MENDEZ　1.00 DIRECTOR　X　~•　~•　~• YA LI (5)　1.00 DIRECTOR　X　~.　~•　~• (6) DINGGANG WANG　1.00 DIRECTOR　X　~.　~•　~• 932007 01-20-20 Form 990 (2019) Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 12 RULE OF LAW FOUNDATION III, INC Form 990 (2019)　83-3252663　Page 8 Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees continued) (C) (B) (D) (E) (A)　(F) Name and title　Average　Position　Reportable　Reportable　Estimated hours per　(do not check more than one box, unless person is both an　compensation　compensation　amount of week　officer and a director/trustee)　from　from related　other (list any　the　organizations　compensation hours for　organization　(W-2/1099-MISC)　from the related　(W-2/1099-MISC)　organization organizations　and related below　Individual trustee or director　Institutional trustee　Officer　Key employee　Highest compensated employee　Former　organizations line) 1b Subtotal　0 .　0 .　0 . c Total from continuation sheets to Part VII, Section A　0 .　0 .　0 . d Total (add lines 1b and 1c)　0 .　0 .　0 . 2 Total number of individuals (including but not limited to those listed above) who received more than \$100,000 of reportable compensation from the organization ►　0 Yes　No Did the organization list any former officer, director, trustee, key employee, or highest compensated employee on line 1a? // 'Yes," complete Schedule J for such individual　ਤੇ　X For any individual listed on line 1a, is the sum of reportable compensation from the organization and related organizations greater than \$150,000? If "Yes," complete Schedule J for such individual　ব　X 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person　ર્જ　X Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than \$100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year. (R)　(C) (A) Name and business address　NONE　Description of services　Compensation 2 Total number of independent contractors (including but not limited to those listed above) who received more than \$100,000 of compensation from the organization ▶　0 Form 990 (2019) 1 a 2 a a>　b c d e f h b C e f　- - - if Schedule O Check Federated campaigns Membership dues Fundraising events Related organizations Government grants (contributions) other contributions, gifts, All similar amounts not included above Noncash contributions included in lines la-lf Addlinesla-lf Total. service All other program 2a-2f. Addlines Total. Investment income - other similar amounts) of Income from investment Royalties　contains a grants, and revenue　res onse la 1b 1c ld le lf \$ 1　line note to or an 4,210,112. 209,583. Business Code　in this Part VIll (A) Totalrevenue ,210,112.　(B) Related or exempt function revenue　(C) Unrelated business revenue　(D) Revenue excluded from tax under sections 512 - 514 and (including dividends, interest, 203.　203. tax-exempt　bond　proceeds (ii) Personal a　Gross rents　6a　0) Real b rental Less: expenses 6b c　(loss) Rental income or　6c d　or(loss) Net rental income a　Gross amount from sales of other than inventory assets　(i) Securities　(ii) Other b　other basis Less: cost or　7a and sales expenses　7b c　Gain or(loss)　7c d　Net gain or (loss) 8 a　Gross income from fundraising events (not \$ including　of contributions reported on line 1 c). See Part IV, line 18 8a b　Less: direct expenses　, 8b c　Net income (loss) from or　fundraising　events 9　a　from gaming Gross income Part IV, line 19　activities.　See 9a b　Less: direct expenses　9b c　Net income (loss) from or　gaming　activities 10　a　Gross sales of inventory, less　returns and allowances　10 b c　Less: cost ofgoods sold from sales ofinvento Net income loss or Business Code 8.11　a b C 12　d　All other revenue e Total. Addlineslla-lld 16201113 785547 313170900 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 14 RULE OF LAW FOUNDATION III, INC　83-3252663 Page 10 RULE OF LAW FOUNDATION III, INC Form 990 (2019) Part IX Statement of Functional Expenses　83-3252663 Page 10 Section 501(c)(4) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A). Check if Schedule O contains a response or note to any line in this Part IX Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.　(A) l otal expenses　(B) Program service expenses　(C) Management and general expenses　(D) Fundraising expenses Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 2 Grants and other assistance to domestic individuals. See Part IV, line 22 3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16 4 Benefits paid to or for members 5 Compensation of current officers, directors, trustees, and key employees 6 Compensation not included above to disqualified persons (as defined under section 4958(t)(1)) and persons described in section 4958(c)(3)(B)　49,583.　47,104.　2,479. 7 Other salaries and wages 8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) 9 Other employee benefits 10 Payroll taxes 11 Fees for services (nonemployees): a Management b Legal　56,464.　56,464. c Accounting d Lobbying e Professional fundraising services. See Part IV, line 17 f Investment management fees g Other. (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Sch O.) 12 Advertising and promotion 13 Office expenses　23,008.　22,730.　278. 14 Information technology 15 Royalties 16　Оссирапсу　160,000.　160.000 17 Travel 18 Payments of travel or entertainment expenses for any federal, state, or local public officials 19 Conferences, conventions, and meetings 20 Interest 21 Payments to affiliates 22 Depreciation, depletion, and amortization 23 Insurance　22,561.　22,561. 24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses on line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule 0.) a　BANK FEES　75,385.　75,385. b　BUSINESS REGISTRATION　2,247.　2,247. C ਹ e　All other expenses 25 Total functional expenses. Add lines 1 through 24e　389 , 248 .　0 .　386,491.　2,757. 26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here > if following SOP 98-2 (ASC 958-720) 932010 01-20-20　Form 990 (2019) PartXBalanceEheet Check if Schedule O containsa res onse ornote toan line inthis Part X (A) of Beginning year　(B) End of year 1　non-interest-bearing Cash- 1　3,825,681. 2　investments and cash Savings temporary 3　receivable, net Pledges and grants 4　receivable, net Accounts 5　former officer, director, receivables from current Loans and other any or 35% substantial contributor, founder, key employee, creator trustee, or or of these family member of controlled entity any persons or 6　(as defined disqualified receivables from other Loans and other persons 4958(c)(3)(B) section described in section 4958(f)(1», and under persons 8　7　and loans receivable, net Notes 0　8　forsale Inventories or use 4　9　and deferred charges Prepaid expenses　9　5,412. 10a　other buildings, and equipment: cost Land, or of Schedule D 10a basis. Complete Part VI b　depreciation 1Ob accumulated Less: 10c 11　traded securities publicly Investments - 12　line securities. See Part IV, Investments other -　12 13　11 program-related. See Part IV, line Investments - 14　Intangible assets　14 15　11 See Part IV, line Other assets.　15 16　ual line throu h must Total assets. Add lines e　0 •　16　3,831,093. 17　accrued Accounts payable and expenses 17　2 , 18　Grants payable , 19　Deferred revenue　19 20　bond liabilities Tax-exempt 21　D Part IV of Schedule liability. Complete custodial account Escrow or ,　21 0.22　former officer, director, payables to current Loans and other or any C, :E　contributor, 35% founder, substantial key employee, creator trustee, or or 5　family member of of these controlled entity any persons or　22 1.　