Guo Wengui / Miles Guo — bankruptcy case · ORDER · ECF #257

## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**

In re:

Ho Wan Kwok[1](#page-0-0)

Chapter 11

Case No. 22-50073 (JAM)

Debtor.

April 26, 2022

## **JOINT EXHIBIT GRID RE DEBTOR'S APPLICATION FOR AUTHORIZATION TO RETAIN AND EMPLOY VERDOLINO & LOWEY, P.C. AS FINANCIAL ADVISOR AND DEBTOR'S MOTION FOR ENTRY OF INTERIM AND FINAL DIP ORDERS AUTHORIZING THE DEBTOR TO OBTAIN UNSECURED, SUBORDINATED POSTPETITION FINANCING**

In accordance with the Court's instructions at the April 13, 2022 hearing and in advance

of the April 27, 2022 hearing on Debtor's *Application for Authorization to Retain and Employ*

*Verdolino & Lowey, P.C. as Financial Advisor* [ECF No. 90] and *Debtor's Motion for Entry of*

*Interim and Final DIP Orders Authorizing the Debtor to Obtain Unsecured, Subordinated*

*Postpetition Financing* [ECF No. 117], Pacific Alliance Asia Opportunity Fund L.P. ("PAX")

respectfully submits the below Joint Exhibit Grid on behalf of PAX, the Official Committee of

Unsecured Creditors of Ho Wan Kwok ("UCC"), and Debtor Ho Wan Kwok.

| Exhibit No. | Description | Objection | |-------------|---------------------------------------------------------|-----------| | PAX 01 | C. Jalbert Dep Ex. 1: Notice of Deposition of Verdolino | | | | & Lowey, P.C. | None | | PAX 02 | C. Jalbert Dep Ex. 2: Email from C. Jalbert to B. | | | | Silverberg re Kwok Engagement Letter | None | | PAX 03 | C. Jalbert Dep Ex. 3: Email from C. Jalbert to B. | | | | Silverberg re Kwok Engagement Letter and Post | | | | Petition Retainer | None |

<span id="page-0-0"></span>¹ The last four digits of the Debtor's taxpayer identification number are 9595.

| PAX 04 | C. Jalbert Dep Ex. 4: Debtor's Application for | | |---------------|----------------------------------------------------------|-----------------| | | Authorization to Retain and Employ Verdolino & | | | | Lowey, P.C. as Financial Advisor | None | | PAX 05 | C. Jalbert Dep Ex. 5: Debtor's Schedules | None | | PAX 06 | C. Jalbert Dep Ex. 6: Global Notes and Statements of | None | | | Limitations, Methodology, and Disclaimers Regarding | | | | the Debtor's Schedules of Assets and Liabilities and | | | | Statement of Financial Affairs | | | PAX 07 | C. Jalbert Dep Ex. 7: Email from A. Mitchell to M. | | | | Flynn and M. Francis re Kwok's Expenses | None | | PAX 08 | C. Jalbert Dep Ex. 8: Monthly Operating Report | None | | PAX 09 | C. Jalbert Dep Ex. 9: Email from M. Flynn to A. | None | | | Mitchell, M. Francis and Redacted Name re Kwok's | | | | Expenses | | | PAX 10 | C. Jalbert Dep Ex. 10: Email from M. Flynn to A. | | | | Mitchell, M. Francis and Redacted Name re Kwok's | | | | Expenses | None | | PAX 11 | (1) Email from M. Schindler to S. Pohl and C. Jalbert re | | | | V&L's Qualifications | | | | (2) Verdolino & Lowey Firm Experience | | | | (3) Craig Jalbert CV | None | | PAX 12 | PAX's First Request for Production of Documents | | | | Directed to Verdolino & Lowey, P.C. | None | | PAX 13 | Verdolino & Lowey, P.C.'s Objections and Responses | | | | to PAX's First Request for Production of Documents | None | | PAX 14 | Craig Jalbert Deposition Transcript | Debtor: Hearsay | | PAX 15 | Yvette Wang Deposition Transcript | Debtor: Hearsay | | PAX 16 | Declaration of Ho Wan Kwok | None | | PAX 17 | Transcript of the 341 Meeting of Creditors | None | | PAX 18 | Kwok Affidavit filed in Ace Decade Holdings Limited v. | Debtor: | | | USB AG, Index No. 653316/2015 (N.Y. Sup. Ct.) | Foundation, | | | (English) | Hearsay, | | | | Relevance | | PAX 19 | Kwok Affidavit filed in Ace Decade Holdings Limited v. | Debtor: | | | USB AG, Index No. 653316/2015 (N.Y. Sup. Ct.) | Relevance | | | (Chinese) | | | PAX 20 | Complaint filed in Ace Decade Holdings Limited v. USB | Debtor: | | | AG, Index No. 653316/2015 (N.Y. Sup. Ct.) | Relevance, | | | | Hearsay | | PAX 21 | Monthly Operating Report | None | | UCC Exhibit 1 | Debtor's Declaration in Support of the Chapter 11 Case | None | | | and Certain Motions | | | UCC Exhibit 2 | Debtor's Proposed Interim DIP Order and Debtor-in | None | | | Possession Credit Agreement | | | UCC Exhibit 3 | Jalbert April 8, 2022 Deposition Exhibit 10 | None |

| UCC Exhibit 4 | Debtor's Motion to Employ Professionals in Ordinary | None | |---------------|---------------------------------------------------------------|------| | | Course | | | UCC Exhibit 5 | Debtor's Proposed Plan | None | | | Global Notes and Statements of Limitations, | None | | | Methodology, and Disclaimers Regarding the Debtor's | | | | Schedules of Assets and Liabilities and Statement of | | | Debtor 01 | Financial Affairs | | | | Official Form 106Sum – Summary of Assets and | None | | | Liabilities and Certain Statistical Information / | | | Debtor 02 | Schedules A, B, C, D, E, F, G, H, I and J | | | Debtor 03 | Declaration About Individual Debtor's Schedules | None | | | Amended Official Form 122B - Chapter 11 Statement of | None | | Debtor 04 | Your Current Monthly Income | | | | Debtor's Application for Authorization to Retain and | None | | Debtor 05 | Employ Verdolino & Lowey, P.C. as Financial Advisor | | | Debtor 06 | Debtor's Motion for Entry of Interim and Final DIP Orders | None | | | (I) Authorizing the Debtor to Obtain Unsecured, | | | | Subordinated Postpetition Financing and (II) Scheduling | | | | Interim and Final Hearings, and (III) Granting Related Relief | | | Debtor 07 | Notice of Filing of Proposed Chapter 11 Plan of Ho Wan | None | | | Kwok | | | Debtor 08 | Omnibus Reply of Debtor in Support of Entry of Order | None | | | Approving DIP Facilities | |

*[Signature follows on next page]*

Dated: April 26, 2022 Hartford, Connecticut

## **Pacific Alliance Asia Opportunity Fund L.P.**

*/s/ Patrick M. Birney* By: /s/ Patrick M. Birney Patrick M. Birney (CT No. 19875) Annecca H. Smith (CT No. 31148) **ROBINSON & COLE LLP** 280 Trumbull Street Hartford, CT 06103 Telephone: (860) 275-8275 Facsimile: (860) 275-8299 E-mail: pbirney@rc.com asmith@rc.com

-and-

Peter Friedman (admitted *pro hac vice*) Stuart M. Sarnoff (admitted *pro hac vice*) **O'MELVENY & MYERS LLP** 7 Times Square New York, NY 10036 Telephone: (212) 326-2000 Facsimile: (212) 326-2061 E-mail: pfriedman@omm.com ssarnoff@omm.com