郭文贵破产案 · EXHIBIT · ECF #1053-1

元数据

当事人: 郭文贵 (Guo Wengui / Miles Guo / Ho Wan Kwok)
法院: CTB
案号: 22-50073
ECF #: 1053
类型: EXHIBIT
立案日: 2022-10-31

原始法庭文件为英文，下方为英文全文。

全文

Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 1 of 5

# **EXHIBIT A**

### Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 2 of 5

| trol ber Con Num | Typ e | il Sub ject Sort Date Ema | il Ema From Erica Barr | il Ema To | il Ema CC | Priv ilege | l Pers Har ona m | |---------------------------|-----------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|---------------------------------------------------------------------------------------| | | | | ow, [/O= /OU EXC HAN GEL ABS =EX CHA NGE ADM INIS TRA TIVE GRO UP (FYD T)/C S/CN IBOH F23S PDL N=R ECIP IENT =C2 F02 EE24 980 4B9 AA0 109 80E DBB 349 21‐B ARR OW | | | | of Deb Disc ussi tors on of 5th invo catio n | | Kwo k_00 003 1 | Ema il | 11/ 3/2 021 RE: Sea ling | R] CLA | [nro ] Rose Nich olas se@ bake rlaw .com , Sieg al, John [jsie gal@ bake rlaw ];Me lissa .com Fran cis | Carv alho Mel issa M. , [mc lho@ bake rlaw ];Ba Erica | Atto Clie Com icati nt rney mun on | Ame ndm priv ilege ent Disc ussi of SEC | | Kwo k_00 109 6 | Ema il | 11/ 4/2 021 RE: Draf Disq ualif icati Brie f t on | Rose Nich olas [nro se@ bake rlaw ] .com , Barr Erica ow, [/O= /OU EXC HAN GEL ABS =EX CHA NGE | [me lissa f@g m];a @lm snyu s.co aron esq. com | arva .com rrow , [eba @ba kerl om] rrow aw.c | Atto Clie Com icati nt rney mun on | on inve stiga tion | | | | | ADM INIS TRA TIVE GRO UP (FYD T)/C S/CN IBOH F23S PDL N=R ECIP IENT =C2 F02 EE24 980 4B9 AA0 109 80E DBB 349 21‐B ARR OW | | | | Disc ussi of Deb ' tors on of 5th invo catio n | | k_00 Kwo 117 6 | il Ema | 11/ 3/2 021 ling RE: Sea | R] CLA | Nich olas [nro bake rlaw ] Rose se@ .com , alho Mel issa Carv M. | | Clie Atto nt Com icati rney mun on | ndm ilege Ame ent priv Disc ussi of SEC on | | k_00 Kwo 174 2 | il Ema | 12/ 20/ 202 1 Filin ght RE: toni g | Nich olas [nro bake rlaw ] Rose se@ .com , | , [mc lho@ bake rlaw ] arva .com Carv alho Mel issa M. | [eba @ba kerl om] Barr Erica ow, rrow aw.c | Clie Atto nt Com icati rney mun on | inve stiga tion Disc ussi of SEC on | | k_00 Kwo 175 9 | il Ema | 12/ 20/ 202 1 Filin ght RE: toni g | Nich olas [nro bake rlaw ] Rose se@ .com , | , [mc lho@ bake rlaw ] arva .com | [eba @ba kerl om] Barr Erica ow, rrow aw.c alho Mel Carv issa M. , | Clie Atto nt Com icati rney mun on | inve stiga tion | | k_00 Kwo 354 2 | il Ema | 10/ 18/ 202 1 Call with FW: GTV SEC : | al, John [jsie gal@ bake rlaw ] Sieg .com | Nich olas [nro bake rlaw ] Rose se@ .com , | [mc lho@ bake rlaw ];Ba Erica arva .com rrow , [eba @ba kerl om] rrow aw.c | Clie Atto Com icati nt rney mun on | of Disc ussi SEC on inve stiga tion | | k_00 Kwo 357 2 | il Ema | 10/ 18/ 202 1 Draf Talk for side Fw: t ing Poin ts Con ratio you r n | al, John [jsie gal@ bake rlaw ] Sieg .com | Nich olas [nro bake rlaw ] Rose se@ .com , | alho Mel Carv issa M. , [mc lho@ bake rlaw ] arva .com | Clie Atto nt Com icati rney mun on | of Disc ussi SEC on inve stiga tion | | k_00 Kwo 357 8 | il Ema | 10/ 18/ 202 1 osed Prod Fw: Prop Sara SEC ucti ca on | al, John [jsie gal@ bake rlaw ] Sieg .com | Nich olas [nro bake rlaw ] Rose se@ .com , | alho Mel Carv issa M. , [mc lho@ bake rlaw ] arva .com | Clie Atto nt Com icati rney mun on | of Disc ussi SEC on inve stiga tion | | k_00 Kwo 359 5 | il Ema | rvie line for Mile of Fw: Inte Out Dec 13 s ‐ a s w 10/ 18/ 202 1 202 0 | al, John [jsie gal@ bake rlaw ] Sieg .com | Nich olas [nro bake rlaw ] Rose se@ .com , | alho Mel issa Carv M. , [mc lho@ bake rlaw ] arva .com | Clie Atto nt Com icati rney mun on | Disc ussi of SEC on inve stiga tion Disc ussi of SEC | | k_00 Kwo 430 6 | il Ema | 12/ 17/ 202 1 ly RE: Rep | Nich olas [nro se@ bake rlaw ] Rose .com , | illo [gpe trillo @p kbllp ] Guy Petr .com | Sieg al, John [jsie gal@ bake rlaw ] .com Carv alho Mel issa M. | Clie icati Atto nt Com rney mun on | on inve stiga tion Disc ussi of SEC on | | k_00 431 Kwo 1 | il Ema | 10/ 18/ 202 1 Draf Talk ing Poin for Con side ratio Fw: t ts you r n Fw: Inte rvie Out line for Mile of Dec 13 w s ‐ a s | Sieg al, John [jsie gal@ bake rlaw ] .com | Nich olas [nro se@ bake rlaw ] Rose .com , | , [mc lho@ bake rlaw ] arva .com Carv alho Mel issa M. | Clie Com icati Atto nt rney mun on | inve stiga tion Disc ussi of SEC on | | Kwo k_00 452 3 | il Ema | 10/ 18/ 202 1 202 0 | Sieg al, John [jsie gal@ bake rlaw ] .com | Nich olas [nro se@ bake rlaw ] Rose .com , | , [mc lho@ bake rlaw ] arva .com Carv alho Mel issa M. | Atto Clie Com icati nt rney mun on | inve stiga tion Disc ussi of SEC on | | Kwo k_00 580 7 | Ema il | 10/ 18/ 202 1 Fw: Draf Talk ing Poin for Con side ratio t ts you r n | Sieg al, John [jsie gal@ bake rlaw ] .com | Rose Nich olas [nro se@ bake rlaw ] .com , | , [mc lho@ bake rlaw ] arva .com Carv alho Mel issa M. | Atto Clie Com icati nt rney mun on | inve stiga tion Disc ussi of SEC on | | Kwo k_00 581 0 | Ema il | 10/ 18/ 202 1 Fw: Prop osed Sara SEC Prod ucti ca on Fw: Inte rvie Out line for Mile of Dec 13 w s ‐ a s | Sieg al, John [jsie gal@ bake rlaw ] .com | Rose Nich olas [nro se@ bake rlaw ] .com , | , [mc lho@ bake rlaw ] arva .com Carv alho Mel issa M. , | Atto Clie Com icati nt rney mun on | inve stiga tion Disc ussi of SEC on | | Kwo k_00 582 1 | Ema il | 10/ 18/ 202 1 202 0 | Sieg al, John [jsie gal@ bake rlaw ] .com | Rose Nich olas [nro se@ bake rlaw ] .com , | [mc lho@ bake rlaw ] arva .com Carv alho Mel issa M. , | Atto Clie Com icati nt rney mun on | inve stiga tion | | k_00 583 3 Kwo | il Ema | 10/ 18/ 202 1 GTV Call with SEC FW: : | Sieg al, John [jsie gal@ bake rlaw ] .com | Nich olas [nro se@ bake rlaw ] Rose .com , | [mc lho@ bake rlaw ];Ba Erica arva .com rrow , [eba @ba kerl om] rrow aw.c | Clie Com icati Atto nt rney mun on | Disc ussi of SEC on inve stiga tion | | Kwo k_00 637 3 | Ema il | 12/ 17/ 202 1 Re: affir ion mat | Sieg al, John [jsie gal@ bake rlaw ] .com | Rose Nich olas [nro se@ bake rlaw ] .com , | | Atto Clie Com icati nt rney mun on | Disc ussi of SEC on inve stiga tion | | Kwo k_00 644 5 | Ema il | 12/ 17/ 202 1 RE: affir ion mat | Rose Nich olas [nro se@ bake rlaw ] .com , | Sieg al, John [jsie gal@ bake rlaw ] .com | | Atto Clie Com icati nt rney mun on | Disc ussi of SEC on inve stiga tion | | Kwo k_00 644 7 | Ema il | 10/ 18/ 202 1 Fw: Draf Talk ing Poin for Con side ratio t ts you r n | Sieg al, John [jsie gal@ bake rlaw ] .com Rose Nich olas , [/O= /OU EXC HAN GEL ABS =EX CHA NGE INIS GRO ADM TRA TIVE UP (FYD T)/C S/CN IBOH F23S PDL N=R ECIP IENT =74 3B9 | Rose Nich olas [nro se@ bake rlaw ] .com , | Carv alho Mel issa M. , [mc lho@ bake rlaw ] arva .com | Atto Clie Com icati nt rney mun on | Disc ussi of SEC on inve stiga tion | | k_00 Kwo 724 1 | il Ema | 12/ 17/ 202 1 Upd ates | 8F9 E7D 541 7FA 4A2 D75 A82 E7E8 42‐R OSE , O] NICH | Mel [me lissa f@g m] issa Fran cis snyu s.co | | Clie Atto nt Com icati rney mun on | of Disc ussi SEC on inve stiga tion | | Kwo k_00 280 8 | Ema il | line for Mile of Re: Inte rvie Out Dec 13 w s as 12/ 14/ 202 0 202 0 | lissa cis Me Fran | dley di Bra Bon | da, rillo Vict Cer Guy Pet or , jess icam @g ckto tv.o Bro Bos rg, n son | Atto Clie Com icati nt rney mun on | of Disc ussi SEC on inve stiga tion | | | | | | | iel Pod has kie, dley di, ckto Dan Bra Bon Bro n Bos "SLa n@ cah ill.c " Guy Pet rillo son wso om , "jkle ", in@ pkb llp.c om "cst eph kbll m" @p ens p.co sica Aar Mit che Vict | , | | | k_00 Kwo 281 1 | il Ema | 12/ 7/2 ed duc 020 Re: Pro Sara SEC Pro tion pos ca | lissa Me Fran cis | kin, Che lsea Jere Tem Scis my m | "jes m@ ", ll, gtv. org on or da Cer | Clie icati Atto nt Com rney mun on | Disc ussi of SEC on inve stiga tion |

## Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 3 of 5

| k_00 Kwo 359 1 | Doc nt ume | 12/ 13/ 202 0 Out line for Inte rvie wit h Mile Guo s w | | | | k Prod Atto Wor uct rney | of and Disc ussi SEC on eral NY Attr Gen orne y inve stiga tion | |-------------------------|------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | Kwo k_00 558 1 | Doc nt ume | 12/ 13/ line for h Mile 202 0 Out Inte rvie wit Guo w s | | | | Atto Wor k Prod uct rney | Disc ussi of SEC and on NY Attr Gen eral orne y inve stiga tion | | k_00 558 Kwo 5 | il Ema | Re: Inte rvie Out line for Mile of Dec 13 s as w 12/ 14/ 202 0 202 0 | lissa Me Fran cis | dley di Bra Bon | Vict Cer da, Guy Pet rillo or , ckto jess icam @g Bro Bos tv.o rg, n son | Clie icati Atto nt Com rney mun on | Disc ussi of SEC on inve stiga tion | | k_00 Kwo 558 9 | il Ema | 12/ 22/ 202 0 GTV Call wit h SEC : | Bra dley Bon di | Me lissa Fran cis, Jess ica Mas iova nni, trog che ll, da, Aar Mit Vict Cer Max Kras on or ner, Guy rillo kin, Josh Klei Pet Jere Tem my ua n, , Che lsea Scis m | Bra dley Bon di, Bro ckto Bos n son | Clie Atto nt Com icati rney mun on | of Disc ussi SEC on inve stiga tion | | Kwo k_00 561 7 | Ema il | 2/2 8/2 021 ft Talk ing Poin for Con side rati Dra ts you on | dley di Bra Bon | Vict Cer da or | | Atto Clie Com icati nt rney mun on | of Disc ussi SEC on inve stiga tion | | | | | | | iel Pod has kie, dley di, ckto Dan Bra Bon Bro n Bos "SLa n@ cah ill.c " Guy Pet rillo son wso om , , "jkle pkb llp.c ", in@ om "cst eph kbll m" @p ens p.co "jes sica m@ ", Aar Mit che ll, Vict gtv. org on or | | Disc ussi of SEC on | | k_00 562 Kwo 1 | il Ema | 12/ 7/2 ed duc 020 Re: Pro Sara SEC Pro tion pos ca | lissa Me Fran cis | kin, Che lsea Jere Tem Scis my m | da Cer | Clie Com icati Atto nt rney mun on | inve stiga tion | | k_00 Kwo 582 7 | Doc nt ume | 12/ 13/ 202 0 Out line for Inte rvie wit h Mile Guo w s | | | | k Prod Atto Wor uct rney | of and Disc ussi SEC on eral NY Attr Gen orne y inve stiga tion | | Kwo k_00 588 0 | Ema il | 12/ 22/ 202 0 GTV Call wit h SEC : | dley di Bra Bon | lissa cis, ica iova nni, Me Fran Jess Mas trog Aar Mit che ll, Vict Cer da, Max Kras on or ner, rillo kin, Josh Klei Guy Pet Jere Tem my ua n, , Che lsea Scis m | dley di, ckto Bra Bon Bro Bos n son | Atto Clie Com icati nt rney mun on | of Disc ussi SEC on inve stiga tion | | Kwo k_00 588 2 | Ema il | 2/2 8/2 ft Talk for side 021 Dra ing Poin ts Con rati you on | dley di Bra Bon | da Vict Cer or | | Atto Clie Com icati nt rney mun on | Disc ussi of SEC on inve stiga tion | | | | | | | iel has kie, dley ckto Dan Pod Bra Bon di, Bro n "SLa cah ill.c " rillo Bos n@ Guy Pet son wso om , , "jkle in@ pkb llp.c ", om "cst eph kbll m" @p ens p.co "jes sica m@ ", Mit che ll, Vict gtv. Aar org on or | | of Disc ussi SEC on | | k_00 Kwo 588 6 | il Ema | 12/ 7/2 020 Re: Pro ed Sara SEC Pro duc tion pos ca line for Mile of Re: Inte rvie Out Dec 13 w s as | Me lissa Fran cis | Jere Tem kin, Che lsea Scis my m | Cer da da, rillo Vict Cer Guy Pet or , | Clie Atto nt Com icati rney mun on | inve stiga tion of Disc ussi SEC on | | Kwo k_00 589 8 | Ema il | 12/ 14/ 202 0 202 0 Re: Inte rvie Out line for Mile of Dec 13 w s as | lissa cis Me Fran | dley di Bra Bon | jess icam @g ckto tv.o Bro Bos rg, n son Vict Cer da, Guy Pet rillo or | Atto Clie Com icati nt rney mun on | inve stiga tion of | | Kwo k_00 603 5 | Ema il | 12/ 14/ 202 0 202 0 | lissa Me Fran cis | dley di Bra Bon | , ckto jess icam @g tv.o Bro Bos rg, n son | Atto Clie Com icati nt rney mun on | Disc ussi SEC on inve stiga tion |

### Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 4 of 5

| rol ber Cont Num |---------------------------|---- | | | Kwo k_01 0858 | Kwo k_01 0939 | Kwo k_01 1041 | | | k_01 Kwo 1044 | k_01 Kwo 1791 | Kwo k_01 3001 | | | Kwo k_01 3132 | Kwo k_01 3594 | Kwo k_01 3880 | k_01 Kwo 4176 | k_01 Kwo 4211 | k_01 Kwo 4223 | Kwo k_01 4255 | Kwo k_01 4258 | k_01 Kwo 4260 | k_01 Kwo 4302 | Kwo k_01 4317 | k_01 4487 Kwo | k_01 Kwo 4527 | k_01 Kwo 4530 | | | k_01 Kwo 4717 | k_01 Kwo 4729 | k_01 Kwo 5170 | Type | Sort Date | il Subj Ema ect | il Ema From [/O= BH/O Ande L. Davi d U=EX CHA NGE rson | il Ema To | il Ema CC | Privi lege | onal Pers Harm | --------------|-----------------------------------------------------------------------------------|---------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------| | | | , ADM INIST RATI VE GRO UP (FYD )/CN TS/C IBOH F23S PDLT =REC IPIEN N=69 0C2B | | | | | | Ema il | 3/22 /202 1 RE: Fu Guo v. | | FAC3 1A40 AB8 1922 4F05 5A3D 989‐ AND ERSO N, L. DAV ID] | Shap iro, Pete B. [psh apiro @ba kerla m] r w.co | | Atto Clien Com icatio Privi leged t mun | Discu ssion of Fu Guo v. matt er | | Ema il | 3/22 /202 1 Re: Fu Guo v. | | Shap iro, Pete B. [psh apiro @ba kerla m] r w.co | Ande L. Davi d [dan ders on@ bake rlaw ] rson .com | | rney n; Atto Clien Com icatio Privi leged t mun | Discu ssion of Fu Guo v. matt er | | Ema il | 10/2 7/20 20 Re: Kwo k ‐‐ T /C | with Mark rot | l, John [jsieg al@b aker law.c om] | , Carv alho Meli M. [mca rvalh o@b aker law.c om] | Barro Erica [eba @ba kerla m] | rney n; Atto Clien Com icatio Privi leged t | Discu ssion PAX re settl nt | | | Cym | Siega | ssa , l, John [jsieg al@b aker law.c om]; Barro | w, rrow w.co | rney mun n; | eme Discu ssion of 5th | | il Ema | 10/1 9/20 21 Suln FW: rt er repo | | alho Meli [mca rvalh o@b aker law.c om] Carv M. ssa , | Siega w, Erica [eba @ba kerla m] rrow w.co | alho Meli Carv M. ssa , | Clien icatio Privi leged Atto t Com rney mun n; | ndm privi lege Ame ent | | il Ema | 10/1 8/20 21 Suln Re: rt er repo | | Meli [mel issaf ] Fran cis @gs ssa nyus .com [/O= BH/O Barro Erica U=EX CHA NGE w, ADM INIST RATI VE GRO UP | l, John [jsieg al@b aker law.c om]; Siega Aaro n hell [aaro n@lm om] Mitc esq.c | [mca rvalh o@b aker law.c om]; Barro Erica w, [eba @ba kerla m] rrow w.co | Clien leged Atto t Com icatio Privi rney mun n; | of 5th Discu ssion ndm lege Ame ent privi | | Ema il | 3/8/ 202 1 RE: 5th A issue | | )/CN TS/C (FYD IBOH F23S PDLT =REC IPIEN N=70 0E0A 17AF 8349 0B9C F39E C9C0 1F09 E0‐B ARR OW CLAR K, ERIC A] | Carv alho Meli M. [mca rvalh o@b aker law.c om] ssa , | | Atto Clien Com icatio Privi leged t rney mun n; | Discu