23　third parties and payable to unrelated Secured mortgages notes　23 24　unrelated third parties and loans payable to Unsecured notes 25　payables to related third (including federal income tax, Other liabilities 17-24). Complete Part X liabilities not included lines parties, and other on of Schedule D　0•　25　7,975. 26　Total liabilities. Add lines 17throu h 25 0 •　26　10,026. ASC 958, check here * [Xl Organizations that follow FASB 27,28,32, and 33. and complete lines　-　-　- ~　restrictions without donor assets Net 27　821 , , m　28　Net assets with donor restrictions　28 E　FASB ASC 958, check here Organizations that do not follow ~~ ~ and complete lines through 33. 8.29　principal, orcurrent funds Capital stock ortrust ~　30　fund surplus, land, building, equipment Paid-in capital or or or 4.31　funds accumulated income, other Retained earnings, endowment, or　31 :*　32　Total net assets orfund balances 0•　32　3,821,067. 33　Total liabilities and net assets/fund balances 0.　33　- 3,831,093. (2019) Form Case 22-50073　Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 16 Form　of 38 990(2019) RULE OF LAW FOUNDATION III, INC　83-3252663　paqe　12 Check if Schedule O contains a response ornote toanv line in this Part XI E-1 1　Total revenue (must equal Part Vill, column CA), line 12) ,　111　4,210,315. 2　Total expenses (must equal Part IX, column (A), line 25) 2　389,248. 3　2 from line less Subtract line Revenue expenses.　rn---3,821,067. 4　of (must equal Part X, line 32, column (A)) Net assets fund balances at beginning or year 5　_ gains (losses) investments Net unrealized on 6　Donated services and use of facilities 7　Investment expenses　7 8　Prior period adjustments　8 fund (explain Schedule 0) Other changes in net assets balances or on ,　9　0. 10　Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column B 10　3, 821,　067. Part　XII Financial Statements and Reporting Check if Schedule O containsa response ornote toany line in this Part XII Dfl 1　Other Accounting method used to the Form 990: E-1 Cash EX-1 Accrual E-1 prepare If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule 0. 2a　organization's financial compiled reviewed by independent accountant? Were the statements or an 2a　X If "Yes' check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:　-*--2 E-1 Consolidated basis ~-1 E--1 Separate Both consolidated and basis separate basis b　Werethe organization's financial statements audited byan independent accountant? a　X If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both: g-7 E-1 Consolidated basis Both consolidated and separate basis 1~Xl Separate basis c　If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, compilation of its financial and selection of independent accountant? review, statements or an　2c　X If the organization changed either its oversight process or selection process during the tax year, explain on Schedule 0.　---2 Oa　As a result of a federal award, was the organization roquired to undergo an audit or audits as set forth in the Single Audit Circular A-133? Act and OMB　3a　X b　If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit oraudits ex lain wh on Schedule Oanddescribe an ste staken tounder osuch audits 3b Form 990 (2019) r-- Case 22-50073　Doc 1604-21　Filed 03/27/23 of 38　Entered 03/27/23 14:12:10　Page 17 SCHEDULE A ~　Public Charity　Status and　Public　Support　OMB 1545-0047 No. (Form 990-EZ) or　Complete if the　organization is section a　501(c)(3)　organization　section or a　1　2019 Department of the Treasury ~　4　nonexempt 4947(aX1) Attach to Form or　trust. charitable Form 990-EZ.　I　Open to Public Name of the organization　Employer　identification number III_INC____________L____83-3252663 RULE 139ffEEJE?88*ffy?FEU?　LAW OF　FOUNDATION 8-CNifitytatUSfilorganizationsmuslcompletethispart　)Seeinstructions , private foundation The organization is not a　because it is·　through 12, (For lines 1　check only　box ) one ~ 1　- A church, convention of churches, or association of churches described in section 170(b)(1XAXi). ~ school described in section A　170(b)(1XAXii).　(Attach Schedule E (Form　990 or　990-EZ).) E-1 A hospital or a cooperative hospital service organization described in section 170(b)(1XAXiii). research organization A medical n city, and state:　operated in　conjunction with hospital a　described　in section　170(b)(1XAXiii).　Enter　the hospital's name, E-1 An organization operated for　benefit of the a　university owned college or　operated or　by a　governmental　described unit　in 170(b)(1)(A)(iv). section　11.) (Complete Part ~ federal, local A state, or　governmental government or　unit described in　section　170(b)(1XAXv). [X organization that normally An　receives substantial a　of part its support　from a　governmental　unit from or　the general　public described in 170(b)(1)(A)(vi). section described trust　11.) (Complete Part in section　(Complete Part　ll.) ~3 A community E3 An agricultural research　described organization　170(b)(1*A)(vi). in section 170(b)(1XAXix)　operated　in　conjunction with a　land-grant　college i iniversity non-land-grant or or a　of agrici college　ilture (see instn ictions)　Enter the　city, name,　and of state　the college　or university: [33 An organization that normally　(1) receives: more　than /3% of its support　from　contributions,　membership　fees, and　receipts from gross activities related to its exempt income and unrelated business　functions subject - taxable income　certain exceptions, to (less tax) from section　and (2) no businesses　than more acquired　1/3% of by the　its support organization　froin investment gross after 30, 1975. June 509(a)(2). (Complete See section　111.) Part E-1 An organization organized and　exclusively oporated　for public to test　safety. Sce　section　509(a)(4). E-3 An organization organized and　operated exclusively　for the benefit of, to　perform the　functions　of, to or　the out carry　of purposes one or publicly supported more　organizations described　in section 509(aX 1) or　section　509(a)(2).See　section　509(a)(3).　Check the box in lines 12a through 12d that　of describes the type　organization supporting controlled　and complete its　lines　12e, 12f, and　12g. supporting ~-1 Type I. A a the supported organization(s)　organization operated, the to power　supervised, or appoint elect regularly or a　supported by majority of　the directors　organization(s), trustees or　typically by of the　giving supporting organization. You must complete Part IV, Sections A and B. supporting b E-1 Type 11. A　organization supervised　controlled in connection or　its with　supported　organization(s),　by having of control management or　the supporting　organization vested in the　same persons　that　control or manage　the　supported organization(s). You must complete Part IV, Sections A and C.　in connection　and Type functionally c organization(s) its supported　A supporting integrated. (see instructions).　organization operated You complete must　Part IV,　with, Sections A,　functionally D, and E.　integrated　with, El Type non-functionally d　integrated. A　supporting organization operated　in　connection　with its supported　organization(s) that is not functionally　organization integrated. The　generally must　satisfy a　distribution　requirement and　attentiveness an requirement (see instructions).　