郭文贵破产案 · EXHIBIT · ECF #1264-1

元数据

当事人: 郭文贵 (Guo Wengui / Miles Guo / Ho Wan Kwok)
法院: CTB
案号: 22-50073
ECF #: 1264
类型: EXHIBIT
立案日: 2022-12-22

原始法庭文件为英文，下方为英文全文。

全文

Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 1 of 12

# **EXHIBIT A**

## Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 2 of

| l Con tro<br&g |-----------------------------------| | | | | | Kw ok_ 019 269 | | | | | ok_ Kw 019 523 | ok_ Kw 019 780 | | | | | | | ok_ Kw 020 034 | | | | | | | ok_ Kw 020 060 | | | | | | | Kw ok_ 020 237 | | | | | | | ok_ Kw 020 371 | | | | | | | | | | | Kw ok_ 020 400 t;mb Nu er | Typ e | e/T Sor Dat ime t | ail Sub Em jec t | ail Em Fro m | ail Em To | ail Em CC | ileg Priv e | al Per Ha son rm | Red ion act | ----------|-------------------------------|--------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | | | | hol Ros Nic as | l, Joh Sie ga n [jsi l@ bak erla ];C ega w.c om ar val ho, liss Me M. a [mc alh bak erla ] o@ arv w.c om | | | | | | | liss Me Fra nci a s | e, [nr @b ake rlaw m]; ose .co aar | ;Ba Eric rro w, a | clie Att nt orn ey‐ | Dis sio of SEC cus n | du ced Pro as | | MS G | | RE: Dra ft Dis lific atio Brie f qua n | [me liss af@ m] gsn yus .co | on@ lme sq. com | [eb @b ake rlaw m] arr ow .co | nic atio com mu n | inv iga tio est n | red ed act | | | | Car val ho, Me liss M. a | l, Joh Sie ga n [jsi l@ bak erla ];C ega w.c om o le, Tra cy [TC ole @b ake rlaw m]; Bar .co | | | | | | | ok (La dy ) FW Kw ‐Co nte t Ma mp y : | [mc alh o@ bak erla arv w.c om | Eric row a , | | clie Att nt orn ey‐ | of Dis sio Wu cus n | du ced Pro as | | MS G | | hea ring | ] | [eb @b ake rlaw m] arr ow .co | | nic atio com mu n | tte ma r | red ed act | | MS G | | ileg ed & fide l ‐ Fw Priv Con ntia : Cah ill | l, Joh Sie ga n [jsi l@ bak erla ] ega w.c om | hol Ros Nic e, as [nr @b ake rlaw m] ose .co | Car val ho, Me liss M. a [mc alh o@ bak erla ] arv w.c om ;Ba Eric rro w, a [eb @b ake rlaw m] arr ow .co | clie Att nt orn ey‐ nic atio com mu n | of Dis sio SEC cus n 5th inv iga tio d est n an dm ivil Am ent en pr ege | Pro du ced as red ed act | | | | | | | | | | | | | | Me liss Fra nci a s [me liss af@ m]; Aa gsn yus .co r | Car val ho, Me liss M. a [mc alh o@ bak erla ] arv w.c om | | of Dis sio SEC cus n | | | | | l, Joh Sie ga n | che ll Mit on | ;Ba Eric rro w, a | clie Att nt orn ey‐ | inv iga tio d 5th est n an | Pro du ced as | | MS G | | Edd Re: ie Mo ss | [jsi l@ bak erla ] ega w.c om | [aa @l ] ron me sq. com liss | [eb @b ake rlaw m] arr ow .co | nic atio com mu n | dm ivil Am ent en pr ege | red ed act | | | | Bar Eric row a , /O= BS/ [ EXC HA NG ELA OU =E XC NG HA E | Me Fra nci a s [me liss af@ m]; Va gsn yus .co r tan Lee | | | | | | | | AD MI NIS TRA TIV E GR OU P (FY LT) /CN DIB OH F23 SPD =R /CN ECI PIE NTS =C2 F02 EE2 49 | , [lva law m]; n@ Sie rta csg .co g al, Joh n [jsi ];A l@ bak erla ega w.c om a | val ho, liss Car Me M. a [mc ] alh o@ bak erla arv w.c om | | | | | | RE: Kw ok ‐Co (La dy Ma ) nte t mp y | 804 B9A A0 109 80E DB B34 92 | Mit che ll ron | ;Co le, Tra cy | Att clie nt orn ey‐ | of Dis sio Wu cus n | du ced Pro as | | MS G | | hea ring | R] 1‐B AR RO W CLA | [aa @l ] ron me sq. com liss nci Me Fra a s | [TC ole @b ake rlaw m] .co | nic atio com mu n | tte ma r | red ed act | | | | | [me liss af@ m]; Bar gsn yus .co Eric row a , [eb @b ake rlaw m]; arr ow .co Sie l, Joh ga n | | | | | | | | val ho, liss Car Me M. a | [jsi l@ bak erla ];A ega w.c om a | | | | | | | ok (La dy ) RE: Kw ‐Co Ma nte t mp y | [mc alh bak erla o@ arv w.c om | che ll Mit ron | Col Tra e, cy | clie Att nt orn ey‐ | Dis sio of Wu cus n | du ced Pro as | | MS G | | hea ring | ] | [aa ] @l ron me sq. com liss Me Fra nci a s liss Sie | [TC m] ole @b ake rlaw .co lme lho | nic atio com mu n | tte ma r | red ed act | | | | | [me af@ m]; gsn yus .co l, Joh ga n | on@ ;Ca aar sq. com rva Me liss M. a | | | | | | | | [jsi l@ bak erla ];G ega w.c om u | , [mc alh o@ bak erla ] arv w.c om | | | | | | | Nic hol Ros e, as | rillo Pet y | Eric ;Ba rro w, a | clie Att nt orn ey‐ | of 5th Dis sio cus n | du ced Pro as | | MS G | | f RE: Brie | [nr @b ake rlaw m] ose .co Bar Eric row a , | [gp illo kbl lp.c ] @p etr om | [eb @b ake rlaw m] arr ow .co | nic atio com mu n | Am dm ivil ent en pr ege | red ed act | | | | [ /O= BS/ EXC HA NG ELA OU =E XC HA NG E | | | | | | | | | NIS GR OU AD MI TRA TIV E P | Sie l, Joh ga n | | | | | | | | (FY LT) /CN DIB OH F23 SPD =R | [jsi l@ bak erla ];C ega w.c om a | | | | | | | | /CN ECI PIE NTS =C2 F02 EE2 49 | lho liss Me M. rva a , | | | | | | | | 804 B9A A0 109 80E DB B34 92 | [mc alh o@ bak erla arv w.c om | | Att clie nt orn ey‐ | of 5th Dis sio cus n | du ced Pro as | | MS G | | FW GS NY duc tio Pro : ns | 1‐B AR RO W CLA R] | ] | | nic atio com mu n | dm ivil Am ent en pr ege | red ed act |

## Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 3 of

[lvartan@csglaw.com];Barr

Discussion of Wu

Discussion of Wu Produced as

redacted

Produced as

redacted

matter

Vartan, Lee

| | | [eb @b ake rlaw m]; arr ow .co | | | |---------------------------------------------------------------------------|---------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------|----------------------------------------------------------|---------------------------------| | | | l, Joh Sie ga n | val ho, liss Car Me M. a | | | | | [jsi l@ bak erla ];'A ega w.c om | [mc alh o@ bak erla ] arv w.c om | | | ok (La dy ) RE: Kw ‐Co nte t Ma mp y | liss nci Me Fra a s | Mit che ll' aro n | le, ;Co Tra cy | clie Att nt orn ey‐ | | hea ring | [me liss af@ m] gsn yus .co Car val ho, Me liss M. a | [aa @l ] ron me sq. com | [TC ole @b ake rlaw m] .co | nic atio com mu n | | FW Kw ok ‐Co (La dy ) nte t Ma : mp y | [mc alh o@ bak erla arv w.c om | Eric Bar row a , | | Att clie nt orn ey‐ | | hea ring | ] | [eb @b ake rlaw m] arr ow .co Va Lee rta n, | | nic atio com mu n | | | | [lva law m]; n@ Bar rta csg .co r Eric ow a | | | | | | , [eb @b ake rlaw m]; arr ow .co | | | | | | Sie l, Joh ga n | val ho, liss Car Me M. a | | | | | [jsi l@ bak erla ];A ega w.c om a | [mc alh bak erla ] o@ arv w.c om | | | ok (La dy ) RE: Kw ‐Co Ma nte t mp y | liss Me Fra nci a s | che ll Mit ron | le, ;Co Tra cy | clie Att nt orn ey‐ | | hea ring | [me liss af@ m] gsn yus .co Bar Eric row a , | [aa @l ] ron me sq. com | [TC ole @b ake rlaw m] .co | nic atio com mu n | | | /O= BS/ [ EXC NG OU HA ELA =E | | | | | | XC HA NG E | | | | | | AD MI NIS TRA TIV E GR OU P | | | | | | (FY LT) /CN DIB OH F23 SPD =R | Car val ho, Me liss M. a | | | | | /CN ECI PIE NTS =C2 F02 EE2 49 | [mc alh o@ bak erla arv w.c om | | | | | 804 B9A A0 109 80E DB B34 92 | ];Si l, Joh ega n | | clie Att nt orn ey‐ | | Sul RE: ort ner rep | R] 1‐B AR RO W CLA | [jsi l@ bak erla ] ega w.c om Me liss Fra nci a s | | nic atio com mu n | | | | [me liss af@ m]; Sie gsn yus .co | on@ lme lho ;Ca aar sq. com rva | | | | | l, Joh ga n | liss Me M. a , | | | | | [jsi l@ bak erla ];G ega w.c om u | [mc alh bak erla ] o@ arv w.c om | | | | Ros Nic hol e, as | Pet rillo y | ;Ba Eric rro w, a | Att clie nt orn ey‐ |

