Guo Wengui / Miles Guo — bankruptcy case · ORDER · ECF #3760

## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**

| -------------------------------------------------------------- | x | |----------------------------------------------------------------|-----------------------------------| | In re: | :<br>:<br>Chapter 11 | | HO WAN KWOK, et al., | :<br>:<br>Case No. 22-50073 (JAM) | | Debtors.1 | :<br>:<br>Jointly Administered | | -------------------------------------------------------------- | :<br>x |

## **MONTHLY FEE STATEMENT OF KROLL, LLC FOR COMPENSATION AND REIMBURSEMENT OF EXPENSES FOR PERIOD FROM SEPTEMBER 1, 2024 THROUGH SEPTEMBER 30, 2024**

In accordance with the *Order Establishing Procedures for Interim Compensation and*

*Reimbursement of Expenses for Retained Professionals, dated August 18, 2023* [Docket No.

2094] (the "Interim Compensation Order"),2 Kroll, LLC ("Kroll") hereby submits this monthly

statement (the "Monthly Fee Statement") seeking compensation for services rendered and

reimbursement of expenses incurred as forensic investigators to Luc A. Despins, in his capacity

as the chapter 11 trustee (the "Trustee") appointed in the chapter 11 case of Ho Wan Kwok, for

the period from September 1, 2024 through and including September 30, 2024 (the "Fee

Period"). By this Monthly Fee Statement, Kroll respectfully requests payment of 80% of all fees

and 100% of all expenses actually and necessarily incurred for services rendered during the Fee

Period, in the amounts of \$47,034.52 and \$10,204.83, respectively.

¹ The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).

² Capitalized terms not otherwise defined herein shall have the meanings ascribed to such terms in the Interim Compensation Order.

### **SERVICES RENDERED AND EXPENSES INCURRED**

1. Attached hereto as Exhibit A is a timekeeper summary that includes the name, title, service line, standard rate, discounted rate, total hours, and total fees earned for each Kroll individual who provided services during the Fee Period. The rates charged by Kroll for services rendered to the Trustee are discounted per the engagement letter to the rates that Kroll charges generally for professional services rendered to its non-bankruptcy clients.

2. Attached hereto as Exhibit B is a summary of Kroll's services rendered and compensation sought for the Fee Period organized by Project Category.

3. Attached hereto as Exhibit C is a summary of Kroll's services rendered and compensation sought for the Fee Period organized by Matter ID.

4. Attached hereto as Exhibit D is a summary of Kroll's expenses incurred and reimbursement sought for the Fee Period organized by Expense Type.

5. Attached hereto as Exhibit E are Kroll's fee statements for services provided during the Fee Period.

### **NOTICE AND OBJECTION PROCEDURES**

6. Notice of this Monthly Fee Statement will be given by email on the Notice Parties: (i) Luc A. Despins, as chapter 11 trustee for the estate of Ho Wan Kwok (lucdespins@paulhastings.com); (ii) Counsel for the Trustee, (x) Paul Hastings LLP, 200 Park Avenue, New York, New York 10166 (Attn: G. Alexander Bongartz (alexbongartz@paulhastings.com) and Douglass Barron (douglassbarron@paulhastings.com)) and (y) Neubert, Pepe & Monteith, P.C., 195 Church Street, 13th Floor, New Haven, Connecticut 06510 (Attn: Douglas S. Skalka (dskalka@npmlaw.com) and Patrick R. Linsey (plinsey@npmlaw.com)); (iii) the Office of The United States Trustee, Giaimo Federal Building, 150 Court Street, Room 302, New Haven, Connecticut 06510 (Attn: Holley L. Claiborn

(holley.l.claiborn@usdoj.gov)); (iv) counsel for the Official Committee of Unsecured Creditors, Pullman & Comley, LLC, 850 Main Street, 8th Floor, PO Box 7006, Bridgeport, Connecticut 06601-7006 (Attn: Irve J. Goldman (igoldman@pullcom.com); and (v) counsel for Pacific Alliance Asia Opportunity Fund L.P., O'Melveny & Myers LLP, 7 Times Square, New York, New York 10036 (Attn: Peter Friedman (pfriedman@omm.com) and Stuart M. Sarnoff (ssarnoff@omm.com) (collectively, the "Notice Parties").

7. Objections to this Monthly Fee Statement, if any, must be filed with the Court and served upon (i) Kroll (Attn: Allen Pfeiffer (allen.pfeiffer@kroll.com) and (ii) the Notice Parties by email no later than **November 20, 2024 at 4:00 p.m. (prevailing Eastern Time) (the "Objection Deadline")**, setting forth the nature of the objection and the specific amount of fees or expenses at issue.

8. If no objections to this Monthly Fee Statement are filed and received on or before the Objection Deadline, the estate shall promptly pay Kroll 80% of the fees and 100% of the expenses identified in this Monthly Fee Statement.