You must　complete Part IV, Sections　A and D,　and Part　V. Check this box if the e ~　organization received a　written determination from　the IRS　that it is a　Type 1, Type　11, Type functionally integrated, or .f Enter the number of supported　Type non-functionally organizations　integrated supporting　organization. q Provide the following information about tho supported organization(o). (1)Nameofsupported(11)EINC~~1)Typeoforganization,Jvv,urn,everr~,an~mmi~~~senet,(v)Amount　-10 (described lines on　-No　of　monetary ~　(vi) Amount of other instructions) organization　above 'see instructions~~　Yes　support (see　instructions)　(see support Total LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. 932021 09-25-19Schedule A (Form 990 or 990-EZ) 2019 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 18 of 38 rart 1　oupport ocneuu,e,or　wrganizations　uescrlueu In pections　n　v,will,V'niv,　wiu,v,V•"VI, anu " (Complete only if you checked the box on line 5,7, or 8 of Part I or if the organization failed to qualify under Part Ill. if the organization fails to qualify under the tests listed below, please complete Part 111.) Section Support Public A. beginning in) Calendaryear (or fiscal year ~　2015 a　b 2016　2017 c　2018 d　2019 e　Total 1　Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") 4000529.　4000529. 2　Tax levied for the revenues organ paid ization's benefit and either to behalf expended its on or 3　facilities The value of services or governmental unit to furnished by a charge the organization without 4　through Total. Add lines 4000529.　4000529. 5　The portion of total contributions (other than by each person a publicly governmental unit or supported organization) included on line 1 that exceeds 2% of the shown line 11, amount on column　1153691. 6　Public su from line 4. Ort. Subtract line　2846838. Support Section B. Total in) I beginning Calendaryear (or fiscal year　2015 a　b 2016　2017 c　d 2018　2019 e　Total 7　from line Amounts　4000529.　4000529. 8　Gross income from interest, received dividends, payments on securities loans, rents, royalties, from similar and income sources　203.　203. 9　Net income from unrelated business whether not the activities, or business is regularly carried on 10　gain Other income. Do not include VI.) (Explain in Part assets　209,583.　209,583. 11　through Add lines Total support.　4210315. 13　990 is for First five If the Form years.　the organization's　third, first, second,　fourth, fifth or　tax section year as a　501 (c)(3) S6~tidti(XC~mputation of Public　Support　Percentage 14　for Public support percentage　(line 6, column (f)　11, divided by line　column (f)) 15　Public support percentage from 2018 Schedule A, Part ll, line 14　15　% 16a　2019. If the 1/3% support test -　organization did　not check the box　13, and line line on　14 is 1/3% or　check this box more,　and The organization qualifies stop here.　publicly as a　supported organization b　If 331/3% support test 2018. the -　organization did　not check box a on　and line 16a, or　line is 1/3%　check this or more,　box qualifies and here. The organization stop　publicly as a　supported organization 17a　10°/0 -facts-and-circumstances test　2019. If the -　organization did not　line check box a on　13,16a, 16b, or　10% and line is　or more, if organization the and the meets　"facts-and-circumstances"　test, check　box and this stop　here. Explain in　Part VI how the　organization "facts-and-circumstances" meets the　The organization test.　qualifies as a　supported publicly　organization　.E b　10°/0 -facts-and-circumstances test　If the 2018. -　organization did not　check box line a on　13,16a, 16b, or　and line is 17a,　10% or and if the organization meets the more,　"facts-and-circumstances"　test,　check this box and　stop here. Explain　how the in Part VI "facts-and-circumstances" organization meets the　test.　The organization　qualifies publicly as a　supported　organization　,[3 -18-Privatefoundation. !Lthe　omanizationdid-not-J?ck a　box line 13, on　16a, 16b, 17a, 17b, or　checkthisbo?Land-seelnstructions==-~=k-CEL _ _　Schedule A (Form 990　990-EZ) or 932022 09-25-19 Case 22-50073　Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 19 (Form 990-EZ) Schedule A or　RULE　OK　LAW　of 38　FOUNDATION=III=IN(83-3252663Ae3 _ (Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part 11. If the organization fails to Section Support Public A. Calendar　in) (or fiscal beginning I year year　2015 a　b 2016　2017 c　d 2018　2019 e　Total 1　Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") 2　Gross receipts from admissions, services merchandise sold or per facilities furnished in formed, or activity that is related to the any organization's tax-exempt purpose 3　Gross receipts from activities that unrelated trade bus not or are an iness under section levied for the Tax organ revenues ization's benefit and either paid to expended its behalf on or 5　value of services facilities The or furnished governmental unit by to a without the organization charge 6　1 through Total. Add lines 7a　and Amounts included lines 1, 2, on received from disqualified persons b　2 and received Amounts included lines on disqualified that from other than persons \$5,000 1% of the exceed the greater of or line for the amount year on c　7aand 7b Add lines 8　ort. Subtract line k from line 6. Public su Section B. Total Support (or fiscal beginning in) Calendar year year　2015 a　2016 b　2017 c　d 2018　2019 e　Total 9　Amounts from line 10a Gross income from interest, received dividends, on payments royalties, securities loans, rents, from similar and income sources b　taxable income Unrelated business (less section 511 taxes) from businesses acquired after June 30, 1975 cAddlineslOaandlOb 11　Net income from unrelated business activities not included in line 1 Ob, whether or not the business is regularly carried on 12　Other include gain income. Do not loss from the sale of capital or Part assets in 13　VI.) (Explain (Add lines 9, 10c, 11, and 12.) Total Support. 14　five If the Form is for First years.　organization's the　first, second, third,　fifth fourth, or　section tax year as a　501 (c)(3)　organization, -I.0.-0I.-.==== Section C. Computation of Public　Support　Percentage 15　Public percentage for support　0, (line 8, column　divided by line 13,　column 0)　15　56 Cle -Public-support-Rercentaqe from-291§_Schedule-A, Part Ill, line 15　un==~ Section Computation of D.　Investment Income　Percentage 17　income percentage for Investment　2019 (line 10c, column　(f), divided by　®) line 13, column　17　% 18　from Investment income percentage　2018 Schedule A,　Ill, line Part 18　9/0 19a　2019. If the 1/3% support tests -　organization did　box not check the　line 14, and line on　15 is than more　33 1/356, and　line is not 1/396, check this box than more　and stop here. The　organization　qualifies publicly a as　supported organization　.0 b　331/3% 2018. If the support tests -　did organization　check box not a on　line line 19a, or　and line is　than more　1/3%, and line is not than 1/396, check　this box and　here. The stop　qualifies organization　publicly supported as a　organization more -20-Privateloundation.!Ltheorganizationdidnotcheckabox-online-136　19a,　19b, check or　this　box-aniseR-instruct:ons=*EEL _　(Form Schedule A　990 990-EZ) or 932023 09-25-19 2019.05000 RULE OF LAW FOUNDATION II 31317091 Schedule A (Form 990 or 990-EZ) 2019 RUL-E\_OF\_-LAW\_\_FOUNDATION\_.ILL-=IN(83-3252663pae4 of 38 (Complete only if you checked a box in line 12 on Part I. If you checked 12a of Part 1, complete Sections Aand B. If you checked 12b of Part 1, complete Sections A and C. If you checked 12c of Part 1, complete Section A. All Supporting Or anizations - 1 Are all of the organization's supported organizations listed by name in the organization's governing *documents'? If "Nor describe in Part~fl how the supported organizations are designated. If designated by class or purpose, describe the designation. If historic and continuing relationship, explain.