## ow, Erica

Kwok\_020721

Kwok\_021558

MSG

| | | | | Eric ow a , | | | | | |-------------------------|---------|-----------------------------------------------------------------------|-------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|---------------------------------|-------------------------------------------------|------------------------| | | | | | [eb @b ake rlaw m]; arr ow .co | | | | | | | | | | l, Joh Sie ga n | val ho, liss Car Me M. a | | | | | | | | | [jsi l@ bak erla ];A ega w.c om a | [mc alh o@ bak erla ] arv w.c om | | | | | | | ok ‐Co (La dy ) RE: Kw nte t Ma mp y | liss nci Me Fra a s | Mit che ll ron | ;Co le, Tra cy | clie Att nt orn ey‐ | of Dis sio Wu cus n | du ced Pro as | | ok_ Kw 021 630 | MS G | hea ring | [me liss af@ m] gsn yus .co Bar Eric row a , | [aa @l ] ron me sq. com | [TC ole @b ake rlaw m] .co | nic atio com mu n | tte ma r | red ed act | | | | | [ /O= BS/ EXC HA NG ELA OU =E | | | | | | | | | | XC HA NG E | | | | | | | | | | AD MI NIS TRA TIV GR OU E P | | | | | | | | | | /CN (FY LT) DIB OH F23 SPD =R | val ho, liss Car Me M. a | | | | | | | | | /CN ECI PIE NTS =C2 F02 EE2 49 | [mc alh bak erla o@ arv w.c om | | | | | | | | | 804 B9A A0 109 80E DB B34 92 | ];Si l, Joh ega n | | clie Att nt orn ey‐ | Dis sio of Wu cus n | du ced Pro as | | Kw ok_ 021 774 | MS G | RE: Sul ort ner rep | 1‐B AR RO W CLA R] | [jsi l@ bak erla ] ega w.c om liss Me Fra nci a s | | nic atio com mu n | tte ma r | red ed act | | | | | | [me liss af@ m]; Sie gsn yus .co | lme lho on@ ;Ca aar sq. com rva | | | | | | | | | l, Joh ga n | Me liss M. a , | | | | | | | | | [jsi l@ bak erla ];G ega w.c om u | [mc alh o@ bak erla ] arv w.c om | | | | | | | | hol Ros Nic e, as | rillo Pet y | ;Ba Eric rro w, a | clie Att nt orn ey‐ | of Dis sio 5th cus n | Pro du ced as | | ok_ Kw 022 031 | MS G | f RE: Brie | [nr @b ake rlaw m] ose .co | [gp illo kbl lp.c ] @p etr om | [eb @b ake rlaw m] arr ow .co | nic atio com mu n | dm ivil Am ent en pr ege | red ed act | | | | | | | Car val ho, liss Me M. a | | | | | | | | | | [mc alh o@ bak erla ] arv w.c om | | of Dis sio SEC cus n | | | | | | hol Ros Nic e, as | l, Joh Sie ga n | ;Ba Eric rro w, a | clie Att nt orn ey‐ | inv iga tio d 5th est n an | Pro du ced as | | ok_ Kw 022 212 | MS G | Cah ill RE: DQ Pap ers | [nr @b ake rlaw m] ose .co | [jsi l@ bak erla ] ega w.c om | [eb @b ake rlaw m] arr ow .co che ll Aa Mit ron | nic atio com mu n | dm ivil Am ent en pr ege | red ed act | | | | | | | [aa @l ];C alh ron me sq. com arv | | | | | | | | | | Me liss M. o, a | | | | | | | | | | [mc alh o@ bak erla ] arv w.c om | | | | | | | | | | l, ;jes sica m@ ;Sie gtv .org ga | | | | | | | | | | Joh n | | | | | | | /Kw Re: Pax ok t et ‐ re por on me | | | [jsi ];Sa l@ bak erla tt ega w.c om | | | | | | | and fer wit h osi con opp ng | Vic Cer da tor | Me liss Fra nci a s | Jos hua A. er, | Att clie nt orn ey‐ | of lum Dis sio cus n asy | du ced Pro as | | ok_ Kw 022 496 | MS G | l (1.2 0) 2.2 cou nse | [vx c@ rda law m] vce .co val ho, liss Car Me M. a | [me liss af@ m] gsn yus .co | [jsa r@ bak erla ] tte w.c om | nic atio com mu n | lica tio ap p n | red ed act | | | | | [mc alh o@ bak erla arv w.c om | Sie l, Joh ga n | Sat Jos hua A. ter , | Att clie nt orn ey‐ | of Dis sio Wu cus n | du ced Pro as | | ok_ 022 525 Kw | MS G | dis RE: PAX cov ery | ] | [jsi l@ bak erla ] ega w.c om | [jsa r@ bak erla ] tte w.c om | nic atio com mu n | tte ma r | red ed act | | | | | l, Joh Sie ga n | hua Sat Jos A. ter , | val ho, liss Car Me M. a | clie Att nt orn ey‐ | Dis sio of Wu cus n | du ced Pro as | | Kw ok_ 022 530 | MS G | Fw PAX dis : cov ery | [jsi l@ bak erla ] ega w.c om | [jsa r@ bak erla ] tte w.c om | [mc alh o@ bak erla ] arv w.c om | nic atio com mu n | tte ma r | red ed act | | | | | liss Me Fra nci a s | Sha piro Pet B. er , | l, Joh Sie ga n | clie Att nt orn ey‐ | Dis sio of Wu cus n | | | Kw ok_ 023 573 | MS G | RE: Bru Wu no | [me af@ m] liss gsn yus .co | [ps ] hap iro@ bak erla w.c om | [jsi ] l@ bak erla ega w.c om | nic atio com mu n | tte ma r | |

## Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 4 of

[melissaf@gsnyus.com]

[melissaf@gsnyus.com];Da

niel@yankwitt.com;Carvalh

[mcarvalho@bakerlaw.com

(aaron@lmesq.com)

[aaron@lmesq.com]

Siegal, John

[jsiegal@bakerlaw.com]

Attorney‐client

Discussion of Wu

Discussion of 5th

Amendment privilege

> of Wu

re SEC

of Ma and

re SEC

of Wu

re SEC Produced as

redacted

Produced as

redacted

Produced as

redacted

Produced as

redacted

Produced as

redacted

Produced as

redacted

matter

communication

Attorney‐client

communication

Attorney‐client

communication

Melissa Francis

];Aaron Mitchell

o, Melissa M.

| | hol Ros Nic e, as | l, Joh Sie ga n | | |------------------------------------------------------------------|-----------------------------------------------------|----------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------| | ft lific f Dra Dis atio Brie qua n | [nr @b ake rlaw m] ose .co | [jsi l@ bak erla ] ega w.c om liss Me Fra nci a s | | | | | [me liss af@ m]; Car gsn yus .co val ho, Me liss M. a | iel@ kw Dan itt. ;Aa yan com ro Mit che ll n | | | Sie l, Joh n | [mc alh o@ bak erla arv w.c om | (aa @l ) ron me com | | | ga | | sq. | | dis PAX cov ery | [jsi l@ bak erla ] ega w.c om | ] | [aa @l ] ron me sq. com | | Op itio Me 's tio to pos n ng mo n | Sha piro Pet B. er , | Sie l, Joh ga n | | | ju dgm ent sum ma ry | [ps hap iro@ bak erla ] w.c om | [jsi l@ bak erla ] ega w.c om | | | | liss Me Fra nci a s | Sha piro Pet B. er , | l, Joh Sie ga n | | | | | |

Shapiro, Peter B.