9. To the extent that an objection to this Monthly Fee Statement is filed and received on or before the Objection Deadline, the estate shall withhold payment of that portion of this Monthly Fee Statement to which the objection is directed and promptly pay the remainder of the fees and expenses in the percentages set forth above. To the extent such an objection is not

resolved, it shall be preserved and scheduled for consideration at the next interim fee application hearing.

Dated: October 30, 2024

By:*/s/ Allen Pfeiffer*

Allen Pfeiffer KROLL, LLC 55 East 52nd Street, Floor 17 New York, New York 10055

# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**

| ------------------------------------------------------ | x | | |---------------------------------------------------------|-------------|-------------------------| | In re: | :<br>: | Chapter 11 | | HO WAN KWOK, et al.,1 | :<br>:<br>: | Case No. 22-50073 (JAM) | | Debtors. | :<br>: | (Jointly Administered) | | ------------------------------------------------------x | | |

# **CERTIFICATE OF SERVICE**

The undersigned hereby certifies that on October 30, 2024, the foregoing Monthly Fee Statement was electronically filed. In addition, a copy of the Monthly Fee Statement was served by email on the Notice Parties. Parties may access this filing through the Court's CM/ECF system.

Dated: October 30, 2024 By: */s/ G. Alexander Bongartz*

New York, New York G. Alexander Bongartz (admitted *pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6000 alexbongartz@paulhastings.com

*Counsel for the Chapter 11 Trustee*

¹ The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).

| Timekeeper | Title | Service Line | Standard | | Discounted | | Total | Total Fees | | |-----------------------|--------------------|-------------------------|----------|-----------|------------|-------|-------|------------|-----------| | | | | | Rate | | Rate | Hours | | | | Parizek, Pam | Managing Director | Forensic Investigations | S | 890 | S | 712 | 6.5 | S | 4.628.00 | | | | and Intelligence | | | | | | | | | Barker, James | Associate Managing | Forensic Investigations | S | 710 | S | 639 | 9.8 | S | 6,262.20 | | | Director | and Intelligence | | | | | | | | | Lazarus, Jordan | Senior Manager | Forensic Investigations | S | 575 | S | ਦੇ 18 | 14.8 | S | 7.659.00 | | | | and Intelligence | | | | | | | | | Lomas. Adam | Senior Manager | Forensic Investigations | S | 575 | S | 218 | 53.7 | ి | 27.789.75 | | | | and Intelligence | | | | | | | | | Ling, Bryant | Associate Managing | Cyber Risk | S | રેરે રેણે | S | 495 | 3.6 | S | 1.782.00 | | | Director | | | | | | | | | | Levenson, Patrick | Associate Manager | Forensic Investigations | S | 420 | S | 378 | 16.1 | S | 6.085.80 | | | | and Intelligence | | | | | | | | | Spier, Tre | Research Analyst | Forensic Investigations | S | 245 | S | 221 | 11.2 | S | 2.469.60 | | | | and Intelligence | | | | | | | | | Welby, Jackie | Research Analyst | Forensic Investigations | S | 245 | S | 221 | વે રે | S | 2.116.80 | | | | and Intelligence | | | | | | | | | Total Hours and Fees: | | | | | | | 125.3 | ದ | 58,793.15 | | Blended Hourly Rate: | | | | | | | | S | 469.22 |

| | Time Period: September 1-30, 2024. | | | | | |--|------------------------------------|--|--|--|--| | | | | | | |

| | U.S. Trustee Task Code and Project Category | Hours Billed | Fees Billed | | | |-------|--------------------------------------------------|--------------|-------------|--------------|--| | B110 | Case Administration | | S | | | | B113 | Pleadings Review | | S | | | | B120 | Asset Analysis and Recovery | | S | | | | BISS | Court Hearings | | S | | | | B160 | Fee/Employment Applications | 5.0 | S | 3.073.75 | | | B170 | Fee/Employment Objections | | S | | | | B180 | Avoidance Action Analysis | | S | | | | B181 | Preference Analysis and Recovery Actions | | S | | | | B182 | Post-Petition Transfers and Recovery Actions | | S | | | | B190 | Other Contested Matters (excl. assumption/reject | | S | | | | B191 | General Litigation | | S | | | | B192 | Lender Litigation | | S | | | | Blas | Non-Working Travel | | S | | | | B261 | Investigations | 120.3 | S | 55,719.40 | | | TOTAL | | 125.3 | | \$ 58,793.15 | |