* - 2 Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1 ) or (2)? /f " Yes, " *explain in Part~Il how the organization determined that the supportedorganization was described in section 509(a)(1) or(2). answer ---* - 3a Did the organization haveasupported organizationdescribed insection 501 (c)(4), (5), or (6)? /f " Yes,"*(b) and (c) below.*3a - b Did the organization confirm that each supported organization qualified under section 501 (c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? /f "Yes, ° describe in PartV: when and how the ,--Ill Ii---il2 *organization made the determination.*Sb - c Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(E3) *purposes? if "Yes/ explain in ParAA what controls the organization put in place to ensure such use.*3c - 4a Was any supported organization not organized in the United States ("foreign supported organization")? /f *"Yes,"andifyouchecked 128 or 12b in Part 1, answer (b) and (c) below.*4a - b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? /f "yes, " descnbe in Part VI how the organization had such contro/ and discretion I....j despite being controlled or supervised by or in connection with its supported organizations. - c Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? if "Yes," explain in Part VI what contro/s the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) Ilj purposes. 4c - 5a Did the organization add, substitute, or remove any supported organizations during the tax year? /f "Yes," *answer (b) and (c) below Of applicable). Also, provide detail in Par'AA, including 0) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; Oii) the authority under the organization's organizing document authorizing such action; and Ov) how the action was accomplished (such as by amendment to the organizing document).* 5a ,-1---'ll.-2 - b Type I or Type 11 only. Was any added or substituted supported organization part of a class alreadydesignated in the organization's organizing document? - c Substitutions only. Was the substitution the result of an event beyond the organization's control?5c - 6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization' s supported organizations? /f °'Yes, " provide detail in Part VI. 6 - 7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (as defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? if "yes, " complete Part /of Schedu/e L (Form 990 or 990-0 - 8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If"Yes,"completePartIofScheduleL(Forrn990or 990-EZ). - 9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1 ) or (2))? /f " Yes, " provide detail in Part VI. 9a ----IJ - b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in whichthe supporting organization had an interest? /f "Yes, " provide detail in Part VI. 9b - c Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit ----2 from, assets in which the supporting organization also had an interest? /f "Yes, " provide detail in Part VI . 9C --3 - 10a Was the organization subject to the excess business holdings rules of section 4943 because of section4943(f) supporting (regarding organizations certain )? Type /f " yes 11 supporting , " answer 1 organizations, Ob below. and all Type 111 non-functionally integrated - b Did the organization have any excess business holdings in the tax year?(Use Schedule C, Form 4720, to 932024 09-25-19 16201113 785547 313170900 2019.05000 RULE OF LAW FOUNDATION II 31317091 Schedule A (Form 990 or 990-EZ) 2019 10a 1Ob Yes --I---I---.- li *1* *2* ,----\*.- 4b 5b *8* No Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 21 BRILE OF LAW FOUNDS 38 Of 38 の? つつこってこう Schedule A (com 990 or 990-2019 2019 2019 2019 11:30 1177 1777 1777 1777 1777　03 Part IV Supporting Organizations (continued) Yes　No Has the organization accepted a gift or contribution from any of the following persons? a A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?　1. a b A family member of a person described in (a) above?　11b c A 35% controlled entity of a person described in (a) or (b) above? (f "Yes" (o a. b. or c. provide detail in Part VI.　11c Section B. Type I Supporting Organizations Yes　No I Did the directors, Irustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization's directors or trustees at all times during the tax year? If "No," describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization's activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.　1 2 - Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization' { "Yes," explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the sunnorting organization.　S Section C. Type II Supporting Organizations Yes　No 1 Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees of each of the organization's supported organization(\$)? If "No," describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).　r Section D. All Type III Supporting Organizations Yes　No 1 Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization's tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of notification, and (iii) copies of the organization's governing documents in effect on the date of notification, to the extent not provided? 2 Were any of the organization's officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (i) serving on the governing body of a supported organization'? If "No," explain in Part VI how the organization maintained a close and conting relationship with the supported organization(s).　N 3 By reason of the relationship described in (2), did the organization's supported organizations have a significant voice in the organization's investment policies and in directing the use of the organization's income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization's ਤੇ supported organizations played in this regard Section E. Type III Functionally Integrated Supporting Organizations 1 Chcck the box next to the method that the organization used to satisfy the Integral Part Test during the year (sec instructions). a　The organization satisfied the Activities Test. Complete line 2 below. b　[__] The organization is the parent of each of its supported organizations. Complete line 3 below. C　[__] The organization supported a governmental entity. Describe in Part W how you supported a government entity (see instructions) 2 Activities Test. Answer (a) and (b) below.　Yes　No - a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of Ille supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities. - b Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more of the organization's supported organization(s) would have been engaged in? // "Yes," explain in Part VI the rcasons for the organization's position that its supported organization(s) would have engaged in these activities but for the organization's involvement. - 3 Parent of Supported Organizations. Answer (a) and (b) below. - a Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI. - b Did the organization exercisc a substantial degree of direction over the policies, programs, and activities of each of its supported organizations? If "Yes," describe in Part VI the role played by the organization in this regard. 