Siegal, John

Melissa Francis

Siegal, John

JSIEGAL]

[melissaf@gsnyus.com]

YORK/CN=RECIPIENTS/CN=

jsiegal@bakerlaw.com

[/O=BH/OU=NEW

[pshapiro@bakerlaw.com]

[jsiegal@bakerlaw.com]

Kwok\_023575

Kwok\_023622

Kwok\_023681

Kwok\_023690

Kwok\_023887

Kwok\_023895

Kwok\_023952

Kwok\_024565

Kwok\_024616

Kwok\_024645

Kwok\_024661

Kwok\_024908

Kwok\_024952

MSG

MSG Bruno Wu

Re: PAX discovery

RE:

Re: Bruno Wu

Re: Kwok ‐ call with Guy Petrillo

and client team 3.5.21

Subpoenas

Re: Kwok

| MS G | PAX dis Re: cov ery | Sie l, Joh ga n [jsi l@ bak erla ] ega w.c om | [mc alh o@ bak erla arv w.c om ] | (aa ) @l ron me sq. com [aa @l ] ron me sq. com | Att clie nt orn ey‐ nic atio com mu n | Dis sio cus n tte ma r | |---------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------|------------------------------------------------------------------|---------------------------------------------------------------| | MS G | 's RE: Op itio Me tio to pos n ng mo n for ju dgm ent sum ma ry | Sha piro Pet B. er , [ps hap iro@ bak erla ] w.c om | l, Joh Sie ga n [jsi l@ bak erla ] ega w.c om | | clie Att nt orn ey‐ nic atio com mu n | Dis sio cus n re inv iga tio est n | | MS G | RE: Bru Wu no | liss Me Fra nci a s [me liss af@ m] gsn yus .co | Sha piro Pet B. er , [ps hap bak erla ] iro@ w.c om liss Me Fra nci a s [me liss af@ m]; Aa gsn yus .co r Mit che ll on [aa @l ];Si l, ron me sq. com ega | l, Joh Sie ga n [jsi l@ bak erla ] ega w.c om | clie Att nt orn ey‐ nic atio com mu n | Dis sio cus n Wu tte ma rs | | MS G | ly f RE: Rep Brie | Nic hol Ros e, as [nr @b ake rlaw m] ose .co | Joh n [jsi l@ bak erla ] ega w.c om | val ho, liss Car Me M. a [mc alh bak erla ] o@ arv w.c om | clie Att nt orn ey‐ nic atio com mu n | Dis sio cus n re inv iga tio est n | | MS G | RE: Bru Wu no | liss nci Me Fra a s [me liss af@ m] gsn yus .co | Sha piro Pet B. er , [ps hap bak erla ] iro@ w.c om Me liss Fra nci a s [me liss af@ m]; Aa gsn yus .co r che ll Mit on [aa @l ];Si l, ron me sq. com ega | Sie l, Joh ga n [jsi l@ bak erla ] ega w.c om | clie Att nt orn ey‐ nic atio com mu n | Dis sio cus n tte ma r | | MS G | RE: Rep ly Brie f | hol Ros Nic e, as [nr @b ake rlaw m] ose .co | Joh n [jsi l@ bak erla ] ega w.c om | val ho, liss Car Me M. a [mc alh o@ bak erla ] arv w.c om | clie Att nt orn ey‐ nic atio com mu n | Dis sio cus n re inv iga tio est n | | MS G | Mil ok/ ich d, RE: Kw Gre Lan es enw LLC | val ho, liss Car Me M. a [mc alh bak erla o@ arv w.c om ] | l, Joh Sie ga n [jsi ] l@ bak erla ega w.c om | | clie Att nt orn ey‐ nic atio com mu n | Dis sio cus n dm Am ent en | | | | | | | | |

| Sie l, Joh ga n [jsi l@ bak erla ] ega w.c om | | Att clie nt orn ey‐ nic atio com mu n | of 5th Dis sio cus n dm ivil Am ent en pr ege | du ced Pro as red ed act | |--------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------|------------------------------------------------------------------|-----------------------------------------------------------------------------------|--------------------------------------------| | Sha piro Pet B. er , [ps hap iro@ bak erla ] w.c om | Sie l, Joh ga n [jsi l@ bak erla ] ega w.c om | Att clie nt orn ey‐ nic atio com mu n | Dis sio of Wu cus n tte ma r | | | val ho, liss Car Me M. a | | | | | | [mc alh bak erla o@ arv w.c om | | clie Att nt orn ey‐ | Dis sio of 5th cus n | | | ] | | nic atio com mu n | dm ivil Am ent en pr ege | | | Nic hol Ros e, as | | clie Att nt orn ey‐ | Dis sio SEC cus n re | du ced Pro as | | [nr @b ake rlaw m] ose .co | | nic atio com mu n | inv iga tio est n | red ed act |

#### Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 5 of

[pshapiro@bakerlaw.com];

Attorney‐client

Discussion of 5th

Discussion of Wu

Discussion of 5th

Discussion of Wu

matter

Amendment privilege

matter

Amendment privilege Produced as

redacted

Produced as

redacted

communication

Attorney‐client

communication

Attorney‐client

communication

Attorney‐client

communication

[MBailen@bakerlaw.com]

p ,

ailen, Mark

egal, John

elle

[pshapiro@bakerlaw.com];B

[MBailen@bakerlaw.com];Si

[jsiegal@bakerlaw.com];Isab

Kirshner

Shapiro, Peter B.

Bailen, Mark

| inte priv ileg ed Com t mo n res | liss nci Me Fra a s [me liss af@ m] gsn yus .co | len tin Jam Va es o [va len cla m] tin o@ yro .co | (kir shn cla m) er@ yro .co [kir shn cla m]; er@ Aa yro .co ro Mit che ll n (aa @l ) ron me sq. com [aa @l ] ron me sq. com | |----------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | & Ge Cas ng e | len rk Bai Ma , [ /O= BH/ OU =W AS HIN GT ON DC/ TS/ CN =RE CIP IEN CN =M N] BA ILE | Sie l, Joh ga n [jsi l@ bak erla ] ega w.c om | Sha piro Pet B. er , [ps hap iro@ bak erla ] w.c om | | Com inte priv ileg ed t mo n res | Bai len Ma rk , | Sie l, Joh ga n | |

| ileg ed RE: Com inte priv t mo n res nic atio com mu n | liss Me Fra nci a s [me liss af@ m] gsn yus .co | len Jam Va tin es o [va len cla m] tin o@ yro .co | (aa @l ) ron me sq. com [aa @l ] ron me sq. com | |-------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------| | & RE: Tan Ge Cas g ng e | len rk Bai Ma , /O= BH/ [ OU =W AS HIN GT ON DC/ TS/ CN =RE CIP IEN CN =M N] BA ILE | Sie l, Joh ga n [jsi l@ bak erla ] ega w.c om | Sha piro Pet B. er , [ps hap bak erla ] iro@ w.c om | | d: Com inte priv ileg ed Fw t mo n res nic atio com mu n | Bai len rk Ma , [M Bai len @b ake rlaw m] .co | Sie l, Joh ga n [jsi l@ bak erla ] ega w.c om | | | | len rk Bai Ma , | | |

Siegal, John

JSIEGAL]

[/O=BH/OU=NEW

YORK/CN=RECIPIENTS/CN=

Kwok\_025039

Kwok\_025338

Kwok\_025343

Kwok\_025346

Kwok\_025419

MSG Bruno Wu matter

[pshapiro@bakerlaw.com]

MSG

MSG Re: Kwok Libel

| Kw ok_ 025 355 | MS G | FW Com inte priv ileg ed t : mo n res nic atio com mu n | len rk Bai Ma , [ /O= BH/ OU =W AS HIN GT ON DC/ TS/ CN =RE CIP IEN CN =M BA ILE N] | Sha piro Pet B. er , [ps hap iro@ bak erla ] w.c om | Sie l, Joh ga n [jsi l@ bak erla ] ega w.c om | Att clie nt orn ey‐ nic atio com mu n | of Dis sio Wu cus n tte ma r | |-------------------------|---------|------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------|------------------------------------------------------------------|------------------------------------------------------| | | | | Bai len rk Ma , | | | | | | | | | /O= BH/ [ OU =W AS HIN GT ON | | | | Dis sio of | | | | ileg ed FW Com inte priv t mo n res : | DC/ TS/ CN =RE CIP IEN CN =M | Sha piro Pet B. er , | l, Joh Sie ga n | clie Att nt orn ey‐ | Wu cus n | | Kw ok_ 025 364 | MS G | nic atio com mu n | N] BA ILE | [ps ] hap iro@ bak erla w.c om | [jsi ] l@ bak erla ega w.c om Sha piro Pet B. er , | nic atio com mu n | tte ma r | | | | | | | [ps hap bak erla ];B iro@ w.c om | | | | | | | | | aile Ma rk n, | | | | | | | | | [M Bai len @b ake rlaw m]; Si .co | | | | | | | | | l, Joh ega n | | | | | | | | | [jsi l@ bak erla ];Is ab ega w.c om | | | | | | | | | elle A. Kirs hne r | | | | | | Com inte priv ileg ed Re: t mo n res | len tin Jam Va es o | liss nci Me Fra a s | (kir shn er@ cla m) yro .co | clie Att nt orn ey‐ | of d Dis sio Wu cus n an | | ok_ Kw 025 410 | MS G | nic atio com mu n | [va len cla m] tin o@ yro .co | [me liss af@ m] gsn yus .co liss nci Me Fra a s | [kir shn cla m] er@ yro .co | nic atio com mu n | Ma tte ma rs | | | | | | [me liss af@ m]; jes gsn yus .co | len rk Bai Ma , | | | | | | | | sica m@ ;Aa gtv .org ron | [M len @b ake rlaw m]; Bai Si .co | | | | | | Me dia tio in Bru sta tem ent n no | Sha piro Pet B. er , | Mit che ll | l, Joh ega n | Att clie nt orn ey‐ | of Dis sio Wu cus n | | Kw ok_ 025 414 | MS G | Wu tte ma r | [ps hap iro@ bak erla ] w.c om | [aa @l ] ron me sq. com | [jsi l@ bak erla ] ega w.c om len rk Bai Ma , | nic atio com mu n | tte ma r | | | | | | | [M len @b ake rlaw m]; Bai Si .co | | | | | | | | | l, Joh ega n | | | | | | | | | [jsi l@ bak erla ];je ega w.c om ss | | | | | | | | | ica m@ gtv ;Aa .org ron | | | | | | dia Re: Me tio in sta tem ent n | Sha piro Pet B. er , | liss Me Fra nci a s | che ll Mit | clie Att nt orn ey‐ | Dis sio of Wu cus n |