| | | Hours | | | |--------------------|---------------------------------------------|-------|-------------|-----------| | Matter ID and Name | Billed | | Fees Billed | | | 00001 | General Debtor Representation | 5.0 | S | 3.073.75 | | 00002 | Asset Recovery Investigation and Litigation | 120 3 | S | 55,719.40 | | 00003 | HK USA Adversary Proceeding | | S | | | 00004 | Bravo Luck Adversary Proceeding | | S | | | 00005 | PAX Adversary Proceeding | | S | | | 00006 | SN Apartment Adversary Proceeding | | S | | | 00007 | Greenwich Land Adversary Proceeding | | S | | | 000008 | AIG Adversary Proceeding | | S | | | 00009 | Mei Guo Adversary Proceeding | | S | | | 00010 | Interpleader Adversary Proceeding | | S | | | 00011 | HCHK Adversary Proceeding | | S | | | 00012 | Golden Spring Adversary Proceeding | | S | | | 00013 | Mahwah Adversary Proceeding | | S | | | 00014 | RICO Litigation | | S | | | 00015 | Lamp Capital Adversary Proceeding | | S | | | 00016 | G-Club Adversary Proceeding | | S | | | 00017 | Rule of Law Adversary Proceeding | | S | | | 00018 | UAE Asset Recovery Actions | | S | | | 00019 | Leading Shine Adversary Proceeding | | S | | | 00020 | Gettr USA Proceeding | | S | | | | | 1253 | S | 58.793.15 |

| Expense Category | Matter ID | Task Code | Expense Amount | |------------------------------------------|---------------------------------------------------------------------------|-----------------------------|----------------| | Database and Research Fees for September | Golden Spring Adversary Proceeding | Asset Analysis and Recovery | 766.18 | | Database and Research Fees for September | Asset Recovery Investigation and Litigation Asset Analysis and Recovery | | 4.628.45 | | Valid8 Charges | General Debtor Representation | Case Administration | 4.810.20 | | TOTAL | | | 10.204.83 |

### **EXHIBIT E**

### **FEE DETAIL**

| Timekeeper | Date | Matter | Task | Narrative | Hours Rate | | Amount | |-----------------|----------|---------------------------------------------------|----------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|-----|----------------| | Lomas, Adam | 9/3/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiry from NPM Law [J.<br>Graham] re: mechanics of transfers to | 0.3 \$ | 518 | \$<br>155.25 | | Lomas, Adam | 9/4/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiry from NPM Law [P.<br>Linsey] re: transfers with respect to | 0.4 \$ | 518 | \$<br>207.00 | | Lazarus, Jordan | 9/5/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Call with A. Lomas, P. Parizek, J.<br>Barker, Paul Hastings [L. Despins, N.<br>Bassett, D. Barron, L. Song], and P.<br>Linsey re: forensic accounting and<br>business intelligence updates and related<br>matters. | 0.8 \$ | 518 | \$<br>414.00 | | Lomas, Adam | 9/5/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Reconciliation of Debtor-related accounts<br>per Kwok criminal trial exhibits to<br>working inventory of known/identified<br>Debtor-related bank accounts in order to<br>identify financial institutions to which<br>amended Rule 2004 subpoenas may be<br>issued; compose related email to K.<br>Mitchell [NPM Law] with 102<br>identified/suspected bank accounts held<br>at 20 financial institutions for follow-up<br>subpoenas/requests. | 7.3 \$ | 518 | \$<br>3,777.75 | | Barker, James | 9/5/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Meeting with client or counsel | 0.8 \$ | 639 | \$<br>511.20 | | Lomas, Adam | 9/5/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiry from Paul Hastings<br>[L. Song] re: facility agreement between<br>and | 0.6 \$ | 518 | \$<br>310.50 | | Barker, James | 9/5/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence/email with P.Parizek re<br>corporate searches | 0.3 \$ | 639 | \$<br>191.70 | | Lomas, Adam | 9/5/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Meeting re: transaction activity with<br>respect to<br>and<br>bank<br>accounts,<br>and other<br>investigative updates, with Paul Hastings<br>[L. Despins, N. Bassett, D. Barron, and<br>L. Song]; NPM Law [P. Linsey]; and P.<br>Parizek, J. Lazarus, and J. Barker. | 0.8 \$ | 518 | \$<br>414.00 | | Parizek, Pam | 9/5/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Email team re: agenda items, email<br>counsel re: open agenda [.1], attend<br>weekly call with A. Lomas, J. Lazarus, J.<br>Barker and Paul Hastings [L. Despins, N.<br>Bassett, D. Barron, L. Song] and NPM<br>Law [P. Linsey] re:<br>accounts<br>and injunctive action,<br>contents [.8]. | 0.9 \$ | 712 | \$<br>640.80 |