932025 09-25-19 Schedule A (Form 990 or 990-EZ) 2019 2a 2b За 3b Case 22-50073　Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 22 Case 22-50073 Doc 1604-21 Filed 03/27/23 of 38　Entered 03/27/23 14:12:10　Page 22 Schedule　FOUNDATION 990-EZ) RULE OF LAW A (Form or　III,　INC　6 83-3252663 Page 1　~-1 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). olliei T inle lated su ortin or anizations must coin lete Sections A throu h E. e 111 non-functionall　See instructions. All Section A - Adjusted Net Income　(A) Prior Year　(B) Current Year (optional) Net short-term ca ital ain 2　Recoveries of rior- ear distributions　1 3　ross income see instructions Other　3 4　Add lines 1 throu h 3.　4 5　De reciation and de letion　5 6　Portion of operating paid incurred for production expenses or or collection of gross income or for management, conservation, or io ert roduction of income see instructioi is niaintenance of l ield fut　6 7　instructions Other ex enses see　7 8　Ad-usted Net Income subtract lines 5 6 and 7 from line 4　8 Section B - Minimum Asset Amount　(A) Prior Year　(13) Current Year (optional) 1　Aggregate fair market value of all non-exempt-use assets (see art of ear : instructions for short tax ear or assets held for a　Avera e monthl value of securities　la b　Avera monthl cash balances e　lb c　Fair market value of other non-exem t-use assets　lc d　lb and lc Total add lines la　ld e　other claimed for blockage Discount or　~ factors ex lain in detail in Part VI : 2　licable to non-exem t-use assets Ac uisition indebtedness a　2 3　Subtract line 2 from line ld.　3 4　(for Cash deemed held for exempt Enter 1-1/2% of line greater amount, use. see instructions .　4 5　Net value of non-exem t-use assets subtract line 4 from line 3　5 6　Multi I line 5 b .035.　6 7　Recoveries of rior- ear distributions　7 8　add line to line Minimum Asset Amount　8 Section C - Distributable Amount　Current Year 1　Ad'usted net income for ear from Section A line 8 Column A rior　1 2　Enter 85% of line 1.　2 3　Minimum asset amount for ear from Section B line 8 Column A rior　3 4　reater of line 2 or line 3. Enter　4 5　Income tax im osed in rior ear　5 6　Distributable Amount. Subtract line from line 4, unless subject to ~ reduction see instructions . emer enc tem ora　6 7　Chock horo if tho curront year is tho organization's first as a non-functionally intograted Typo 111 supporting organization (see instructions). Schedule A (Form 990 or 990-EZ) 2019 932026 09-25-19 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 23 of 38 Form 990- or　RULE　OF　LAW　FOUNDATION　III　INC　83-3252663　pa e7 Schedule art　990- A Form or rated Type Non-Functionally Inte　Or (3 Su porting a　anizations Section　D Distributions -　Current Year 1　aid to su anizations to lish Amounts orted accom excm or 2　Amounts paid porform activity that directly furthors exempt to or anizations in excess of income from activit 3　Administrative aid to lish t ex enses accom exem ur oses 4　uire Amounts aid to t-use assets ac exem 5　Qualified set-aside amounts rior IRS a roval re uired 6　See instructions. Other distributions describe in Part VI 7　Add lines throu h 6. Total annual distributions. 8　the Distributions attentive supported organizations to which to　organization is responsive details in Part VI See instructions. rovide 9　Section C Distributable amount for from line 10　Une amount divided b line amount (i)　(ii)　Clii) Section　(see instructions) Distribution Allocations E -　Excess Distributions　Underdistributions Pre-2019　Distributable Amount for 2019 1　C for from Section line Distributable amount 2　201 (reason Underdistributions, if for prior to any, years See instructions. able uired- lain in Part VI re ex cause 3　2019 distributions if to Excess car over an　j a　2014 From　4 b　2015 From　1 c　2016 From d　2017 From　j e　2018 From f　he of lines 3a throu Total　i underdistributions of rior A lied to ears　~ h　lied to 2019 distributable amount i　lied see instructions over from 2014 not a Ca Remainder. Subtract lines 3 3h and 3i from 3f. 4　for from Section D, Distributions \$ line 7: a　of rior lied to underdistributions ears b　distributable lied to amount c　Subtract lines 4a and 4b from 4. Remainder. 5　Remaining underdistributions for prior to 2019, if years from line 2. For result Subtract lines 3g and 4a greater any. Part VI. See instructions. than lain in zero ex 6　for Subtract 3h Remaining underdistributions 2019. lines from 1. For result greater than explain in and 4b line zero, Part VI. See instructions. 7　lines 3j distributions to 2020. Add Excess carryover　1 and 4c. 8　Breakdown of line 7:　1 a　from Excess　1 b　Excess from 2016 c　from Excess d　from Excess　1 e　from Excess　1 Schedule A (Form 990 or 990-EZ) 2019 932027 09-25-19 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 24 Schedule A (Form 990 or 990-EZ) 2019 RULE OF LAW FOUNDATION-\_LI-L\_.-:IN( 83-3252663 pae8 art ~UppIementaI Inf0rmati0n. provide the explanations required by Part ll, line 10; Part ll, line 17aor 17b; Part 111, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 1 la, 11 b, and 11 c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line1PartIV,SectionD,lines2and3;PartIV,SectionE,lines1c,2a,2b,3a,and3b;PartV,line1;PartV,SectionB,line1e;PartV,- - of 38 additional information. PARTII,-SHORT\_YEAR\_\_EXPLANATION- Section D, lines 5,6, and 8; and Part V, Section E, lines 2,5, and 6. Also complete this part for any ; INITIALYEAR\_KILING OF THE FORM 990- Schedule A (Form 990 or 990-EZ) 2019 932028 09-25-19 16201113 785547 313170900 2019.05000 RULE OF LAW FOUNDATION II 31317091 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10　Page 25 of 38 OMB No. 1545-0047 Statements Financial Supplemental SCHEDULE D * I if answered "Yes" Form the (Form 990) organization 990, Complete on llc, ld, 11e, lf, 12a, 12b. Part IV, line 6, 7, 8, 9, 10, la, lb, or 990. Attach to Form Department of the Treasury　1 Open　2019 Public to Name of the organization identification Employer　number Other Similar Funds [-Partl-Orginize*ions-Maintaining-Donor Advised Funds or or　Accounts.　Complete if　the IV, line 6. answered "Yes" Form 990, Part organization on 1　Total number atend of year 2　of contributions to (during year) Aggregate value 3　from (during year) value ofgrants Aggregate ~- 4　Aggregate value at end of year 5　funds that the assets held in donor advised inform all donors and donor advisors in writing Did the organization　U control? the organization's exclusive legal the organization's property, subject to are　Yes ~　No 6　funds be used only and donor advisors in writing that grant organization inform all grantees, donors, Did the can for other conferring for the benefit of the donor donor advisor, for charitable and not or any purpose purposes or 1-Partill[ConservationEasements ._comple-!Le organization answered"Yes"-on Form 999,1*UM　,lina.7. 