[melissaf@gsnyus.com]

[aaron@lmesq.com]

#### Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 6 of

| ok_ Kw 025 483 | MS G | RE: Me dia tio in sta tem ent n Bru Wu tte no ma r | Me liss Fra nci a s [me liss af@ m] gsn yus .co | Sha piro Pet B. er , [ps hap bak erla ]; iro@ w.c om jes sica m@ ;Aa gtv .org ron Mit che ll [aa @l ] ron me sq. com p , [ps hap iro@ bak erla ]; w.c om Bai len rk Ma , len ake rlaw Bai | len rk Bai Ma , [M len @b ake rlaw m]; Bai Si .co l, Joh ega n [jsi l@ bak erla ] ega w.c om | Att clie nt orn ey‐ nic atio com mu n | of Dis sio Wu cus n tte ma r | | |-------------------------|----------|--------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------|-----------------------------------------------------------------------------------|--------------------------------------------| | ok_ Kw 025 497 | MS G | Com inte priv ileg ed t mo n res nic atio com mu n | liss nci Me Fra a s [me liss af@ m] gsn yus .co | [M @b m]; .co l, Joh Sie ga n [jsi l@ bak erla ];Is ega w.c om a bel le Kirs hne A. r (kir shn cla m) er@ yro .co [kir shn cla m]; er@ Jam yro .co F. Va len tin es o (va len tin o@ cla m) yro .co [va len cla m] tin o@ yro .co p , | | Att clie nt orn ey‐ nic atio com mu n | of d Dis sio Wu cus n an Ma tte ma rs | | | | | | | [ps hap iro@ bak erla ]; w.c om len rk Bai Ma , [M len @b ake rlaw m]; Bai .co Sie l, Joh ga n [jsi l@ bak erla ];Is ega w.c om a bel le Kirs hne A. r (kir shn cla m) er@ yro .co [kir shn cla m]; er@ Jam yro .co F. Va len tin es o | | | | | | ok_ Kw 025 501 | MS G | Com inte priv ileg ed RE: t mo n res nic atio com mu n | liss nci Me Fra a s [me liss af@ m] gsn yus .co | (va len tin o@ cla m) yro .co [va len cla m] tin o@ yro .co | | clie Att nt orn ey‐ nic atio com mu n | of d Dis sio Wu cus n an Ma tte ma rs | | | | | | val ho, liss Car Me M. a [ /O= BS/ EXC HA NG ELA OU =E XC HA NG E AD MI NIS TRA TIV E GR OU P /CN (FY LT) DIB OH F23 SPD =R /CN ECI PIE NTS =8E 556 514 EB | | hol Ros Nic e, as [nr @b ake rlaw m]; Sie ose .co g al, Joh n [jsi l@ bak erla ];G ega w.c om uy rillo Pet [gp illo kbl lp.c ];aa @p etr om ro | | | | | Kw ok_ 025 571 | MS G | Re: Brie f | 654 52A A2A 7FA D2 E65 D82 E 5‐C AR VA LHO M] , Car val ho, Me liss M. a /O= BS/ [ EXC NG OU HA ELA =E XC HA NG E AD MI NIS TRA TIV E GR OU P (FY LT) /CN DIB OH F23 SPD =R /CN ECI PIE NTS =8E 556 514 EB | liss Me Fra nci a s [me liss af@ m] gsn yus .co | lme n@ ;Ba Eric sq. com rro w, a [eb @b ake rlaw m] arr ow .co | clie Att nt orn ey‐ nic atio com mu n | Dis sio of 5th cus n dm ivil Am ent en pr ege | du ced Pro as red ed act | | ok_ Kw 025 591 | MS G | dis Re: PAX cov ery | 654 52A A2A 7FA D2 E65 D82 E M] 5‐C AR VA LHO , | Sie l, Joh ga n [jsi l@ bak erla ] ega w.c om liss Me Fra nci a s [me liss af@ m]; Aa gsn yus .co r Mit che ll on | hua Sat ter Jos A. , [jsa bak erla ] r@ tte w.c om | clie Att nt orn ey‐ nic atio com mu n | of Dis sio Wu cus n tte ma r | du ced Pro as red ed act | | | | | val ho, liss Car Me M. a [ /O= BH/ OU =N EW | (aa @l ) ron me sq. com [aa @l ];G ron me sq. com uy | | | | | | | | /Kw PAX ok ‐ dr aft lett to er | RK/ TS/ YO CN =RE CIP IEN CN = | Pet rillo | Sie l, Joh ga n | Att clie nt orn ey‐ | of 5th Dis sio cus n | | | ok_ 026 231 Kw | MS G | osi l 5th A opp ng cou nse re: | MC LHO ] AR VA | [gp illo @p kbl lp.c ] etr om | [jsi l@ bak erla ] ega w.c om | nic atio com mu n fide l Con ntia | dm ivil Am ent en pr ege | | | | | tlin for iew wit h Ou Int e erv | | | | rk att orn ey wo | Co SEC nce rns | | | Kw ok_ 019 594 | DO CX | les Mi Gu o | | | | duc t pro | inv iga tio est n | |

## Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 7 of

| | | | Con fide ntia l | | | |-------------------------|------------|---------------------------------------------------------------------|---------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | | | les ok Mi Kw De siti po on | rk att orn ey wo | | | | ok_ Kw 021 784 | DO CX | Te stim For Iss on y on ge ry ue | duc t pro fide Con ntia l | Co Wu tte nce rns ma r | | | | | tlin for h Ou Int iew wit e erv | rk att orn ey wo | Co SEC nce rns | | | ok_ Kw 021 939 | PD F | les Mi Gu o | duc t pro | inv iga tio est n | | | | | Let fro SEC Div isio of ter m n | | Co SEC nce rns | | | Kw ok_ 022 214 | PD F | Enf ent orc em | Priv ileg ed | inv iga tio est n | | | | | fro rk ilen Let Ma Ba ter to m | | Co SEC nce rns | | | ok_ Kw 025 415 | Let ter | 7/1 4/ 20 20 Mi che lle Ke Ra rn‐ ppy | ileg ed Priv | inv iga tio est n | | | | | fro rk ilen Let ter Ma Ba to m | | | | | Kw ok_ 025 485 | DO CX | 1/ 25/ che lle 20 21 Mi Ke Ra rn‐ ppy | Priv ileg ed | Co Wu tte nce rns ma r | | | | | fro rk ilen Let Ma Ba ter to m | | | | | ok_ Kw 025 489 | DO CX | 1/ 25/ 20 21 Mi che lle Ke Ra rn‐ ppy | ileg ed Priv | Co Wu tte nce rns ma r | | | ok_ Kw 025 508 | DO CX | ft lea din Dra p g | ileg ed Priv | Co Wu tte nce rns ma r | | | | | lho ha nd M. Ca itte rva wr n | | Co Wu tte nce rns ma r | du ced Pro as | | ok_ Kw 026 486 | | not es | ileg ed Priv | d SEC inv iga tio est an n | red ed act | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 026 564 Kw | | | Priv ed | | | | ok_ | | | ileg | Co Wu tte nce rns ma r, SEC inv iga tio 5th est n, dm ivil Am ent en pr ege d lum an asy lica tio ap p n | du ced Pro as red ed act |

#### Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 8 of

**Email To**

[nrose@bakerlaw.com]

**Email CC**

> Erica

[melissaf@gsnyus.com];Siegal,

Erica

Petrillo

> Melissa M.