| Timekeeper | Date | Matter | Task | Narrative | Hours Rate | | Amount | |-------------------|-----------|---------------------------------------------------|----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|-----|----------------| | Parizek, Pam | 9/5/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Email corresponce with technology team<br>re;<br>at<br>access to<br>[.2], email counsel re: same | 0.3 \$ | 712 | \$<br>213.60 | | | | | | [.1], provide instructions to secure<br>[.1]. | | | | | Lomas, Adam | 9/6/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiry from Paul Hastings<br>[E. Sutton] re: transfers to | 0.5 \$ | 518 | \$<br>258.75 | | Lomas, Adam | 9/6/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Research with respect to transfers<br>involving identified accounts at<br>compose related email to NPM<br>Law [K. Mitchell]. | 1.6 \$ | 518 | \$<br>828.00 | | Lomas, Adam | 9/6/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiry from NPM Law [K.<br>Mitchell] re: known or suspected<br>accounts with | 0.6 \$ | 518 | \$<br>310.50 | | Lomas, Adam | 9/9/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiry from Paul Hastings<br>[E. Sutton] re: transfers to<br>related review of<br>file. | 0.8 \$ | 518 | \$<br>414.00 | | Lomas, Adam | 9/9/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Preliminary review of additional criminal<br>trial exhibits uploaded to Relativity;<br>compose instructions to M. Bottos re:<br>review of criminal trial exhibits. | 0.3 \$ | 518 | \$<br>155.25 | | Parizek, Pam | 9/9/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review communications regarding<br>transfers [.1],<br>at<br>[.1],<br>[.1]. | 0.3 \$ | 712 | \$<br>213.60 | | Ling, Bryant | 9/9/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence/email regarding | 0.4 \$ | 495 | \$<br>198.00 | | Barker, James | 9/10/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence/email - with P.Levinson<br>and D.Barron regarding<br>and<br>research. | 2.9 \$ | 639 | \$<br>1,853.10 | | Levenson, Patrick | 9/10/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Conducted<br>and<br>records requests. | 0.4 \$ | 378 | \$<br>151.20 | | Parizek, Pam | 9/10/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspond with data team re:<br>data<br>[.2], review updates re:<br>[.1]. | 0.3 \$ | 712 | \$<br>213.60 | | Ling, Bryant | 9/10/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Computer forensic examination | 0.9 \$ | 495 | \$<br>445.50 | | Ling, Bryant | 9/10/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence/email regarding | 0.1 \$ | 495 | \$<br>49.50 | | Lazarus, Jordan | 9/11/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Meetings and correspondence with A.<br>Lomas and NPM Law re: avoidance<br>action against | 0.4 \$ | 518 | \$<br>207.00 | | Lazarus, Jordan | 9/11/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review Relativity for supporting<br>documentation for payments made to | 1.0 \$ | 518 | \$<br>517.50 | | Parizek, Pam | 9/11/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review A. Lomas summary of updated<br>Rule 2004 subpoenas [.1]. | 0.1 \$ | 712 | \$<br>71.20 |