1　_ (check all that apply). conservation easements held by the organization Purpose(s) of education) El Preservation of Preservation of land for public (for example, recreation E-1 a use or　historically　land important area E-1 Preservation of a certified historic structure E-1 Protection of natural habitat E-1 Preservation of open space 2　of qualified conservation contribution in the form 2a through 2d if the organization held Complete lines a a　conservation　easement on　the last of the day tax year.　HeldittheEndofthe　TaxYear a　conservation easements Total number of b　Total acreage restricted by conservation easements 12b I c　1 certified historic included in (a) of conservation easements structure Number on a 2c I d　after 7/25/06, and not historic structure of conservation easements included in (c) acquired Number on a　E　-- listed inthe National Register 1 2d I 3　terminated by the organization modified, transferred, released, extinguished, Number of conservation easements or year ~　during the tax 4　conservation cascment is located i of whoro proporty subject to Number states 6　the periodic monitoring, inspection, handling of Doos the organization have written policy regarding a enforcement of the conservation easements it holds? violations, and　~ Yes　~23 No 6　enforcing conservation monitoring, inspecting, handling of violations, and Staff and volunteer hours devoted to　easements during the　year 7　enforcing conservation monitoring, inspecting, handling of violations, and Amount of incurred in expenses　easements　during the year .\$ 8　170(h)(4)(B)0) satisfy requirements of section reported line 2(d) above the Does each conservation easement on and section 1 70(h)(4)(B)(i i)?　CE] No 9　the organization reports conservation easements in its and statement In Part XIII, describe how revenue expense financial that of the footnote to the statements　and　describes the organization's balance sheet, and include, if applicable, the text Other of Art, Historical Treasures, [Partill-Organizations Maintaining Collections or　Similar　Assets. 990, Part IV, line 8. Complete if the organization answered "Yes" Form on la　balance ASC 958, in its statement and elected, permitted under FASB not to report If the organization revenue as　sheet works of public education, research in furtherance other similar assets held for public exhibition, of art, historical treasures, or or financial that describes these items. provide in Part XIII the text of the footnote to its statements service, b　works of ASC in its statement and balance sheet elected, permitted under FASB 958, to report If the organization revenue as for exhibition, education, research in furtherance other similar assets held public art, historical treasures, or or　of　public service, provide the following amounts relating to these items: included 990, VIll, line (i) Form Part Revenue on　.\$ 990, (ii) included in Part X Assets Form　.\$ 2　similar for financial gain, held works of historical treasures, other assets If the organization received art, or or　provide FASB ASC relating to these items: following required to be reported under the amounts a　line included Form 990, Part VIll, Revenue 990,PartX---i-_\$ on bAssetsincludedinform LHA　for Form 990. Paperwork Reduction Act Notice, the Instructions For see　Schedule D (Form　990) 932051　10-02-19 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 26 Schedule D (Form 990) 2019　83-3252663 Page 2 Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets continued _ Using the organization's acquisition, and other records, check any of the following that make significant use of its collection items (check all that apply): Public exhibition　ত　Loan or exchange program a　e　Other 0　Scholarly research C　Preservation for future generations 4 Provide a description of the organizations and explain how they further the organization's exempt purpose in Part XII. 5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection? Part IV Escrow and Custodial Arrangements. Complete it the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. 1a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included on Form 990, Pat X? b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount 1C c Beginning balance　10 d Additions during the year e Distributions during the year f Ending balance　11 2a Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? be if "Yes," explain the arrangement in Part XII. Check here if the explanation has been provided on Part XIII Part V (a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back 1a Beginning of year balance b Contributions c Net investment earnings, gains, and losses d Grants or scholarships e Other expenditures for facilities and programs f Administrative expenses g End of year balance 2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as: a Board designated or quasi-endowment ► b Permanent endowment ▶　0/0 0　Term endowment ▶　0% The percentages on lines 2a, 2b, and 2c should equal 100%. 3a Are there endownent funds not in the organization that are held and administered for the organization by:　Yes　No (i) Unrelated organizations　3a(i) (ii) Related organizations　3a(ii) b If "Yes" on line 3a(i), are the related organizations listed as required on Schedule R?　3p 4 Describe in Part XIII the intended uses of the organization's endowment funds. Part VI Land, Buildings, and Equipment. Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10. Description of property　(a) Cost or other (b) Cost or other basis (investment) basis (other)　(c) Accumulated depreciation　(d) Book value 1a Land Buildings C　Leasehold improvements d Equipment Other Total. Add lines 1a through 1e. (Column (d) must equal Form 990. Part X. column (B). line 10c.)　0 . Schedule D (Form 990) 2019 932052 10-02-19 Case 22-50073 Schedule D (Form 990) 2019 RULE OF LAW FOUNDATION III, INC　83-3252663 Page 3 Part VIII　Investments - Other Securities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12. (a) Description of security or category (including name of security)　(b) Book value　(c) Method of valuation: Cost or end-of-year market value (1) Financial derivatives (2) Closely held equity interests (3) Other (A) (B) (C) (D) (E) (F) (G) (H) Total. (Col. (b) must equal Form 990, Part X, col. (B) line 12.) ► Part VIII Investments - Program Related. Complete if the organization answered "Yes" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13. (a) Description of investment　(b) Book value　(c) Method of valuation: Cost or end-of-year market value (1) (2) (3) (4) (5) (6) (7) (8) (9) Part IX I　Total. (Col. (b) must equal Form 990, Part X, col. (B) line 13.) ► Other Assets. Complete if the organization answered "Yes" on Form 990, Part IV, line 11d. See Form 990, Part X, line 15. (a) Description　(b) Book value (1) (2) (3) (4) (5) (6) S (8) (ອ) Total. (Column (b) must equal Eorm 990. Part X. col. (B) line 15.) Part X　Other Liabilities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25. 1.　(a) Description of liability　(b) Book value (1)　Federal income taxes (2)　DUE TO AFFILIATES　7.975. (3) (4) (5) (6) (7) (8) (છ) Total. (Column (b) must equal Form 990. Part X. col. (B) line 25.).　7.975. 2. Liablity for uncertain tax positions. In Part XII, provide to the organization's financial statements that reports the organization's liability for uncertain tax positions under FASB ASC 740. Check here if the footnote has been provided in Part XIII Z Schedule D (Form 990) 2019 932053 10-02-19 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10　Page 28 of 38 Part　Statements With Revenue XI I Reconciliation of Revenue Audited Financial per　Return. per 128. answered "Yes" Form 990, Part IV, line if the on Complete organization 2　990, Part VIll, line 12: included line but not Form Amounts on on (losses) investments Net unrealized gains on ~ ~ a b Donated services and use of facilities , ~ 21) ~ c　Recoveries of prior grants d　year Other (Describe in Part XIII.)　