ssion of Fifth Ame ndm privi lege ent and SEC inves tigat ion | | | | | 'Mel cis' [mel issaf ];Bar issa Fran @gs nyus .com row, | | | | | Ema il | 1/24 /202 2 RE: Kwo k ‐Co ntem | (Lady ) pt May hear ing | [lvar m] Vart Lee tan@ csgla an, w.co | [eba @ba kerla m];S iegal John Erica rrow w.co , [jsieg al@b aker law.c om]; 'Aaro hell' Mitc n [aaro om] n@lm esq.c | alho Meli Carv M. ssa , [mca rvalh o@b aker law.c om]; Cole Trac y , [TCo om] le@b aker law.c | Atto Clien t Com icatio Privi leged rney mun n; | of and Discu ssion Wu PAX matt ers | | Ema il | 10/1 9/20 21 RE: Suln rt er repo | | Carv alho Meli M. [mca rvalh o@b aker law.c om] ssa , | Barro Erica [eba @ba kerla m] w, rrow w.co | | Atto Clien Com icatio Privi leged t rney mun n; | Discu ssion of Fifth Ame ndm privi lege ent | | Ema il | 1/24 /202 2 FW: Kwo k ‐Co ntem | (Lady ) pt May hear ing | Barro Erica w, [/O= S/OU EXCH ANG ELAB =EXC HAN GE ADM INIST RATI VE GRO UP (FYD )/CN TS/C IBOH F23S PDLT =REC IPIEN N=C2 F02E ] E249 804B 9AA0 1098 0EDB B349 21‐B ARR OW CLAR | alho Meli Carv M. ssa , [mca rvalh o@b aker law.c om]; l, John Siega [jsieg al@b aker law.c om]; Cole Trac y , [TCo om] le@b aker law.c | | Atto Clien t Com icatio Privi leged rney mun n; | of and Discu ssion Wu PAX matt ers | | il Ema | 7/1/ 202 1 disco RE: PAX very | | Satte Josh A. r, ua [/O= EXCH ANG S/OU =EXC GE ELAB HAN ADM INIST RATI VE GRO UP (FYD )/CN TS/C IBOH F23S PDLT =REC IPIEN N=B0 B57A JOS] 61C4 1744 6B81 0A08 8AD BCC3 427‐ SATT ER, | l, John [jsieg al@b aker law.c om] Siega | alho Meli [mca rvalh o@b aker law.c om] Carv M. ssa , | Clien leged Atto t Com icatio Privi rney mun n; | Discu ssion of Wu matt er of Discu ssion Wu | | il Ema | 6/25 /202 1 and Re: Brun Wu o | Richa rd kel arch Fran Rese | l, John [jsieg al@b aker law.c om] Siega | Josh [jsatt bake rlaw ] Satte A. er@ r, ua .com | alho Meli [mca rvalh o@b aker law.c om] Carv M. ssa , | Clien leged Atto t Com icatio Privi rney mun n; | matt er | | Docu t men | Anal of Evide ysis | nce | | | | k Prod leged Atto Wor uct; Privi rney | Strat Wu matt egy re er | | Ema il | PAX/ Re: Kwo k ‐ d 3/10 /202 1 5th A re: | raft lette sing sel to r oppo coun | [/O= BH/O Siega l, John U=N EW K/CN TS/C YOR =REC IPIEN N=JS IEGA L] | Carv alho Meli M. [mca rvalh o@b aker law.c om] ssa , | | Atto Clien Com icatio Privi leged t rney mun n; | Discu ssion of Fifth Ame ndm privi lege ent Discu ssion of | | Ema il | 10/1 1/20 21 Re: tercl aim coun | | Siega l, John [jsieg al@b aker law.c om] | Shap iro, Pete B. [psh apiro @ba kerla m] r w.co | | Atto Clien Com icatio Privi leged t rney mun n; | tercl aim coun | | il Ema | and RE: Resp onse s 4/5/ 202 1 in ests Geng requ | obje ction disco to s very case | Shap iro, [psh apiro @ba kerla m] Pete B. r w.co | Petri llo [gpe trillo @pk bllp. ] Guy com | Meli cis [mel issaf @gs ];Bai len, Fran ssa nyus .com Mark [MBa ilen@ bake rlaw ];Sie gal, John .com [jsieg al@b aker law.c om] | Clien icatio Privi leged Atto t Com rney mun n; | Discu ssion of Geng matt er | | il Ema | 7/7/ 202 1 disco RE: PAX very | | Meli [mel issaf ] Fran cis @gs ssa nyus .com | l, John [jsieg al@b aker law.c om]; alho Siega Carv , Meli [mca rvalh o@b aker law.c om] M. ssa | el@y ankw hell Dani itt.co m;Aa Mitc ron (aaro n@lm om) [aaro n@lm om] esq.c esq.c | Clien leged Atto t Com icatio Privi rney mun n; | of Discu ssion Wu matt er | | Ema il | 3/5/ 202 1 Kwo k Libel | | Siega l, John [jsieg al@b aker law.c om] | Baile Mark [MBa ilen@ bake rlaw ];Sha piro, n, .com Pete B. [psh apiro @ba kerla m] r w.co | | Atto Clien Com icatio Privi leged t rney mun n; | Discu ssion of Fifth Ame ndm privi lege ent | | il Ema | 7/1/ 202 1 disco Re: PAX very | | Mitc hell [aaro n@lm om] Aaro n esq.c | Siega l, John [jsieg al@b aker law.c om] | Meli Fran cis ssa [mel issaf @gs ];dan iel@ yank witt. ;Ca nyus .com com rvalh Meli [mca rvalh o@b aker law.c om] M. o, ssa | Clien Com icatio Privi leged Atto t rney mun n; | Discu ssion of Wu matt er | | il Ema | 7/26 /202 1 Mile k/Gr Re: Kwo s | ich Land LLC eenw , | l, John [jsieg al@b aker law.c om] Siega | alho Meli [mca rvalh o@b aker law.c om] Carv M. ssa , | | Clien leged Atto t Com icatio Privi rney mun n; | of Fifth Discu ssion ndm lege Ame ent privi | | il Ema | 10/2 9/20 21 RE: Brun Wu o | | Shap [psh @ba kerla m] iro, Pete B. apiro r w.co | Meli [mel issaf ] Fran cis @gs ssa nyus .com | l, John [jsieg al@b aker law.c om] Siega | Clien leged Atto t Com icatio Privi rney mun n; | of Discu ssion Wu matt er | | | | Siega l, John [/O= EXCH ANG ELAB S/OU =EXC HAN GE ADM INIST RATI VE GRO UP (FYD IBOH F23S )/CN =REC TS/C N=23 193A PDLT IPIEN | | | | Discu ssion of Wu | | il Ema | 6/25 /202 1 and Re: Brun Wu o | Richa rd kel arch Fran Rese | JOH] F6B1 2F40 C2AC 37B0 221B 1F6B BA‐S IEGA L, | Josh [jsatt er@ bake rlaw ] Satte A. r, ua .com | alho Meli [mca rvalh o@b aker law.c om] Carv M. ssa , | Clien icatio Privi leged Atto t Com rney mun n; | matt er | | Docu t men | Anal of Evide ysis | nce | | l, John [jsieg al@b aker law.c om]; Baile Mark Siega | | k Prod leged Atto Wor uct; Privi rney | Strat Wu matt egy re er of Discu ssion SEC | | il Ema | 1/4/ 2022 Fu's RE: Opp ositi | and 's to Guo GTV MTD ons s | Shap [psh @ba kerla m] iro, Pete B. apiro r w.co | n, [MBa ilen@ bake rlaw ] .com | | Clien leged Atto t Com icatio Privi rney mun n; | inves tigat ion |