| Timekeeper | Date | Matter | Task | Narrative | Hours Rate | | Amount | | |-------------------|-----------|---------------------------------|----------------|---------------------------------------------------------------------------------|------------|-----|--------|----------| | Levenson, Patrick | 9/11/2024 | Asset Recovery | Investigations | Conducted<br>and | 0.3 \$ | 378 | \$ | 113.40 | | | | Investigation | | records requests. | | | | | | | | and Litigation | | | | | | | | Ling, Bryant | 9/11/2024 | Asset Recovery | Investigations | Computer forensic examination | 1.2 \$ | 495 | \$ | 594.00 | | | | Investigation | | | | | | | | | | and Litigation | | | | | | | | Lomas, Adam | 9/12/2024 | Asset Recovery | Investigations | Preliminary review of documents | 0.2 \$ | 518 | \$ | 103.50 | | | | Investigation | | produced by<br>with respect | | | | | | | | and Litigation | | to<br>account. | | | | | | | | | | | | | | | | Lomas, Adam | 9/12/2024 | Asset Recovery<br>Investigation | Investigations | Respond to inquiry from NPM Law[K.<br>Mitchell] re: underlying bank documents | 0.2 \$ | 518 | \$ | 103.50 | | | | and Litigation | | respect to transfers cited in | | | | | | | | | | complaint. | | | | | | Lomas, Adam | 9/12/2024 | Asset Recovery | Investigations | Compose email to Paul Hastings and | 0.3 \$ | 518 | \$ | 155.25 | | | | Investigation | | NPM Law counsel teams re: investigative | | | | | | | | and Litigation | | updates [in lieu of standing weekly | | | | | | | | | | update meeting]. | | | | | | Lomas, Adam | 9/12/2024 | Asset Recovery | Investigations | Respond to inquiries from Paul Hastings | 1.8 \$ | 518 | \$ | 931.50 | | | | Investigation | | [L. Song and E. Sutton] re: sources of | | | | | | | | and Litigation | | information with respect to transfers cited | | | | | | | | | | in<br>complaint; related bank | | | | | | | | | | transaction and document review. | | | | | | Parizek, Pam | 9/12/2024 | Asset Recovery | Investigations | Review A. Lomas update re: revised Rule | 0.6 \$ | 712 | \$ | 427.20 | | | | Investigation | | 2004 subpoenas [.1], | | | | | | | | and Litigation | | transfers [.1],<br>production | | | | | | | | | | [.1]. Review Paul Hastings request re:<br>[.1]. Review A. Lomas | | | | | | | | | | report on<br>transfers | | | | | | | | | | [.1]. Review report on<br>data [.1]. | | | | | | | | | | | | | | | | Levenson, Patrick | 9/12/2024 | Asset Recovery | Investigations | Conducted<br>research. | 0.6 \$ | 378 | \$ | 226.80 | | | | Investigation | | | | | | | | | | and Litigation | | | | | | | | Ling, Bryant | 9/12/2024 | Asset Recovery | Investigations | - evidence handling and | 0.8 \$ | 495 | \$ | 396.00 | | | | Investigation | | analysis | | | | | | | | and Litigation | | | | | | | | Lomas, Adam | 9/13/2024 | Asset Recovery | Investigations | Review of bank transactions and other | 0.8 \$ | 518 | \$ | 414.00 | | | | Investigation | | documents with respect to | | | | | | | | and Litigation | | purchased for or otherwise titled in the | | | | | | | | | | name of | | | | | | Lomas, Adam | 9/13/2024 | Asset Recovery<br>Investigation | Investigations | Respond to inquiry from Paul Hastings<br>[E. Sutton] re: additional wire record | 0.8 \$ | 518 | \$ | 414.00 | | | | and Litigation | | produced by<br>and related | | | | | | | | | | transfers to<br>and | | | | | | | | | | | | | | | | Parizek, Pam | 9/13/2024 | Asset Recovery | Investigations | Review J. Barker report re: | 0.1 \$ | 712 | \$ | 71.20 | | | | Investigation | | [.1]. | | | | | | | | and Litigation | | | | | | | | Lomas, Adam | 9/13/2024 | Asset Recovery | Investigations | Respond to inquiry from NPM Law [P. | 0.3 \$ | 518 | \$ | 155.25 | | | | Investigation | | Linsey] re:<br>related bank | | | | | | | | and Litigation | | transaction review. | | | | | | Barker, James | 9/13/2024 | Asset Recovery | Investigations | Correspondence/email - with S.Maza re | 2.3 \$ | 639 | \$ | 1,469.70 | | | | Investigation | | and analysis of | | | | | | | | and Litigation | | findings. | | | | | | Ling, Bryant | 9/13/2024 | Asset Recovery | Investigations | lab delivery coordination | 0.2 \$ | 495 | \$ | 99.00 | | | | Investigation<br>and Litigation | | | | | | | | | | | | | | | | |

| Timekeeper | Date | Matter | Task | Narrative | Hours Rate | | Amount | |-------------------|-----------|---------------------------------------------------|----------------|-------------------------------------------------------------------------------------------------------------------------------------------|------------|-----|----------------| | Lazarus, Jordan | 9/16/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence with NPM Law and A.<br>Lomas re: supporting documents for | 0.2 \$ | 518 | \$<br>103.50 | | Levenson, Patrick | 9/16/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | tracing research. | 2.0 \$ | 378 | \$<br>756.00 | | Lazarus, Jordan | 9/16/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Compile supporting documentation for<br>avoidance action against | 0.9 \$ | 518 | \$<br>465.75 | | Lomas, Adam | 9/17/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Compose email to internal Kroll team re:<br>transactions in<br>bank<br>accounts appearing to be related to<br>purchases and/or financing. | 0.4 \$ | 518 | \$<br>207.00 | | Levenson, Patrick | 9/17/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Internal meetings and discussions for<br>tracing efforts. | 0.5 \$ | 378 | \$<br>189.00 | | Barker, James | 9/17/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Conduct Investigation -<br>meeting with P.Levenson and<br>A.Lomas, follow up research | 1.8 \$ | 639 | \$<br>1,150.20 | | Lomas, Adam | 9/17/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Working meeting with J. Barker and P.<br>Levenson re: request from Paul Hastings<br>with respect to certain | 0.5 \$ | 518 | \$<br>258.75 | | Lomas, Adam | 9/17/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Upload of bank statements into bank<br>statement analysis tool. | 0.4 \$ | 518 | \$<br>207.00 | | Levenson, Patrick | 9/17/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | tracing research. | 0.5 \$ | 378 | \$<br>189.00 | | Lomas, Adam | 9/17/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiry from NPM Law [K.<br>Mitchell] re: identified or suspected<br>accounts at | 0.2 \$ | 518 | \$<br>103.50 | | Lomas, Adam | 9/17/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review of documents produced by<br>and | 1.2 \$ | 518 | \$<br>621.00 | | Lomas, Adam | 9/18/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Incorporate<br>and<br>bank transactions into<br>master transaction file. | 0.5 \$ | 518 | \$<br>258.75 | | Lomas, Adam | 9/18/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review and analysis of<br>and<br>bank account transactions;<br>related updates to master transaction file. | 4.2 \$ | 518 | \$<br>2,173.50 | | Welby, Jackie | 9/18/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Relativity document review of the<br>production; related update to<br>and<br>transactions in the master<br>transaction file. | 6.1 \$ | 221 | \$<br>1,345.05 | | Lomas, Adam | 9/18/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review and analysis of<br>bank account transactions; related<br>updates to master transaction file. | 0.3 \$ | 518 | \$<br>155.25 | | Barker, James | 9/18/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence/email - with E.Sutton<br>regarding | 1.1 \$ | 639 | \$<br>702.90 |