I e Addlines 23 through 2d　2e　0• 3　' Subtract line 2e from line 1　3　4, 315. , 4　line 1: included Form 990, Part VIll, line 12, but not Amounts on on a　4a 990, Part VIll, line 7b included Form Investment not on expenses b　4b XIII.) Other (Describe in Part c　Add lines 4a and 4b　4c　0 • 5　* and 4; Total Add lines revenue.　5　4,210,315. Part　of Audited Financial Statements With Expenses XII Reconciliation Expenses per per　Return. 990, Part IV, line 128. oraanization answered "Yes" Form Complete if the on 1　Total and losses audited financial statements per expenses　389,248. 2　25: Amounts included line but not Form 990, Part IX, line on on a　2a of facilities Donated services and use b 2b Prior year adjustments c　Otherlosses 2c d 2d Other (Describe in Part XIII.) e　Addlines 2athrough 2d 2e　0 • 3　1 Subtract line 2e from line　3　389,248. 4　line 1: included Form 990, Part IX, line 25, but not Amounts on on a　4a 990, Part VIll, line 7b Investment not included Form expenses on b　Other (Describe in Part XIII.) c　Add lines 4a and 4b　4c　0 • 5　Total ex enses. Add lines 3 and 4c. -　5　389,248. Part　Supplemental Information. XIII Provide　lines l and 4; Part IV, lines b and 2b; Part V, line descriptions required for Part 11, lines 3, 5, and 9; Part Ill, the a　X, 4; Part　line 2, Part XI, lines　information. 4b. Also complete this part to provide additional 2d and 4b; and Part XII, lines 2d and any -2: PART-X-,__LINE POSITIONS TAX INCOME UNCERTAIN　TAKEN　OR THE　EVALUATES ORGANIZATION _ _ _ _　_　__________ - RECOGNITION=IN=ITS RETURN FOR INFORMATIONAL EXPECTED-TO-BE-TAKEN IN THE _ _ _　_____ TO WAS NOT REQUIRED ORGANIZATION S-TATEMENTS THE FINANCIAL　RECOGNIZE　ANY _· _ _　_ PERIOD OF DURING THE POSITIONS UNCERTAIN TAX AMOUNTS FROM　INCEPTION _ _ OR POSITIONS TAKEN TAX UNCERTAIN INCOME EVALUATES ORGANIZATION THE _ _ _ _ _ RECOGNITION=IN=ITS RETURN FOR INFORMATIONAL EXPECTED-TO-BE-TAKEN IN THE _____ _ _ _ TO RECOGNIZE ANY WAS NOT REQUIRED ORGANIZATION S-TATEMENTS THE FINANCIAL _· _ _ _ INCEPTION PERIOD OF DURING THE POSITIONS UNCERTAIN TAX AMOUNTS FROM _ _ ORGANIZATIONIS CONCLUSIONS- IJANUARY 11£ 29-1-91. TO DECEMBER 31, 2019. THE __ __ _ _ SUBJECT TO REVIEW-AND-ADJUSTMENT BEGARRING UNCERTAIN TAX POSITIONS MAY BE _ LAWS, REGULATIONS AND ONGOING ANALYSES OF TAX DATE BA-SED UPON AT A LATER _ _ _ _ _ FEDERAL-- GENERALLY, FACTORS. AS OTHER THEREOF, AS WELL INTERPRETATIONS _ _ ORGANIZATION-'SINFORMATIONAL LOCALAUTHORITIES MAX EXAMINE THE STATE AND _ _ _ _ FILING. DATE OF THE YEARS FROM FOR THREE - RETURNS _ _ _ 932054 10-02-19 Schedule D (Form 990) 2019 16201113 785547 313170900 Case 22-50073　Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 29 Schedule D (Form 990) 2019　RULE OF　of 38 LAW FOUNDATION　I IL, INC　-- 83-3252-663 PoLe-5 _ I.-- Schedule D (Form 990) 2019 932055 10-02-19 Case 22-50073 Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 30 of 38 Noncash Contributions　OMB No. 1545-0047 SCHEDULE M (Form　990)　2019 I Complete if the　organizations　answered "Yes" on　Form 990, Part IV, lines 29　30. or Department of the Treasury Internal Revenue Service　# Attach Form 990. to　Open to Public Inspection　t www.irs.gov/Form990 for instructions and the latest information. I Go to Name of the organization identification Employer　number RULE LAW OF　FOUNDATION　III　INC　83-3252663 art　ypes　roperty o (a)　(b)　(c)　(d) Check if　Number of　Noncash contribution　of Method　determining applicable　contributions or　amounts reported on items contributed Form 990, Part VIll, line 1　noncash contribution amounts Art- Works of art 2　Art - Historical treasures 3　Art- Fractional interests 4　Books and　publications 5　Clothing and household goods 6　Cars and other　vehicles 7　Boats and planes 8　Intellectual　property 9　Securities-Publicly traded 10　Securities - Closely held stock 11　Securities -　Partnership, LLC, or trust interests 12　Securities-Miscellaneous 13　Qualified　conservation contribution Historic structures 14　Qualified　Other conservation contribution 15　Real estate - Residential 16　Real estate-Commercial 17　Real estate-Other 18　Collectibles 19　Food inventory 20　Drugs and medical supplies 21　Taxidermy 22　Historical artifacts 23　Scientific specimens 24　Archeological artifacts 25　Other ~　) C RENT　X　1　160,000.　AIR　MARKET　VALUE 26　Other I IC　) C PERSONNEL　X　1　49,583.　AIR　MARKET　VALUE 27　Other　) 28　~ Other 29　Number of　Forms received by the　organization during　for the tax year　contributions for which the　Form organization completed　8283, Part IV,　Donee Acknowledgement　29 ,.　No 30a　the　did the receive　contribution　in Part 1, lines 1　28, that　it　Yes During for must hold　organization year, from the date at least three　by of the initial　property any contribution, and　reported through which isn't required to be　for used years exempt purposes for the entire holding period?　30a　X b　If "Yes," describe　the arrangement in Part 11. 31　the Does　organization have gift acceptance a　policy that　requires the review　of nonstandard contributions? any　31　X 32a　Does the　organization hire third parties or use　related or　solicit, organizations to　sell noncash process, or　, contributions?　32a　X b　If "Yes," describe　Part ll. in 33　If the organization　didn't report amount in an　(c) for column　of type property a　for which column (a) is　checked, describe in Part 11. LHA　For Paperwork　Reduction Act Notice, see　the Instructions　for Form 990.　Schedule M (Form 990) 2019 Case 22-50073　Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 31 Schedule M [-Part ll　990)2019 (Form -SUppiemental-infarmatian. is reporting in Part　RULE OF (b), the 1, column this part for any additional information.　LAW number of　of 38 FOUNDATION I contributions, the　I.1£ INQ __ number of items　__________-_83-32526-6-3 -Provide the information required by Part 1, lines 3Ob, 32b, and 33, and whether the organization combination received, or a　- of both. Also　__paggl _ complete SCHEDULE-M-,-PART_I,_COI,PMN_　(B):　- THE _　QBGANIZATIPN　RREQBTS _ _　IH PART　1, COLUMN　(B),　-DONATED THE　RENT _　AND~ _ PERSONNEL-FOR-THE-YEAR_2-9-1-9-z_　--- Schedule M (Form 990) 2019 932142 09-27-19 16201113 785547 313170900 Case 22-50073 Doc 1604-21 Filed 03/27/23　Entered 03/27/23 14:12:10 Information Form Supplemental to SCHEDULE or specific questions Complete to provide information for to (Form responses on 990-EZ) or　OMB No. 1545-0047 990-EZ ~ provide additional information. Form 990-EZ to or or any Form 990-EZ. Attach to or Department of the Treasury 1-Opento-Public~-1 www.irs.gov/Form%*Uorthelatest-information'Insectionl ~nue-§-ervicel__-= / Go to Name of the organization INC FOUNDATION III RULE OF LAW　identification number Employer 83-3252663 ORGANIZATION DESCRIPTION OF 1, 2-9-9-, PART I, LINE FORM __ _ _　MISSION-: PERVASIVE IN THE AND INHUMANITY SENTENCING-, HABASSMENT, _　-POLITICAL,- SYSTEMS OF CHINA. FINANCIAL BUS:INESS AND LEGAL-, _　- 118: B, LINE SECTION FORM--2-2-9-,-PART-YI-, _ _　- DIRECTORS. OF THE BOARD WAS REVIEWED BY FORM 9-9 THE _ _ _ _ _　- LINE 19: C SECTION 2-9-9-,-PART-VI, FORM _, _ _ _　- ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, _ _　F:INANCIAL STATEMENTS-, _ ORGANIZATION AVAILABLE FOR AND-TAX-DOCUMENTS OF THE ARE __ _　PUBLIC=INSPECTION AT_THE_ORGANIZATIONIS_OKELCE · FORM--2-2-0-,_PART_KII-,_LINE__2€_ INITIAL-FILING_OK 990. THE FORM I - 990-EZ. Reduction Act Notice, the Instructions for Form LHA For Paperwork see or 932211 09-06-19　- Schedule O (Form 990 or 990-EZ) (2019) 2019.05000 RULE LAW OF 313170900　II FOUNDATION SCHEDULE R (Form 990)　> Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37. Related Organizations and Unrelated Partnerships　OMB No. 1545-0047 Department of the Treasury Internal Revenue Service　- Go to www.irs.gov/Form990 for instructions and the latest information.　