## Case 22-50073 Doc 1053-1 Filed 10/31/22 Entered 10/31/22 18:13:22 Page 5 of 5

| | | | | | | | Discu ssion of SEC | |---------------------|-------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------|----------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------| | Kwo k_01 5362 | Ema il | 2/28 /202 Draf Talk for side 1 t ing Poin ts Con ratio you r n | Brad ley di Bon | Cerd Vict or a | | Atto Clien Com icatio Privi leged t rney mun n; | inves tigat ion | | Kwo k_01 5423 | Ema il | PAX/ RE: Kwo k ‐ d raft lette sing sel to r oppo coun 3/10 /202 1 5th A re: | Carv alho Meli M. [mca rvalh o@b aker law.c om] ssa , | Siega l, John [jsieg al@b aker law.c om] Petri llo [gpe trillo @pk bllp. ];Sie gal, John | | Atto Clien Com icatio Privi leged t rney mun n; | Discu ssion of Fifth Ame ndm issue ent Discu ssion of SEC | | Kwo k_01 5486 | il Ema | 11/2 /202 1 PRIV ILEG AND CON FIDE NTIA L RE: ED | Nich olas [nros e@b aker law.c om] Rose , | Guy com [jsieg al@b aker law.c om] | | Atto Clien Com icatio Privi leged t rney mun n; | inves tigat ion | | k_01 Kwo 5492 | il Ema | 11/1 /202 1 RE: PRIV ILEG ED AND CON FIDE NTIA L | llo [gpe trillo @pk bllp. ] Guy Petri com | Nich olas [nros e@b aker law.c om]; l, Rose Siega , John [jsieg al@b aker law.c om] | | Clien leged Atto t Com icatio Privi rney mun n; | of Discu ssion SEC inves tigat ion | | Kwo k_01 5535 | Ema il | 11/1 /202 1 RE: PRIV ILEG ED AND CON FIDE NTIA L | [gpe ] Guy Petri llo trillo @pk bllp. com | Nich olas [nros e@b aker law.c om]; l, Rose Siega , [jsieg om] John al@b aker law.c | | Atto Clien t Com icatio Privi leged rney mun n; | of Fifth Discu ssion Ame ndm ent issue Discu ssion of Men g | | Kwo k_01 5542 | Ema il | 10/2 6/20 21 Re: Men moti for Sum Judg to t g opp on mary men | Siega l, John [jsieg al@b aker law.c om] | Shap iro, Pete B. [psh apiro @ba kerla m] r w.co | | Atto Clien Com icatio Privi leged t rney mun n; | and SEC matt er inves tigat ion | | k_01 Kwo 5544 | il Ema Docu t men | osed med and Re: Prop iatio in Men matt n g er 3/5/ 202 1 settl conf nt in Huan matt eme eren ce g er Disq ualif icatio ion Talk ing Poin Mot ts n | [jess ] Jessi Mast rogio i icam @gt ca vann v.org | Meli [mel issaf ];Sie gal, Fran cis @gs ssa nyus .com John [jsieg al@b aker law.c om]; Shap iro, Pete B. r [psh @ba kerla m];a @lm apiro w.co aron esq.c om | Baile Mark [MBa ilen@ bake rlaw ] n, .com | Clien leged Atto t Com icatio Privi rney mun n; | of Discu ssion Men g and Wu matt ers Strat SEC and Fifth ndm Ame ent egy re |

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