| Timekeeper | Date | Matter | Task | Narrative | Hours Rate | | Amount | | |-------------------|-----------|---------------------------------------------------|----------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|-----|----------------|--------| | Levenson, Patrick | 9/18/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | tracing research. | 2.0 \$ | 378 | \$ | 756.00 | | Lomas, Adam | 9/18/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiry from NPM Law [K.<br>Mitchell] re: identified or suspected<br>accounts at<br>related document and transaction review. | 0.5 \$ | 518 | \$ | 258.75 | | Lomas, Adam | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Telephone call with NPM Law [P.<br>Linsey] re:<br>and | 0.2 \$ | 518 | \$ | 103.50 | | Parizek, Pam | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Provide meeting agenda [.1], attend<br>weekly meeting with A. Lomas, J.<br>Lazarus, J. Barker, Paul Hastings [L.<br>Despins, N. Bassett, D. Barron, L. Song]<br>and NPM Law [P. Linsey, K. Mitchell]<br>re:<br>[.6]. | 0.7 \$ | 712 | \$ | 498.40 | | Lazarus, Jordan | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Compile transaction detail and related<br>Schedule A for | 0.7 \$ | 518 | \$ | 362.25 | | Lazarus, Jordan | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Call with A. Lomas, P. Parizek, J.<br>Barker, Paul Hastings [L. Despins, N.<br>Bassett, D. Barron, L. Song], and P.<br>Linsey re: forensic accounting and<br>business intelligence updates and related<br>matters. | 0.6 \$ | 518 | \$ | 310.50 | | Parizek, Pam | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review A. Lomas summary and related<br>analyses re:<br>transactions [.5]. | 0.5 \$ | 712 | \$ | 356.00 | | Lomas, Adam | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Compose email to NPM Law [P. Linsey<br>and K. Mitchell] re: banks for additional<br>or amended Rule 2004 subpoena. | 0.4 \$ | 518 | \$ | 207.00 | | Barker, James | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Weekly call with Paul Hastings and NPM<br>Law. | 0.6 \$ | 639 | \$ | 383.40 | | Lazarus, Jordan | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence with NPM Law re:<br>transactional detail for | 0.2 \$ | 518 | \$ | 103.50 | | Lomas, Adam | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Prepare summary sources and uses of<br>cash in<br>and<br>accounts<br>with<br>compose related<br>email to Paul Hastings and NPM Law<br>counsel teams. | 1.9 \$ | 518 | \$ | 983.25 | | Levenson, Patrick | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | tracing research. | 3.0 \$ | 378 | \$<br>1,134.00 | | | Lomas, Adam | 9/19/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Meeting re:<br>and<br>and<br>other investigative updates, with: Paul<br>Hastings [L. Despins, N. Bassett, D.<br>Barron, and L. Song]; NPM Law [P.<br>Linsey]; and P. Parizek, J. Lazarus, and<br>J. Barker. | 0.6 \$ | 518 | \$ | 310.50 |