Attach to Form 990.　Open to Public Inspection RULE Name of the organization　INC III. OF LAW FOUNDATION　Employer identification number 83-3252663　Case Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33. Part I Name, address, and EIN (if applicable) of disregarded entity (a)　Primary activity (b)　Legal domicile (state or foreign country) (C)　Total income (d)　End-of-year assets (e)　Direct controlling entity (1)　22-500 / 3 Doc 1604-21 Filed 03/27/23 of 38 dentification of Related Tax-Exempt Organization answerd "Yes" on Form 990, Part II, line 34, because it had one or more related taxernpt organizations during the tax year. Part III Name, address, and EIN of related organization (a)　activity (b) Primary　Legal domicile (state or foreign country) (c)　Exempt Code section (d)　status (if section Public charity 501(c)(3)) (e)　Direct controlling entity (1)　Section 512(b)(13) No controlled entity? Yes　Entered 03/27/23 14:12:10 RULE OF LAW SOCIETY IV, INC. - 83-3252944 162 EAST 64 STREET NY YORK NEW　TO EXPOSE CORRUPTION　DELAWARE　501 (c) (4)　X Page ನನ For Paperwork Reduction Act Notice, see the Instructions for Form 990.　Schedule R (Form 990) 2019 932161 09-10-19 Schedule R (Form 990) 2019 RULE OF LAW FOUNDATION I　INC TT,　8 3　-3252663　Page 2 Identification of Related Organizations Taxable as a Partnership. organizations treated as a partnership during the tax year. Part III　Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related Name, address, and EIN of related organization (a)　Primary activity (b)　domicile country) (state or foreign Legal (c)　Direct controlling entity (d)　(related, unrelated, unrelated, Predominant income sections 512-514) (e)　Share of total income (1)　end-of-year Share of assets (g)　Disproportionate Yes No allocations? (h)　amount in box 20 of Schedule K-1 (Form 1065) Code V-UBI (i)　General or managing Yes No partner? 0　Percentage ownership (k)　Case 22-50073 Doc 1604-21 Filed 03/27/23 of ldentification of Related Organization or Trust. Complete it the organization arswered "Yes" on Form 90, Part VI, line 34, because it had one or more elated organizations treated as a corporation or trust during the tax year. Part IV Name, address, and EIN of related organization (a)　Primary activity (b)　Legal domicile country) (state or foreign (c)　Direct controlling entity (d)　(C corp, S corp, Type of entity or trust) (e)　Share of total income (1)　end-of-year Share of assets (g)　Percentage ownership (h)　(i) Section 512(b)(113) controlled entity? Yes　Entered 03/27/23 No 35-2631430 । SARACA MEDIA GROUP STREET NY ર વ NEW YORK . 162 EAST　MEDIA COMPANY　N/A DE　CORP　0　0　00%　X (NEW YORK) LTD. EAST 64 STREET GOLDEN SPRING NEW YORK, NY 1 € 2　- 47-3408224　FAMILY OFFICE　N/A DE　CORP　0　0　00%　14:12:10 X Page Schodilla　IEar 0　1000 8　2010 932162 09-10-19 રુજરી) તા ி பிர 1 ScheduleR(Form990)2019RULEOFLAWFOUNDATIONIII,INC \_\_\_83-325-2-6-63\_page-3 Part V1TransactionsWithRelatedOrganizations. Completeif the organizationanswered"Yes" onForm990, Part IV, line34,35b, or 36. schedule. this of IV or 11,111, Parts in listed is entity any if line Complete Note:　Yes　No transactions following the of any in engage organization the did year, tax the During 1　more or one with　in listed organizations related　11-IV? Parts entity controlled a from rent (iv) or royalties, (iii) annuities, (ii) interest, (i) of Receipt a　la　X organization(s) related to contribution capital or grant, Gift, b organization(s) related from contribution orcapital grant, Gift, c　,,,,,,, ,,,　1c　Case 22-50073 X organization(s) toorforrelated guarantees orloan Loans d　ld　X organization(s) orloan Loans　,,,,,,,, ,,,,,,. le　X ,,,,,,,,, byrelated guarantees e　,,　,,., organization(s) related from Dividends f 1f　X ,,,,,,, organization(s) torelated ofassets Sale g　,,,,,,,,,,,,,,,,　, ,　1　X ,,.,, organization® related from ofassets Purchase h　, ,　1h　X organization(s) related with ofassets Exchange i　li　X ,,,,. ,,　f　X torelated assets other or equipment, facilities, of Lease j　Doc 1604-21 organization(s) related from assets orother equipment, facilities, of Lease k　lk　X related for solicitations orfundraising membership or services of Performance 1　organization(s)　,,　11　Filed 03/27/23 X related by solicitations orfundraising membership or services of Performance m　organization(s)　m l　X organization(s) related with assets orother lists, mailing equipment, facilities, of Sharing n　,　1n　X related with　10　X ,, organization(s) employees ofpaid Sharing o ,　of 38 , expenses for organization(s) related to paid Reimbursement p　1 X , expenses for organization(s) related by paid Reimbursement q　1　X ,,,,,, organization(s) torelated orproperty ofcash Othertransfer r　,,,,, ,,,,,,,,,,　1r　X ,,,. anizations or related from ert ro or ofcash Othertransfer s　,., ,.,,,　ls　X who on information for instructions the see "Yes," is above the of any to answer the If 2　th complete must　covered including line, s　thresholds. transaction and r~lationships organization related (a) of Name　Transaction (b)　involved (c) Amount　amount determining (d) of Method　involved (a·s) type 1　1　1　Entered 03/27/23 14:12:10 1　1　1 1　1　1 1　1　1　Page 35 1　1　1 (61　1　1 ScheduleR(Form990) 2019 09-10-19 Case　22-50073　Doc　1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page　36 Page 4　General or Percentage (k)　ownership　of 38　Schedule R (Form 990) 2019 (i)　managing partner ? Yes No 83-3252663　Code V-UBI (i)　allocations? of Schedule K-1 allocations? of Schedule K-1 Yes No Dispropor- (h) Share of (g)　end-of-year assets Share of ({}　income total ាន់ស្រីសារពិភពលោក ស្រីនារបស់ព្រះពុទ្ធសាសនា ប្រទេសជាប្រជាជាតិនាង ស្រុកស្អាង ក្រុងស្រុក ស្រុកស្អាង　Yes No INC　Predominant income (d)　(related, unrelated, unrelated, excluded from tax under sections 512-514) Legal domicile (c)　(state or foreign country) Primary activity (b) Schedule R (Form 990) 2019 RULE OF LAW FOUNDATION III,　Part VI Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part N, Ine 37.　Provide the following information for each entire the organization conducted more than live percent of to activities (measured by bital assess or gross revels) that was not a related organizations regarding exclusion for certain investment partnerships.　Name, address, and EIN (a)　of entity 932164 09-10-19 Page 4 83-3252663 Case 22-50073　Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 37 [-Partj@upplemental　Information　of 38 932165 09-10-19 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 38 of 38 COPY OF WITHIN PAPER NOV 1 8 2020 OF THE ATTON COLLECTION AND 20120 THARSTS ATTON COLLECTION COLLECTION CONSULTION STORE ATTONE WS OFFICE OFFICE ATTORAL CALLENGER OF THE ATTORNERAL