郭文贵刑事案 · JUDGMENT · ECF #860

AO 245B (Rev. (cid:20)(cid:20)/(cid:21)(cid:24)) Judgment in a Criminal Case (cid:11)(cid:41)(cid:82)(cid:85)(cid:80)(cid:3)(cid:80)(cid:82)(cid:71)(cid:76)(cid:73)(cid:76)(cid:72)(cid:71)(cid:3)(cid:90)(cid:76)(cid:87)(cid:75)(cid:76)(cid:81)(cid:3)(cid:39)(cid:76)(cid:86)(cid:87)(cid:85)(cid:76)(cid:70)(cid:87)(cid:3)(cid:82)(cid:81)(cid:3)(cid:49)(cid:82)(cid:89)(cid:72)(cid:80)(cid:69)(cid:72)(cid:85)(cid:3)(cid:20)(cid:28)(cid:15)(cid:3)(cid:21)(cid:19)(cid:21)(cid:24)(cid:12) Sheet 1 U S D C NITED TATES ISTRICT OURT _ _ _ S_o_u_t_he_r_n_ D Disitsrtircitc ot fo Nf e_w_ _Y_o_r_k____ ) UNITED STATES OF AMERICA JUDGMENT IN A CRIMINAL CASE ) v. ) ) MilesGuo(aka"HoWanKwok") Case Number: 23Cr.118(S3) ) ) USM Number: 49134-510 ) ) MelindaSarafa,JoshuaDratel,JohnKaley(CJA) ) Defendant’s Attorney THE DEFENDANT: Gpleaded guilty to count(s) Gpleaded nolo contendere to count(s) which was accepted by the court. ✔ Gwas found guilty on count(s) 1,2,3,4,7,8,9,10,11(S3SupersedingIndictment) after a plea of not guilty. The defendant is adjudicated guilty of these offenses: Title & Section Nature of Offense Offense Ended Count 18USC1962(d) RacketeeringConspiracy 1 18USC1349 ConspiracytoCommitWireFraudandBankFraud 2 18USC1956(h) MoneyLaunderingConspiracy 3 The defendant is sentenced as provided in pages 2 through 6 of this judgment. The sentence is imposed pursuant to the Sentencing Reform Act of 1984. G✔The defendant has been found not guilty on count(s) 5,6,12 G✔ Count(s) Allunderlying G is G✔ are dismissed on the motion of the United States. It is ordered that the defendant must notify the United States attorney for this district within 30 days of any change of name, residence, or mailing address until all fines, restitution, costs, and special assessments imposed by this judgment are fully paid. If ordered to pay restitution, the defendant must notify the court and United States attorney of material changes in economic circumstances. 6/29/2026 Date of Imposition of Judgment Signature of Judge AnalisaTorres,U.S.D.J. Name and Title of Judge 7/2/2026 Date

AO 245B (Rev. (cid:20)(cid:20)(cid:18)(cid:21)(cid:24)) Judgment in a Criminal Case Sheet 1A Judgment—Page 2 of 6 DEFENDANT: MilesGuo(aka"HoWanKwok") CASE NUMBER: 23Cr.118(S3) ADDITIONAL COUNTS OF CONVICTION Title & Section Nature of Offense Offense Ended Count 18USC371 ConspiracytoCommitSecuritiesFraud 4 18USC1343and2 WireFraud(FarmLoanProgram) 7 18USC1343and2 WireFraud(GClubs) 9 18USC1343and2 WireFraud(TheHimalayaExchange) 11 15USC78j(b)&78ff SecuritiesFraud(FarmLoanProgram) 8 and18USC2 15USC78j(b)&78ff SecuritiesFraud(GClubs) and18USC2 10