| Timekeeper | Date | Matter | Task | Narrative | Hours Rate | | Amount | |-------------------|-----------|---------------------------------------------------|--------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|-----|----------------| | Lomas, Adam | 9/19/2024 | Asset Recovery<br>Investigation | Investigations | Research with respect to transfers<br>involving<br>and | 1.3 \$ | 518 | \$<br>672.75 | | | | and Litigation | | | | | | | Levenson, Patrick | 9/20/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | tracing research. | 1.0 \$ | 378 | \$<br>378.00 | | Lomas, Adam | 9/20/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Prepare schedule of<br>related<br>bank accounts and transfers per request<br>from Paul Hastings [L. Song]. | 2.6 \$ | 518 | \$<br>1,345.50 | | Lazarus, Jordan | 9/20/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence with NPM Law and A.<br>Lomas re: new alter ego action<br>classification analysis. | 0.2 \$ | 518 | \$<br>103.50 | | Lomas, Adam | 9/20/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review and analysis of<br>bank<br>account transactions; related updates to<br>master transaction file. | 1.4 \$ | 518 | \$<br>724.50 | | Levenson, Patrick | 9/23/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Conducted public records and open<br>source research for | 1.0 \$ | 378 | \$<br>378.00 | | Lomas, Adam | 9/23/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Build out of template for due diligence<br>analysis for entities to be considered in<br>Second Omnibus Alter Ego complaint;<br>attention to related analysis for<br>Inc. | 2.4 \$ | 518 | \$<br>1,242.00 | | Lomas, Adam | 9/23/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Prepare schedule of<br>related<br>bank accounts and transfers per request<br>from Paul Hastings [L. Song]; compose<br>related email to Paul Hastings. | 2.1 \$ | 518 | \$<br>1,086.75 | | Parizek, Pam | 9/23/2024 | General Debtor<br>Representation | Fee/Employment<br>Applications | Review and revise matters, tasks and<br>narratives for Monthly Fee Statement<br>[1.0]. | 1.0 \$ | 712 | \$<br>712.00 | | Lomas, Adam | 9/23/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review of documents produced by<br>and | 0.8 \$ | 518 | \$<br>414.00 | | Levenson, Patrick | 9/24/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Conducted public records and open<br>source research for | 2.0 \$ | 378 | \$<br>756.00 | | Lomas, Adam | 9/24/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiries from NPM Law [K.<br>Mitchell] re: banks for additional and/or<br>amended Rule 2004 subpoenas. | 0.6 \$ | 518 | \$<br>310.50 | | Lazarus, Jordan | 9/24/2024 | General Debtor<br>Representation | Fee/Employment<br>Applications | Billing - Prepare August 2024 Monthly<br>Free Statement; correspondence with<br>Kroll team re: related matters. | 1.4 \$ | 518 | \$<br>724.50 | | Levenson, Patrick | 9/24/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Internal team meeting. | 0.5 \$ | 378 | \$<br>189.00 | | Lazarus, Jordan | 9/24/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review of August 2024 avoidance<br>actions pertaining to omni and/or known<br>alter ego status. | 1.2 \$ | 518 | \$<br>621.00 | | Lomas, Adam | 9/24/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review of updates on research re: certain<br>prepared by P.<br>Levenson. | 0.3 \$ | 518 | \$<br>155.25 | | Spier, Tre | 9/24/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review of document productions from<br>and<br>related updates to<br>inventory of Debtor-related bank<br>accounts. | 1.0 \$ | 221 | \$<br>220.50 |

| Timekeeper | Date | Matter | Task | Narrative | Hours Rate | | Amount | |-----------------|-----------|---------------------------------------------------|--------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|-----|--------------| | Lomas, Adam | 9/24/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Respond to inquiries from Paul Hastings<br>[D. Barron] re: alter ego due diligence<br>analysis template. | 0.1 \$ | 518 | \$<br>51.75 | | Parizek, Pam | 9/24/2024 | General Debtor<br>Representation | Fee/Employment<br>Applications | Review revisions to draft Monthly Fee<br>Statement [.8] | 0.8 \$ | 712 | \$<br>569.60 | | Lazarus, Jordan | 9/24/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence with NPM Law re:<br>August 2024 avoidance action alter ego<br>analysis and related matters. | 0.2 \$ | 518 | \$<br>103.50 | | Lomas, Adam | 9/25/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review of documents produced by | 0.2 \$ | 518 | \$<br>103.50 | | Parizek, Pam | 9/25/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review A. Lomas update re: new bank<br>records. Alter ego due dilignce analysis,<br>analysis, forward same<br>to L. Despins for weekly agenda [.2]. | 0.2 \$ | 712 | \$<br>142.40 | | Lomas, Adam | 9/25/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Research with respect to<br>LLC bank accounts;<br>compose related email to NPM Law [K.<br>Mitchell] re alter ego due diligence<br>analysis for<br>and<br>LLC | 0.3 \$ | 518 | \$<br>155.25 | | Lomas, Adam | 9/25/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Avoidance Action Analysis: Meeting<br>with NPM Law [P. Linsey and K.<br>Mitchell] and J. Lazarus re: upcoming<br>mediation with<br>and<br>requests for underlying analysis. | 0.5 \$ | 518 | \$<br>258.75 | | Parizek, Pam | 9/25/2024 | General Debtor<br>Representation | Fee/Employment<br>Applications | Review draft redacted Monthly fee<br>statement, make additional redactions<br>[.7]. | 0.7 \$ | 712 | \$<br>498.40 | | Spier, Tre | 9/25/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Upload of bank statements into bank<br>statement analysis tool. | 0.8 \$ | 221 | \$<br>176.40 | | Lazarus, Jordan | 9/25/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Analysis of<br>transactions and related payments. | 1.1 \$ | 518 | \$<br>569.25 | | Lazarus, Jordan | 9/25/2024 | General Debtor<br>Representation | Fee/Employment<br>Applications | Billing - Prepare August 2024 Monthly<br>Free Statement; correspondence with<br>Kroll team re: related matters. | 1.1 \$ | 518 | \$<br>569.25 | | Lomas, Adam | 9/25/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Prepare alter ego due diligence analysis<br>for<br>and<br>LLC | 1.7 \$ | 518 | \$<br>879.75 | | Lazarus, Jordan | 9/25/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Phone calls and correspondence with<br>NPM Law [P. Linsey, K. Mitchell] and<br>A. Lomas re: analysis of<br>charges and related payments. | 1.1 \$ | 518 | \$<br>569.25 | | Lomas, Adam | 9/25/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Upload of bank statements into bank<br>statement analysis tool. | 0.2 \$ | 518 | \$<br>103.50 | | Lomas, Adam | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Research with respect to<br>bank accounts and other<br>records; related email correspondence<br>with NPM Law [P. Linsey and K.<br>Mitchell] and Paul Hastings [L. Song]. | 1.7 \$ | 518 | \$<br>879.75 |