[mcarvalho@bakerlaw.com];Barrow,

[ebarrow@bakerlaw.com]

Carvalho, Melissa M. **Privilege**

Attorney‐client

communication

Attorney‐client

communication

Attorney‐client

communication

Attorney‐client

communication

**Personal Harm**

Discussion re SEC

investigation

**Redaction**

Produced as

redacted

Rose, Nicholas

Victor Cerda

| Nich olas [nro se@ bake rlaw ] Rose .com , | Erica [eba @ba kerl om] Barr ow, rrow aw.c | | |-----------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Mitc hell [aar on@ lmes m] Aaro n q.co | Nich olas [nro se@ bake rlaw ] Rose .com , | Mel issa Fran cis John [jsie gal@ bake rlaw ];Gu .com y [gpe trillo @pk bllp ];Ba Erica .com rrow , [eba @ba kerl om] valh ;Car rrow aw.c o, [mca rval ho@ bake rlaw ] .com | | | illo [gpe trillo @pk bllp ];Me lissa Guy Petr .com [me lissa f@g m];S l, John Fran cis iega snyu s.co [jsie gal@ bake rlaw ];Ba Erica .com rrow | | | Rose Nich olas [nro se@ bake rlaw ] .com , | , [eba @ba kerl om] ;Car valh Mel issa M. rrow aw.c o, [mca rval ho@ bake rlaw ];aa ron@ lmes .com q.co m | |

**Email From**

[jsiegal@bakerlaw.com]

Siegal, John

Bradley Bondi

**Control Number**

Kwok\_027515

Kwok\_027619

Kwok\_027637

Kwok\_027640

**Type**

MSG

PDF

MSG

MSG **Sort Date/Time**

> FW: GTV: Call with SEC

Cahill

Re: Simon Affirmation

Draft Talking Points for Your Consideration

**Email Subject**

| k_02 Kwo 7654 | MSG | Aff RE: Simo n | Nich olas [nro bake rlaw ] Rose se@ .com , | Guy Petr illo [gpe trillo @pk bllp ];Me lissa .com Fran cis [me lissa f@g m];S iega l, John snyu s.co [jsie gal@ bake rlaw ];Ba Erica .com rrow , [eba @ba kerl om] valh Mel ;Car issa M. rrow aw.c o, [mca rval ho@ bake rlaw ];aa lmes ron@ .com q.co m | | ‐clie Atto nt rney icati com mun on | Disc ussi SEC on re inve stig atio n | Prod d uce as reda cted | |----------------------------------------------------|------------|-----------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------|----------------------------------------| | k_02 Kwo 766 9 | MSG | Simo Aff Re: n | Mel issa cis [me lissa f@g m] Fran snyu s.co | Guy Petr illo [gpe trillo @pk bllp ];Ro .com se, Nich olas [nro se@ bake rlaw ];Sie gal, John .com [jsie gal@ bake rlaw ];Ba Erica .com rrow , [eba @ba kerl om] valh Mel ;Car issa M. rrow aw.c o, [mca rval ho@ bake rlaw ];aa ron@ lmes .com q.co m | | ‐clie Atto nt rney icati com mun on | Disc ussi SEC on re inve stig atio n | Prod d uce as reda cted | | Kwo k_02 769 3 | MSG | k's invo catio of his Fifth RE: Mr. Kwo n Ame ndm Righ ent ts | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | Guy Petr illo [gpe trillo @pk bllp ];Me lissa .com [me lissa f@g m];A hell Fran cis Mitc snyu s.co aron (aar lmes m) [aar lmes m];S l, on@ on@ iega q.co q.co John [jsie gal@ bake rlaw ];Ro Nich olas .com se, [nro se@ bake rlaw ];Ba Erica .com rrow , [eba @ba kerl om] rrow aw.c | | ‐clie Atto nt rney icati com mun on | Disc ussi of 5th on end Am t men ileg priv e | Prod d uce as reda cted | | Kwo k_02 771 9 | MSG | Re: [Ext l] Re: GTV erna | Sieg al, John [jsie gal@ bake rlaw ] .com | Aaro Mitc hell [aar on@ lmes m];C lho, n q.co arva Mel [mca rval ho@ bake rlaw ];Me lissa issa M. .com [me lissa f@g m];B Fran cis Erica snyu s.co arro w, [eba @ba kerl om] Nich olas ;Ros rrow aw.c e, [nro se@ bake rlaw ] .com | | ‐clie Atto nt rney icati com mun on | of Disc ussi SEC on inve stig atio n | | | | | | | Mel issa Fran cis [me lissa f@g m];S iega l, snyu s.co John [jsie gal@ bake rlaw ];Gu illo Petr .com y [gpe trillo @pk bllp ];aa lmes ron@ m;B .com q.co arro | alho Mel Carv issa M. , | ‐clie Atto nt rney | of Disc ussi SEC on | Prod d uce as | | k_02 Kwo 772 7 k_02 Kwo 782 0 | MSG PDF | Affir RE: Simo mat ion n ft Talk ing Poin for You Con side rati Dra ts r on | Nich olas [nro bake rlaw ] Rose se@ .com , Brad ley di Bon | [eba @ba kerl om] Erica w, rrow aw.c Vict Cer da or | [mca rval ho@ bake rlaw ] .com | icati com mun on Atto ‐clie nt rney icati com mun on | inve stig atio n Disc ussi SEC on re inve stig atio n Disc ussi of 5th on | reda cted | | Kwo k_02 782 2 | MSG | Kwo k's invo catio of his Fifth RE: Mr. n Ame ndm Righ ent ts | Rose Nich olas [nro se@ bake rlaw ] .com , | Barr Erica [eba @ba kerl om] ow, rrow aw.c Mel Jess ica Mas iova nni; issa Fran cis; trog Aar Mit che ll; Vict Cer da; Max Kras on or ner; | | Atto ‐clie nt rney icati com mun on | end Am t men ileg priv e | Prod d uce as reda cted | | k_02 Kwo 783 8 | PDF | GTV Call with SEC : | Brad ley Bon di | Guy Petr illo; Jere Tem kin; Josh Klei my ua n; Che lsea Scis m | Brad ley Bon di; Bro ckto Bos n son | ‐clie Atto nt rney icati com mun on | Disc ussi SEC on re inve stig atio n | | | | | | | Nich olas [nro bake rlaw ];Me lissa Rose se@ .com , [me lissa f@g m];S l, John Fran cis iega snyu s.co [jsie gal@ bake rlaw ];Ba Erica .com rrow , | | | | | | Kwo k_02 784 0 | MSG | RE: Simo Aff n | Guy Petr illo [gpe trillo @pk bllp ] .com | [eba @ba kerl om] ;Car valh Mel issa M. rrow aw.c o, [mca rval ho@ bake rlaw ];aa ron@ lmes .com q.co m | Carv alho Mel issa M. , | Atto ‐clie nt rney icati com mun on | Disc ussi SEC on re inve stig atio n | Prod d uce as reda cted | | Kwo k_02 788 5 | MSG | FW: ROL F‐RO LS New SEC Cou nsel Intro duct ion | Sieg al, John [jsie gal@ bake rlaw ] .com | Rose Nich olas [nro se@ bake rlaw ] .com , | [mca rval ho@ bake rlaw ];Ba Erica .com rrow , [eba @ba kerl om] rrow aw.c | Atto ‐clie nt rney icati com mun on | Disc ussi SEC on re inve stig atio n | Prod d uce as reda cted |

## Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 9 of

Guy Petrillo [gpetrillo@pkbllp.com];Rose,

| k_02 Kwo 797 5 | MSG | Affir RE: Simo mat ion n | Mel [me lissa f@g m] issa Fran cis snyu s.co | Nich olas [nro se@ bake rlaw ];Sie gal, John .com [jsie gal@ bake rlaw ];aa lmes ron@ m;B .com q.co arr [eba @ba kerl om] Erica ow, rrow aw.c | alho Mel Carv issa M. , [mca rval ho@ bake rlaw ] .com | ‐clie Atto nt rney icati com mun on | Disc ussi SEC on re inve stig atio n | Prod d uce as reda cted | |-------------------------|-----|--------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------|----------------------------------------| | | | | | Sieg al, John [jsie gal@ bake rlaw ];Ro .com se, Nich olas [nro se@ bake rlaw ];Gu Petr illo .com y | | | | | | Kwo k_02 799 3 | MSG | Affir RE: Simo ion mat n | [me f@g m] Mel issa Fran cis lissa snyu s.co | [gpe trillo @pk bllp ];aa ron@ lmes m;B .com q.co arro [eba om] Erica @ba kerl w, rrow aw.c | Carv alho Mel issa M. , [mca ] rval ho@ bake rlaw .com | Atto ‐clie nt rney icati com mun on Atto ‐clie nt | Disc ussi SEC on re inve stig atio n Disc ussi SEC on re | Prod d uce as reda cted | | Kwo k_02 799 7 | PDF | ft Talk for side Dra ing Poin ts You Con rati r on | Brad ley di Bon | da Vict Cer or | | rney icati com mun on ‐clie Atto nt rney | inve stig atio n Disc ussi SEC on re | | | k_02 800 Kwo 1 | MSG | osed Sara SEC Prod uctio Fw: Prop ca n | Sieg al, John [jsie gal@ bake rlaw ] .com Barr Erica ow, [/O= /OU EXC HAN GEL ABS =EX CHA NGE | Erica [eba @ba kerl om] Barr ow, rrow aw.c | | icati com mun on | inve stig atio n of Che Disc ussi on ng | | | k_02 Kwo 801 2 | MSG | Suln FW: rt er repo | ADM INIS TRA TIVE GRO UP (FYD )/CN S/CN IBOH F23S PDLT =RE CIPI ENT =C2 F02 EE24 980 4B9 AA0 1098 0ED BB3 492 1‐BA RRO W R] CLA | al, John [jsie gal@ bake rlaw ];Ca rval ho, Sieg .com Mel issa [mca rval ho@ bake rlaw ] M. .com | Carv alho Mel issa M. , | ‐clie Atto nt rney icati com mun on | and and Yu mat ters 5th end Am t men priv ileg e | | | Kwo 805 5 | MSG | Re: Re: GTV | hell lmes Aaro Mitc | John bake rlaw | [mca rval ho@ bake rlaw ];Me lissa Fran cis .com [me lissa f@g m];B Erica snyu s.co arro w, [eba @ba kerl om] Nich olas ;Ros rrow aw.c e, bake rlaw | ‐clie Atto nt rney icati | Disc ussi SEC on re inve atio | | | k_02 | | [Ext l] erna | [aar m] on@ n q.co | al, [jsie gal@ ] Sieg .com | [nro ] se@ .com | com mun on | stig n Disc ussi of SEC on inve stig atio and n | | | Kwo k_02 809 4 | MSG | RE: DQ ion mot | Guy Petr illo [gpe trillo @pk bllp ] .com | Nich olas [nro bake rlaw ];Me lissa Rose se@ .com , cis [me lissa f@g m];A Mitc hell Fran snyu s.co aron [aar on@ lmes m] q.co | al, John [jsie gal@ bake rlaw ];Ca rval ho, Sieg .com Mel issa [mca rval ho@ bake rlaw ];Ba M. .com rrow , Erica [eba @ba kerl om] rrow aw.c | ‐clie Atto nt rney icati com mun on | 5th end Am t men ileg priv e | | | | | | | | al, John [jsie gal@ bake rlaw ];Ca rval ho, Sieg .com Mel [mca rval ho@ bake rlaw ];Ba issa M. .com rrow , | | of 5th Disc ussi on | | | Kwo k_02 814 3 | MSG | DQ ion mot | Mel issa Fran cis [me lissa f@g m] snyu s.co | Mitc hell [aar on@ lmes m];R Aaro n q.co ose, Nich olas [nro se@ bake rlaw ] .com | Erica [eba @ba kerl om] trillo @pk bllp rrow aw.c ;gpe .com | ‐clie Atto nt rney icati com mun on | end Am t men ileg priv e | | | k_02 Kwo 817 2 | MSG | Mel alho "12. Re: issa M Carv sent 15.2 0 Mos you s lette r" | al, John [jsie gal@ bake rlaw ] Sieg .com | alho Mel Carv issa M. , [mca rval ho@ bake rlaw ] .com | [eba @ba kerl om] Barr Erica ow, rrow aw.c | ‐clie Atto nt rney icati com mun on | Disc ussi SEC on re inve stig atio n | | | k_02 Kwo 821 8 | MSG | FW: Urge Upd Re Brun Wu and Rich ard nt ate o kel Fran | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | Josh [jsat bake rlaw ] Satt A. ter@ er, ua .com | | Atto ‐clie nt rney icati com mun on | Disc ussi of Wu on mat ter | | | Kwo k_02 825 9 | MSG | Fwd Urge Upd Re Brun Wu and Rich ard nt ate : o Fran kel | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | Satt Josh A. [jsat ter@ bake rlaw ] er, ua .com | | Atto ‐clie nt rney icati com mun on | Disc ussi of Wu on mat ter | | | Kwo k_02 828 4 | MSG | Upd and Rich ard FW: Urge nt ate Re Brun Wu o Fran kel | alho Mel issa Carv M. , [mca rval ho@ bake rlaw ] .com | Satt Josh A. [jsat ter@ bake rlaw ] er, ua .com | | ‐clie Atto nt rney icati com mun on | of Disc ussi Wu on mat ter | | | k_02 Kwo 846 2 | MSG | Upd and Rich ard FW: Urge nt ate Re Brun Wu o kel Fran | alho Mel Carv issa M. , [mca rval ho@ bake rlaw ] .com | Josh [jsat bake rlaw ] Satt A. ter@ er, ua .com | | ‐clie Atto nt rney icati com mun on | of Disc ussi Wu on mat ter | | | k_02 Kwo 864 0 | MSG | FW: Urge Upd Re Brun Wu and Rich ard nt ate o kel Fran | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | Sieg al, John [jsie gal@ bake rlaw ];Sat ter, .com Josh [jsat bake rlaw ] A. ter@ ua .com | | Atto ‐clie nt rney icati com mun on | Disc ussi of Wu on mat ter | | | | | RE: Urge Upd Re Brun Wu and Rich ard nt ate o | Josh Satt A. er, ua [/O= EXC HAN GEL ABS /OU =EX CHA NGE ADM INIS TRA TIVE GRO UP )/CN S/CN (FYD IBOH F23S PDLT =RE CIPI ENT =B0 B57 | Carv alho Mel issa M. , | | Atto ‐clie nt rney | Disc ussi of Wu on | | | Kwo k_02 868 4 | MSG | Fran kel | JOS] A61 C41 744 6B8 10A 088 ADB CC3 427 ‐SAT TER , | [mca ] rval ho@ bake rlaw .com | | icati com mun on | mat ter | | | Kwo k_02 868 6 | MSG | RE: Urge Upd Re Brun Wu and Rich ard nt ate o Fran kel | Josh Satt A. er, ua [/O= GEL ABS /OU NGE EXC HAN =EX CHA ADM INIS TRA TIVE GRO UP )/CN S/CN (FYD IBOH F23S PDLT =RE CIPI ENT =B0 B57 A61 C41 744 6B8 10A 088 ADB CC3 427 ‐SAT TER JOS] , | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | | Atto ‐clie nt rney icati com mun on | Disc ussi of Wu on mat ter | | | | | | Josh Satt A. er, ua [/O= /OU EXC HAN GEL ABS =EX CHA NGE ADM INIS TRA TIVE GRO UP | | | | | | | Kwo k_02 869 7 | MSG | RE: Urge Upd Re Brun Wu and Rich ard nt ate o Fran kel | )/CN S/CN (FYD IBOH F23S PDLT =RE CIPI ENT =B0 B57 A61 C41 744 6B8 10A 088 ADB CC3 427 ‐SAT TER JOS] , | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | | Atto ‐clie nt rney icati com mun on | Disc ussi of Wu on mat ter | | | | | | | | | | | |

## Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 10 of

| k_02 Kwo 870 0 | MSG | FW: Urge Upd Re Brun Wu and Rich ard nt ate o kel Fran RE: Urge Upd Re Brun Wu and Rich ard nt ate o | Satt Josh A. er, ua [/O= /OU EXC HAN GEL ABS =EX CHA NGE ADM INIS TRA TIVE GRO UP (FYD )/CN S/CN IBOH F23S PDLT =RE CIPI ENT =B0 B57 JOS] A61 C41 744 6B8 10A 088 ADB CC3 427 ‐SAT TER , Josh Satt A. er, ua [/O= /OU EXC HAN GEL ABS =EX CHA NGE ADM INIS TRA TIVE GRO UP (FYD )/CN S/CN IBOH F23S PDLT =RE CIPI ENT =B0 B57 | al, John [jsie gal@ bake rlaw ] Sieg .com Sieg al, John [jsie gal@ bake rlaw ];Ca rval ho, .com | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | Atto ‐clie nt rney icati com mun on Atto ‐clie nt rney | Disc ussi of Wu on mat ter Disc ussi of Wu on | | |----------------------------------------------------|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------|----------------------------------------| | k_02 Kwo 870 4 | MSG | kel Fran | JOS] A61 C41 744 6B8 10A 088 ADB CC3 427 ‐SAT TER , | Mel [mca rval ho@ bake rlaw ] issa M. .com | | icati com mun on | mat ter | | | | | | Sieg al, John [/O= /OU EXC HAN GEL ABS =EX CHA NGE ADM INIS TRA TIVE GRO UP (FYD )/CN S/CN IBOH F23S PDLT =RE CIPI ENT =23 193 | | Rose Nich olas [nro se@ bake rlaw ];Me lissa .com , f@g Fran cis [me lissa m];B Erica snyu s.co arro w, [eba @ba kerl om] valh Mel ;Car issa M. rrow aw.c o, | ‐clie Atto nt rney | Disc ussi of SEC on | Prod d uce as | | k_02 Kwo 876 5 | MSG | Aff Re: Simo n | ] AF6 B12 F40C 2AC 37B 022 1B1 F6B BA‐S IEGA L, JOH | illo [gpe trillo @pk bllp ] Guy Petr .com | [mca rval ho@ bake rlaw ];aa lmes ron@ .com q.co m | icati com mun on | inve stig atio n Disc ussi of 5th | reda cted | | Kwo k_02 876 8 | MSG | RE: Resp and obje ctio disc to onse s ns ove ry in Gen ests requ g case | [/O= BH/ Sieg al, John OU= NEW K/CN S/CN YOR =RE CIPI ENT =JSI EGA L] | Sha piro Pete B. r , [psh apir o@b aker law. ];Ba ilen, Mar k com [MB ailen @ba kerl om] aw.c | | Atto ‐clie nt rney icati com mun on ‐clie Atto nt rney | on end Am t men priv ileg e of Disc ussi SEC on | | | Kwo k_02 877 5 | MSG | Re: GTV Mel alho "12. Re: issa M Carv sent 15.2 0 Mos you s | Sieg al, John [jsie gal@ bake rlaw ] .com | Carn John J. [jcar ney@ bake rlaw ] ey, .com alho Mel Carv issa M. , | | icati com mun on ‐clie Atto nt rney | inve stig atio n of Disc ussi SEC on | | | k_02 Kwo 880 7 | MSG | lette r" | Sieg al, John [jsie gal@ bake rlaw ] .com | [mca rval ho@ bake rlaw ] .com | Erica [eba @ba kerl om] Barr ow, rrow aw.c | icati com mun on | inve stig atio n of | | | k_02 Kwo 883 2 | MSG | Re: Prop osed med iatio in Men and mat ter n g leme conf sett nt in Hua mat ter eren ce ng | al, John [jsie gal@ bake rlaw ] Sieg .com | Sha [psh o@b aker law. ] piro Pete B. apir r com , | Baile k [MB ailen @ba kerl om] Mar n, aw.c | Atto ‐clie nt rney icati com mun on | Disc ussi SEC on inve stig atio n Disc ussi of 5th on | | | Kwo k_02 891 2 | MSG | Re: Bao shen Guo colle ctio chec k g ns | [/O= BH/ Sieg al, John OU= NEW K/CN S/CN YOR =RE CIPI ENT =JSI EGA L] | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com Sha piro Pete B. r , | | Atto ‐clie nt rney icati com mun on | end Am t men ileg priv e | Prod d uce as reda cted | | Kwo k_02 897 1 | MSG | Re: Prop osed med iatio in Men and mat ter n g leme conf in Hua sett nt mat ter eren ce ng | [/O= BH/ Sieg al, John OU= NEW K/CN S/CN YOR =RE CIPI ENT =JSI EGA L] | [psh apir o@b aker law. ];Ba ilen, Mar k com [MB ailen @ba kerl om] aw.c | | Atto ‐clie nt rney icati com mun on | Disc ussi of SEC on inve stig atio n | | | Kwo k_02 904 2 | MSG | RE: Cou noti rt ce | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | Guy illo [gpe trillo @pk bllp ];Me lissa Petr .com Fran cis [me lissa f@g m] snyu s.co | Sieg al, John [jsie gal@ bake rlaw ] .com | ‐clie Atto nt rney icati com mun on | of Disc ussi SEC on inve stig atio n | | | k_02 Kwo 917 0 | MSG | osed med and RE: Prop iatio in Men mat ter n g leme conf in sett nt Hua mat ter eren ce ng | Sha piro [psh apir o@b aker law. ] Pete B. r com , | al, John [jsie gal@ bake rlaw ];Ba ilen, Sieg .com k [MB ailen @ba kerl om] Mar aw.c | | ‐clie Atto nt rney icati com mun on | of Disc ussi SEC on inve stig atio n | | | k_02 Kwo 920 7 | MSG | RE: Urge Upd Re Brun Wu and Rich ard nt ate o kel Fran | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | al, John [jsie gal@ bake rlaw ] Sieg .com | | Atto ‐clie nt rney icati com mun on | Disc ussi of Wu on mat ter | | | k_02 Kwo 921 1 | MSG | Upd and Rich ard RE: Urge nt ate Re Brun Wu o kel Fran | alho Mel Carv issa M. , [mca rval ho@ bake rlaw ] .com | al, John [jsie gal@ bake rlaw ];Me lissa Sieg .com [me lissa f@g m] Fran cis snyu s.co | | ‐clie Atto nt rney icati com mun on | Disc ussi of Wu on mat ter | | | k_02 Kwo 921 9 k_02 Kwo 922 0 | MSG PDF | k RE: Kwo | alho Mel Carv issa M. , [mca rval ho@ bake rlaw ] .com | Sieg al, John [jsie gal@ bake rlaw ] .com | Baile k [MB ailen @ba kerl om] ;Sha Mar piro n, aw.c , [psh apir o@b aker law. ] Pete B. r com | ‐clie Atto nt rney icati com mun on ilege d Priv | of Disc ussi SEC on inve stig atio n | | | k_02 Kwo 924 1 | PDF | | | | | ilege d Priv | | | | Kwo k_02 933 9 | MSG | Kwo k SEC and NYA G subp oen as | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | Sieg al, John [jsie gal@ bake rlaw ] .com | | Atto ‐clie nt rney icati com mun on | Disc ussi of SEC on inve stig atio n | | | | | | | | Dan iel Alte [Dan iel@ kwit m];S iega l, John t.co r yan [jsie gal@ bake rlaw ];Ca rval ho, Mel issa M. .com [mca rval ho@ bake rlaw ];Ma rk C. Zaud .com erer [mza ude ganf ersh ];Ira etsk rer@ B. Mat ore. com y | | | | | k_02 Kwo 938 6 | MSG | Upd and Rich ard Re: Urge nt ate Re Brun Wu o kel Fran | Mitc hell [aar on@ lmes m] Aaro n q.co | Mel issa cis [me lissa f@g m] Fran snyu s.co | [IMa ky@ ganf ersh ];Jaz tets min Parr ore. com a [jazm inpa rra@ om] gsny us.c | ‐clie Atto nt rney icati com mun on | of Disc ussi Wu on mat ter of | | | k_02 Kwo 939 7 | MSG | Follo RE: wing Up | Nich olas [nro bake rlaw ] Rose se@ .com , | al, John [jsie gal@ bake rlaw ] Sieg .com | | ‐clie Atto nt rney icati com mun on | Disc ussi SEC on inve stig atio n | | | k_02 Kwo 945 4 | MSG | Upd and Rich ard RE: Urge nt ate Re Brun Wu o kel Fran | alho Mel Carv issa M. , [mca rval ho@ bake rlaw ] .com | Mel [me lissa f@g m];S l, issa Fran cis iega snyu s.co John [jsie gal@ bake rlaw ] .com | hell (aar lmes m) Aaro Mitc on@ n q.co [aar lmes m] on@ q.co | ‐clie Atto nt rney icati com mun on | of Disc ussi Wu on mat ter | | | k_02 946 3 Kwo | MSG | Upd and Rich ard Re: Urge nt ate Re Brun Wu o kel Fran | Mitc hell [aar on@ lmes m] Aaro n q.co | alho Mel Carv issa M. , [mca rval ho@ bake rlaw ] .com | Mel [me lissa f@g m];S l, issa Fran cis iega snyu s.co John [jsie gal@ bake rlaw ] .com | ‐clie Atto nt rney icati com mun on | of Disc ussi Wu on mat ter | | | | | | | | | | | |

## Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 11 of

| k_02 Kwo 948 6 | MSG | Re: Urge Upd Re Brun Wu and Rich ard nt ate o kel Fran | Sieg al, John [/O= /OU EXC HAN GEL ABS =EX CHA NGE ADM INIS TRA TIVE GRO UP (FYD )/CN S/CN IBOH F23S PDLT =RE CIPI ENT =23 193 ] AF6 B12 F40C 2AC 37B 022 1B1 F6B BA‐S IEGA L, JOH | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | | Atto ‐clie nt rney icati com mun on | Disc ussi of Wu on mat ter | | |-------------------------|-----|--------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------|----------------------------------------| | k_02 Kwo 953 8 | MSG | Aff1 d RE: GP 1.5.2 1.re vise | Nich olas [nro bake rlaw ] Rose se@ .com , | Mel [me lissa f@g m];G issa Fran cis snyu s.co uy illo [gpe trillo @pk bllp ] Petr .com | al, John [jsie gal@ bake rlaw ] Sieg .com | ‐clie Atto nt rney icati com mun on | Disc ussi of SEC on inve stig atio n | Prod d uce as reda cted | | k_02 Kwo 961 3 | MSG | k Kwo | al, John [/O= BH/ Sieg OU= NEW K/CN S/CN L] YOR =RE CIPI ENT =JSI EGA | alho Mel Carv issa M. , [mca rval ho@ bake rlaw ] .com | Baile k [MB ailen @ba kerl om] ;Sha Mar piro n, aw.c , [psh apir o@b aker law. ] Pete B. r com | ‐clie Atto nt rney icati com mun on | of Disc ussi SEC on inve stig atio n | | | Kwo k_02 962 1 | MSG | Kwo k ‐ C ahill disq ualif icati lette RE: on r | alho Mel issa Carv M. , [mca rval ho@ bake rlaw ] .com | Guy illo [gpe trillo @pk bllp ] Petr .com | Sieg al, John [jsie gal@ bake rlaw ];Me lissa .com cis [me lissa f@g m] Fran snyu s.co | ‐clie Atto nt rney icati com mun on | of Disc ussi SEC on inve stig atio n | | | k_02 Kwo 965 6 | MSG | Follo Re: wing Up | al, John [jsie gal@ bake rlaw ] Sieg .com | Nich olas [nro bake rlaw ] Rose se@ .com , | | ‐clie Atto nt rney icati com mun on | Disc ussi of SEC on inve stig atio n Disc ussi of | | | k_02 Kwo 966 4 | MSG | Sub poe na | Nich olas [nro bake rlaw ] Rose se@ .com , | illo [gpe trillo @pk bllp ] Guy Petr .com | al, John [jsie gal@ bake rlaw ] Sieg .com | Atto ‐clie nt rney icati com mun on Atto ‐clie | SEC on inve stig atio n Disc ussi of SEC on | Prod d uce as | | Kwo k_02 966 5 | MSG | RE: Brie f | Rose Nich olas [nro se@ bake rlaw ] .com , | Guy Petr illo [gpe trillo @pk bllp ] .com | Sieg al, John [jsie gal@ bake rlaw ] .com | nt rney icati com mun on | inve stig atio n of Disc ussi SEC on | reda cted | | k_02 Kwo 969 1 | MSG | osed med and Re: Prop iatio in Men mat ter n g leme conf in sett nt Hua mat ter eren ce ng | Sieg al, John [jsie gal@ bake rlaw ] .com | Sha piro [psh apir o@b aker law. ] Pete B. r com , Sha piro Pete B. r | Baile k [MB ailen @ba kerl om] Mar n, aw.c | ‐clie Atto nt rney icati com mun on | and inve stig atio n Men mat ter g | | | Kwo k_02 970 1 | MSG | and Wu Case RE: Men Brun g o s | Mel issa cis [me lissa f@g m] Fran snyu s.co | , [psh apir o@b aker law. ];Ba ilen, k Mar com [MB ailen @ba kerl om] aw.c | | ‐clie Atto nt rney icati com mun on | of Disc ussi Wu on mat ter Disc ussi of 5th on Am end t men | | | Kwo k_02 977 8 | MSG | RE: Mile s | Sha piro Pete B. [psh apir o@b aker law. ] r com , | Baile Mar k [MB ailen @ba kerl om] n, aw.c Sieg al, John [jsie gal@ bake rlaw ];Me lissa .com Fran cis | | Atto ‐clie nt rney icati com mun on | priv ileg disc ussi e; on of and Wu Men g mat ters | | | k_02 Kwo 994 6 | MSG | osed med and RE: Prop iatio in Men mat ter n g leme conf sett nt in Hua mat ter eren ce ng | Sha [psh o@b aker law. ] piro Pete B. apir r com , | [me lissa f@g m];j essi @gt g;Aa snyu s.co cam v.or ron hell [aar lmes m] Mitc on@ q.co Mel [me lissa f@g m];S l, issa Fran cis iega snyu s.co John | Baile k [MB ailen @ba kerl om] Mar n, aw.c | ‐clie Atto nt rney icati com mun on | of Disc ussi Wu on and Men mat ters g | | | Kwo k_03 007 2 | MSG | RE: Prop osed med iatio in Men and mat ter n g leme conf in Hua sett nt mat ter eren ce ng | Sha piro Pete B. [psh apir o@b aker law. ] r com , Baile Mar k n, [/O= /OU EXC HAN GEL ABS =EX CHA NGE | [jsie gal@ bake rlaw ];jes sica m@ Aaro gtv. .com org; n Mitc hell [aar on@ lmes m] q.co | Baile Mar k [MB ailen @ba kerl om] n, aw.c | Atto ‐clie nt rney icati com mun on | Disc ussi of Men on g mat ter Disc ussi of 5th on | | | Kwo k_03 007 6 | MSG | Re: Mile s | ADM INIS TRA TIVE GRO UP (FYD )/CN S/CN IBOH F23S PDLT =RE CIPI ENT =92 D88 C58 C4D B45 6E9C 06A CE9 D78 F7F7 4‐BA ILEN , MAR ] Carv alho Mel issa M. , [/O= /OU EXC HAN GEL ABS =EX CHA NGE ADM INIS TRA TIVE GRO UP | Sha piro Pete B. [psh apir o@b aker law. ] r com , | | Atto ‐clie nt rney icati com mun on | Am end t men priv ileg disc ussi e; on of and Wu Men g mat ters | | | Kwo k_03 010 9 | MSG | FW: Cou noti rt ce | (FYD )/CN S/CN IBOH F23S PDLT =RE CIPI ENT =8E5 56 EB6 2AA 2A7 2E65 D82 E5‐C O, 514 545 FAD ARV ALH M] | Rose Nich olas [nro se@ bake rlaw ] .com , | | ‐clie Atto nt rney icati com mun on | of Disc ussi SEC on inve stig atio n | | | Kwo k_03 011 6 | MSG | RE: VM ived toda rece y | [/O= BH/ Carv alho Mel issa M. OU= NEW , K/CN S/CN YOR =RE CIPI ENT =MC ARV ALH O] | Mel issa Fran cis [me lissa f@g m];S iega l, snyu s.co John [jsie gal@ bake rlaw ] .com | Aaro Mitc hell (aar on@ lmes m) n q.co [aar on@ lmes m] q.co | Atto ‐clie nt rney icati com mun on | Disc ussi of SEC on inve stig atio n | | | Kwo k_03 014 1 | MSG | VM ived toda RE: rece y | alho Mel issa [/O= BH/ Carv M. OU= NEW , YOR K/CN CIPI ENT S/CN =MC ARV ALH O] =RE | Mel issa cis [me lissa f@g m] Fran snyu s.co | | ‐clie Atto nt rney icati com mun on | of Disc ussi SEC on inve stig atio n | | | k_03 Kwo 014 4 | MSG | /Kw ok ‐ draf nde Re: PAX t to Mos corr espo nce s | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | Cerd [vxc erda law. ] Vict @vc or a com | issaf mel @gs on@ lmes m;je ssica nyus .com ;aar q.co al, John [jsie gal@ bake rlaw ] m@ gtv. Sieg org; .com | Atto ‐clie nt rney icati com mun on | Disc ussi of on asyl licat ion um app | | | Kwo k_03 015 5 | MSG | /Kw Re: PAX ok ‐ draf nde Mos t to corr espo nce s | Vict Cerd [vxc @vc erda law. ] or a com | Carv alho Mel issa M. , [mca rval ho@ bake rlaw ] .com | mel issaf @gs on@ lmes m;je ssica nyus .com ;aar q.co m@ Sieg al, John [jsie gal@ bake rlaw ] gtv. org; .com Carv alho Mel issa M. , | Atto ‐clie nt rney icati com mun on | Disc ussi of on asyl licat ion um app | | | Kwo k_03 016 2 | MSG | Re: VM ived toda rece y | Aaro Mitc hell [aar on@ lmes m] n q.co | Mel issa Fran cis [me lissa f@g m] snyu s.co | [mca rval ho@ bake rlaw ];Sie gal, John .com [jsie gal@ bake rlaw ] .com | Atto ‐clie nt rney icati com mun on | Disc ussi of SEC on inve stig atio n | | | | | | | | | | | |

## Case 22-50073 Doc 1264-1 Filed 12/22/22 Entered 12/22/22 16:33:52 Page 12 of

| Nich olas Rose , | | |-----------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------| | [/O= /OU EXC HAN GEL ABS =EX CHA NGE | | | ADM INIS TRA TIVE GRO UP | | | )/CN S/CN (FYD IBOH F23S PDLT =RE CIPI ENT =74 3B9 | Mel issa Fran cis [me lissa f@g m];A snyu s.co aron | | 8F9 E7D 541 7FA 4A2 D75 A82 E7E8 42‐R OSE NICH O] , | Mitc hell [aar on@ lmes m] q.co | | Nich olas | |

Attorney‐client communication Discussion of SEC investigation

| Nich olas Rose , [/O= /OU EXC HAN GEL ABS =EX CHA NGE ADM INIS TRA TIVE GRO UP Disc ussi of SEC (FYD )/CN S/CN IBOH F23S PDLT =RE CIPI ENT =74 3B9 Atto ‐clie on nt rney k_03 Cah ill O] [roy .d.si ail.c om] inve stig atio Kwo 034 0 MSG 8F9 E7D 541 7FA 4A2 D75 A82 E7E8 42‐R OSE NICH Roy Simo @gm icati n n mon com mun on , Nich olas Rose , [/O= EXC HAN GEL ABS /OU =EX CHA NGE ADM INIS TRA TIVE GRO UP Disc ussi of SEC )/CN S/CN (FYD IBOH F23S PDLT =RE CIPI ENT =74 3B9 Atto ‐clie on nt rney inve stig atio Kwo k_03 040 1 MSG Kwo k Rep ly 8F9 E7D 541 7FA 4A2 D75 A82 E7E8 42‐R OSE NICH O] Guy Petr illo [gpe trillo @pk bllp ] icati .com com mun on n , Disc ussi of SEC Rose Nich olas [nro se@ bake rlaw ];Aa Atto ‐clie on nt .com ron rney , k_03 Mel [me lissa f@g m] hell [aar lmes m] inve stig atio Kwo 046 8 MSG RE: Enga ent Lett issa Fran cis Mitc on@ icati n gem er snyu s.co q.co com mun on | k_03 Kwo 032 2 | MSG | Cah ill RE: | Nich olas Rose , [/O= /OU EXC HAN GEL ABS =EX CHA NGE ADM INIS TRA TIVE GRO UP (FYD )/CN S/CN IBOH F23S PDLT =RE CIPI ENT =74 3B9 O] 8F9 E7D 541 7FA 4A2 D75 A82 E7E8 42‐R OSE NICH , | [roy .d.si ail.c om] Roy Simo @gm n mon | Atto ‐clie nt rney icati com mun on | Disc ussi of SEC on inve stig atio n | Prod d uce as reda cted | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------|-----|-------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|----------------------------------------------------------|--------------------------------------------------------------|----------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |

Kwok\_030269

MSG Engagement Letter