AO 245B (Rev. (cid:20)(cid:20)(cid:18)(cid:21)(cid:24)) Judgment in Criminal Case Sheet 2 — Imprisonment Judgment — Page 3 of 6 DEFENDANT: MilesGuo(aka"HoWanKwok") CASE NUMBER: 23Cr.118(S3) IMPRISONMENT The defendant is hereby committed to the custody of the Federal Bureau of Prisons to be imprisoned for a total term of: -240months’imprisonmentonCounts1,3,7,8,9,10,and11,torunconcurrentlywitheachotherandsentenceonCount2 -360months’imprisonmentonCount2torunconcurrentlywithsentenceonallothercounts; -60months’imprisonmentonCount4torunconcurrentlywithsentenceonCount2andconsecutivelywithsentenceonall othercounts ✔ G The court makes the following recommendations to the Bureau of Prisons: TheCourtrecommendsthatMr.GuoservehissentenceatFCIDanburyorFCIFairton G The defendant is remanded to the custody of the United States Marshal. G The defendant shall surrender to the United States Marshal for this district: G at G a.m. G p.m. on . G as notified by the United States Marshal. G The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons: G before 2 p.m. on . G as notified by the United States Marshal. G as notified by the Probation or Pretrial Services Office. RETURN I have executed this judgment as follows: Defendant delivered on to at , with a certified copy of this judgment. UNITED STATES MARSHAL By DEPUTY UNITED STATES MARSHAL

AO 245B (Rev. (cid:20)(cid:20)(cid:18)(cid:21)(cid:24)) Judgment in a Criminal Case Sheet 5 — Criminal Monetary Penalties Judgment — Page 4 of 6 DEFENDANT: MilesGuo(aka"HoWanKwok") CASE NUMBER: 23Cr.118(S3) CRIMINAL MONETARY PENALTIES The defendant must pay the total criminal monetary penalties under the schedule of payments on Sheet 6. Assessment(cid:3) (cid:3)(cid:3)(cid:3)(cid:3)(cid:53)(cid:72)(cid:86)(cid:87)(cid:76)(cid:87)(cid:88)(cid:87)(cid:76)(cid:82)(cid:81)(cid:3) (cid:3)(cid:3)(cid:3)(cid:3)(cid:3)(cid:41)(cid:76)(cid:81)(cid:72)(cid:3) (cid:36)(cid:57)(cid:36)(cid:36)(cid:3)(cid:36)(cid:86)(cid:86)(cid:72)(cid:86)(cid:86)(cid:80)(cid:72)(cid:81)(cid:87)(cid:13) (cid:45)(cid:57)(cid:55)(cid:36)(cid:3)(cid:36)(cid:86)(cid:86)(cid:72)(cid:86)(cid:86)(cid:80)(cid:72)(cid:81)(cid:87)(cid:13)(cid:13) TOTALS $ 900.00 $ 0.00 $ 0.00 $ 0.00 $ 0.00 G The determination of restitution is deferred until . An Amended Judgment in a Criminal Case (AO 245C) will be entered after such determination. G The defendant must make restitution (including community restitution) to the following payees in the amount listed below. If the defendant makes a partial payment, each payee shall receive an approximately proportioned payment, unless specified otherwise in the priority order or percentage payment column below. However, pursuant to 18 U.S.C. § 3664(i), all nonfederal victims must be paid before the United States is paid. Name of Payee Total Loss*** Restitution Ordered Priority or Percentage TOTALS $ 0.00 $ 0.00 G Restitution amount ordered pursuant to plea agreement $ G The defendant must pay interest on restitution and a fine of more than $2,500, unless the restitution or fine is paid in full before the fifteenth day after the date of the judgment, pursuant to 18 U.S.C. § 3612(f). All of the payment options on Sheet 6 may be subject to penalties for delinquency and default, pursuant to 18 U.S.C. § 3612(g). G The court determined that the defendant does not have the ability to pay interest and it is ordered that: G the interest requirement is waived for the G fine G restitution. G the interest requirement for the G fine G restitution is modified as follows: *Amy, Vicky, and Andy Child Pornography Victim Assistance Act of 2018, Pub. L. No. 115-299. ** Justice for Victims of Trafficking Act of 2015, Pub. L. No. 114-22. *** Findings for the total amount of losses are required under Chapters 109A, 110, 110A, and 113A of Title 18 for offenses committed on or after September 13, 1994, but before April 23, 1996.