| Timekeeper | Date | Matter | Task | Narrative | Hours Rate | | Amount | |-----------------|-----------|---------------------------------------------------|----------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|-----|----------------| | Lomas, Adam | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Incorporate<br>and<br>bank<br>transactions into master transaction file. | 0.6 \$ | 518 | \$<br>310.50 | | Lazarus, Jordan | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Analysis of<br>transactions and related payments. | 2.8 \$ | 518 | \$<br>1,449.00 | | Lazarus, Jordan | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Correspondence with NPM Law [P.<br>Linsey, K. Mitchell] and A. Lomas re:<br>analysis of<br>charges<br>and related payments. | 0.3 \$ | 518 | \$<br>155.25 | | Spier, Tre | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review and analysis of<br>bank<br>transactions: related updates to master<br>transaction file. | 4.4 \$ | 221 | \$<br>970.20 | | Lomas, Adam | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Case Administration: Meeting with J.<br>Welby and T. Spier re: transaction review<br>workflow. | 0.5 \$ | 518 | \$<br>258.75 | | Lomas, Adam | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Upload of bank statements into bank<br>statement analysis tool. | 0.3 \$ | 518 | \$<br>155.25 | | Lomas, Adam | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Compose email to NPM Law [K.<br>Mitchell] re: | 0.2 \$ | 518 | \$<br>103.50 | | Lomas, Adam | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review and analysis of<br>and<br>bank transactions;<br>related updates to master transaction file. | 0.8 \$ | 518 | \$<br>414.00 | | Welby, Jackie | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review of documents provided by<br>and<br>related<br>update to<br>and<br>transactions in the<br>master transaction file. | 3.5 \$ | 221 | \$<br>771.75 | | Lazarus, Jordan | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Call with A. Lomas, Paul Hastings [L.<br>Despins, N. Bassett, D. Barron, L. Song],<br>and NPM Law [P. Linsey and K.<br>Mitchell] re: new bank records produced,<br>analysis, and related<br>matters. | 0.6 \$ | 518 | \$<br>310.50 | | Lomas, Adam | 9/26/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Meeting re: bank records for<br>and<br>alter<br>ego due diligence analysis; and other<br>investigative updates; with Paul Hastings<br>[L. Despins, N. Basset, D. Barron, and L.<br>Song], NPM Law [P. Linsey and K.<br>Mitchell], and J. Lazarus. | 0.6 \$ | 518 | \$<br>310.50 |

| Timekeeper | Date | Matter | Task | Narrative | Hours Rate | | Amount | |-------------------------|-----------|---------------------------------------------------|----------------|-----------------------------------------------------------------------------------------------------------------------------------|------------|-----|-----------------| | Lomas, Adam | 9/27/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Prepare alter ego due diligence analysis<br>for<br>LLC,<br>Ltd, and<br>compose related email to Paul<br>Hastings [D. Barron]. | 3.7 \$ | 518 | \$<br>1,914.75 | | Spier, Tre | 9/27/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Review and analysis of<br>Inc bank transactions: related<br>updates to master transaction file. | 5.0 \$ | 221 | \$<br>1,102.50 | | Lomas, Adam | 9/27/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Compose email to J. Barker and P.<br>Levenson re: payments with respect to<br>certain<br>related transaction and document review. | 0.7 \$ | 518 | \$<br>362.25 | | Lomas, Adam | 9/27/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Incorporate<br>Inc and<br>bank transactions<br>into master transaction file. | 0.7 \$ | 518 | \$<br>362.25 | | Lomas, Adam | 9/27/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Research with respect to<br>bank accounts. | 0.5 \$ | 518 | \$<br>258.75 | | Levenson, Patrick | 9/27/2024 | Asset Recovery<br>Investigation<br>and Litigation | Investigations | Conducted public records and open<br>source research for | 2.3 \$ | 378 | \$<br>869.40 | | Total Hours and Amount: | | | | | 125.3 | | \$<br>58,793.15 |