AO 245B (Rev. (cid:20)(cid:20)(cid:18)(cid:21)(cid:24))(cid:3) Judgment in a Criminal Case Sheet 6 — Schedule of Payments Judgment — Page 5 of 6 DEFENDANT: MilesGuo(aka"HoWanKwok") CASE NUMBER: 23Cr.118(S3) SCHEDULE OF PAYMENTS Having assessed the defendant’s ability to pay, payment of the total criminal monetary penalties is due as follows: A G✔ Lump sum payment of $ 900.00 due immediately, balance due G not later than , or G in accordance with G C, G D, G E, or G F below; or B G Payment to begin immediately (may be combined with GC, GD, or GF below); or C G Payment in equal (e.g., weekly, monthly, quarterly) installments of $ over a period of (e.g., months or years), to commence (e.g., 30 or 60 days) after the date of this judgment; or D G Payment in equal (e.g., weekly, monthly, quarterly) installments of $ over a period of (e.g., months or years), to commence (e.g., 30 or 60 days) after release from imprisonment to a term of supervision; or E G Payment during the term of supervised release will commence within (e.g., 30 or 60 days) after release from imprisonment. The court will set the payment plan based on an assessment of the defendant’s ability to pay at that time; or F G Special instructions regarding the payment of criminal monetary penalties: Unless the court has expressly ordered otherwise, if this judgment imposes imprisonment, payment of criminal monetary penalties is due during the period of imprisonment. All criminal monetary penalties, except those payments made through the Federal Bureau of Prisons’ Inmate Financial Responsibility Program, are made to the clerk of the court. The defendant shall receive credit for all payments previously made toward any criminal monetary penalties imposed. G Joint and Several Case Number Defendant and Co-Defendant Names Joint and Several Corresponding Payee, (including defendant number) Total Amount Amount if appropriate G The defendant shall pay the cost of prosecution. G The defendant shall pay the following court cost(s): G✔ The defendant shall forfeit the defendant’s interest in the following property to the United States: Seeadditionalforfeitedpropertybelow Payments shall be applied in the following order: (1) assessment, (2) restitution principal, (3) restitution interest, (4) AVAA assessment, (5)fine principal, (6) fine interest, (7) community restitution, (8) JVTA assessment, (9) penalties, and (10) costs, including cost of prosecution and court costs.

AO 245B (Rev. (cid:20)(cid:20)(cid:18)(cid:21)(cid:24)) Judgment in a Criminal Case Sheet 6B — Schedule of Payments Judgment—Page 6 of 6 DEFENDANT: MilesGuo(aka"HoWanKwok") CASE NUMBER: 23Cr.118(S3) ADDITIONAL FORFEITED PROPERTY a.AsaresultofcommittingtheoffenseallegedinCountOneoftheS3SupersedingIndictment,theDefendantshall forfeittotheUnitedStates,pursuanttoTitle18,UnitedStatesCode,Section1963: i.AnyinterestacquiredormaintainedinviolationofSection1962; ii.Anyinterestin,securityof,claimagainst,orpropertyorcontractualrightofanykindaffordingasourceofinfluence over,anyenterprisethedefendantsandtheirco-conspiratorsestablished,operated,controlled,conducted,or participatedintheconductof,inviolationofSection1962;and iii.Anypropertyconstituting,derivedfrom,anyproceedsobtained,directlyorindirectly,fromtheracketeeringactivity chargedinCountOne. b.AsaresultofcommittingthewirefraudandsecuritiesfraudoffensesallegedinCountsTwo,Four,andSeven throughElevenoftheIndictment,theDefendantshallforfeittotheUnitedStates,pursuanttoTitle18,UnitedStates Code,Section981(a)(1)(C)andTitle28,UnitedStatesCode,Section2461(c),anyandallproperty,realandpersonal, thatconstitutesorisderivedfromproceedstraceabletothecommissionofsaidoffenses,includingbutnotlimitedtoa sumofmoneyinUnitedStatescurrencyrepresentingtheamountofproceedstraceabletothecommissionofsaid offenses. c.AsaresultofcommittingthemoneylaunderingoffenseallegedinCountThreeoftheIndictment,theDefendantshall forfeittotheUnitedStates,pursuanttoTitle18,UnitedStatesCode,Section982(a)(1),anyandallproperty,realand personal,involvedinsaidoffenses,oranypropertytraceabletosuchproperty,includingbutnotlimitedtoasumof moneyinUnitedStatescurrencyrepresentingtheamountofpropertyinvolvedinsaidoffenses. TheDefendantshallforfeitthepropertylistedinthepreliminaryorderofforfeiture. SeeECFNo.720,ECFNo.858. Theorderofforfeitureincludesamoneyjudgmentof$889millionagainsttheDefendant. SeeECFNo.858. TheDefendantshallalsoforfeitthepropertylistedinthesupplementalorderofforfeiture. SeeECFNo.790.